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7 Oct 2011, 2:36 pm
Pershing, LLC, 10-12227-RGS (D. [read post]
5 Oct 2011, 3:11 pm
Parexel International LLC, ARB No. 07-123, ALJ Nos. 2007-SOX-39 and 42 (ARB May 25, 2011)). [read post]
4 Oct 2011, 8:48 pm
Recent empirical scholarship has moved us closer to this goal, but much remains to be done. [read post]
3 Oct 2011, 6:08 am
The FBI, IRS-Criminal Investigations, and the Securities Exchange Commission investigated. [read post]
29 Sep 2011, 5:23 am
The charges result from Hovan's alleged fraudulent use of "soft dollars" and his subsequent obstruction of an investigation being conducted by the Securities and Exchange Commission (SEC). [read post]
29 Sep 2011, 5:23 am
The charges result from Hovan's alleged fraudulent use of "soft dollars" and his subsequent obstruction of an investigation being conducted by the Securities and Exchange Commission (SEC). [read post]
28 Sep 2011, 3:11 pm
Parexel International LLC, ARB No. 07-123, ALJ Nos. 2007-SOX-39 and 42 (ARB May 25, 2011)). [read post]
28 Sep 2011, 5:15 am
(Your Secrets Are Safe Here) - http://bit.ly/rgPGAS (Ralph Losey) When You Know, You Know: Cache La Poudre Feeds LLC v. [read post]
27 Sep 2011, 7:56 am
And that harms all of us. [read post]
27 Sep 2011, 2:05 am
Hedge fund managers should note that the disclosures must be detailed and specific and include a description of the procedures used to direct trades in exchange for soft dollar benefits. [read post]
23 Sep 2011, 3:17 am
Hulu, LLC (Gray on Claims) (Patently-O) District Court Delaware: Use of the terms ‘charge’ ‘recharger’ and ‘connector’ do not render claim indefinite: Intermec Technologies Corp. v. [read post]
21 Sep 2011, 6:36 am
The Court’s decision in AT&T Mobility LLC v. [read post]
16 Sep 2011, 7:13 pm
After an exchange of letters in which Eight Estates maintained that neither the LLC Agreement nor 6 Del. [read post]
12 Sep 2011, 7:28 am
For more information contact us at (877) SEC-ATTY. [read post]
12 Sep 2011, 7:23 am
For more information contact us at (877) SEC-ATTY. [read post]
12 Sep 2011, 7:23 am
For more information contact us at (877) SEC-ATTY. [read post]
9 Sep 2011, 2:01 am
MP3tunes LLC (IP Whiteboard) US Copyright – Lawsuits and strategic steps Boy Racer – P2P lawyer: IP address not enough, let me search all PCs in the house – Boy Racer v Doe (ArsTechnica) Cinetel Films – Anti-piracy lawyers retreat, drop another mass bittorrent lawsuit (TorrentFreak) On the Cheap – Lawyer refuses to tell court how profitable BitTorrent settlements are (TorrentFreak) (TorrentFreak) [read post]
8 Sep 2011, 10:30 am
Eleven unregistered forex firms sued by CFTCThe CFTC had filed ten enforcement actions against eleven different firms allegedly illegally soliciting the public to engage in foreign exchange (“forex”) trading while remaining unregistered with the Commission. [read post]
2 Sep 2011, 7:34 pm
Securities and Exchange Commission (“SEC”) from 1999 to 2007. [read post]
FORMER PORTFOLIO MANAGER AT HEDGE FUND INVESTMENT ADVISOR DIAMONDBACK CAPITAL MANAGEMENT SUED BY SEC
1 Sep 2011, 5:55 am
The SEC complaint alleges that the former portfolio manager used inside information to trade ahead of the November 29, 2009 announced acquisition of Axcan Pharma Inc. [read post]
