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29 Aug 2019, 8:54 am by Tom Zagorsky
The SEC’s Complaint against the adviser, Boston-based Commonwealth Equity Services, LLC, d/b/a Commonwealth Financial Network (“Commonwealth”), was filed in Massachusetts federal district court, and alleges that Commonwealth received over $100 million in revenue sharing from the clearing broker while failing to properly apprise its advisory clients of the full nature of the revenue sharing arrangement and the inherent conflicts of interest implicated by it. [read post]
5 Oct 2014, 4:22 pm by Patricia Salkin
This appeal arose from a challenge by O’Shea’s–Baxter, LLC, d/b/a Flanagan’s Ale House (“Flanagan’s”) to an order of the Alcoholic Beverage Control Board (“ABC Board”) upholding the Louisville/Jefferson County Government’s (“Louisville Metro”) denial of Flanagan’s application for a retail drink license. [read post]
28 Jun 2018, 11:49 am by Elizabeth Dalziel
L.P., Cherokee Investment Partners LLC, Ecosystem Investment Partners LLC, Elm Partners Management LLC, HEP Management Corp., Prescott General Partners LLC, RLJ Equity Partners LLC, Rose Park Advisors LLC, and Veteri Place Corp. [read post]
25 Sep 2019, 1:12 pm by Overhauser Law Offices, LLC
Indianapolis, Indiana – Attorneys for Plaintiff, Fanimation, Inc. of Zionsville, Indiana, filed suit in the Southern District of Indiana alleging that Defendant, Décor Selections, LLC d/b/a Lighting Merchant (“Lighting Merchant”) of Ocean, New Jersey, infringed its rights in United States Trademark Registration No. 2,318,516 for FANIMATION (the “Registered Mark”). [read post]
15 Mar 2014, 11:12 am by Bill Marler
On July 26, 2010 Biggers & Callaham LLC., D/B/A Mice Direct recalled frozen reptile feed (mice, rats, chicks), because it had the potential to be contaminated with Salmonella. [read post]
17 Dec 2018, 12:41 pm by Overhauser Law Offices, LLC
Indianapolis, Indiana – Attorneys for Plaintiff, Engineered by Schildmeier, LLC of Anderson, Indiana, filed suit in the Southern District of Indiana alleging that Defendants, Amazing Parts Warehouse (d/b/a several different names) of Lexington, Kentucky, and Wuhn Xuelang Auto Parts Co., Ltd. of China, infringed its rights in United States Patent No. [read post]
10 Jun 2016, 3:13 am by Broc Romanek
Under Rule 257(b)(1) of Regulation A, Form 1-K is the annual report now required to be filed by Tier 2 companies that conducted their offerings under Regulation A+. [read post]
22 Aug 2011, 1:31 pm by Tami Cowden
SHAC, LLC, d/b/a/ Sapphire Gentlemen’s Club, as a state court in Nevada ruled that exotic dancers who performed there were not employees of the club. [read post]
4 Jul 2014, 1:30 pm by Patricia Salkin
., and The 1815 LLC (jointly, “Zito”) appeal the judgment of the District Court dismissing, pursuant to Federal Rule of Civil Procedure 12(b)(6), their claim against the Town of Wawayanda (the “Town”) for violation of the Equal Protection Clause of the Fourteenth Amendment . [read post]
22 Apr 2010, 10:18 am by Meg Martin
Sorenson, Daly, Davidson & Sorenson, LLC, Gillette, Wyoming.Representing Appellee Bd of Crook Cty Commissioners: Joseph M. [read post]
10 Mar 2009, 7:28 am
., d/b/a C&J Jewelry ("Narragansett") was sued by Slane & Slane Designs LLC ("Slane") in the Southern District of New York for various theories, including breach of contract, negligence, negligent misrepresentation, and breach of express and implied warranties. [read post]
18 Jun 2008, 4:12 am by Joseph Mullaney
The Law Office of Dimitrios Kolovos, LLC filed a lawsuit on behalf of a New Jersey woman against Nosoma Systems, Inc. d/b/a Capital Collection Service in the federal court for the District of New Jersey. [read post]