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1 Jul 2010, 7:10 am
The House approved landmark legislation (H.R. 4173) June 30 that would overhaul U.S. financial services regulation with new controls on large and interconnected financial firms, tougher capital and operating standards for banks, and a new consumer protection bureau with broad powers to regulate financial products… Read this entire article for free, activate your free 15 day trial access to Banking Report now. [read post]
2 Aug 2010, 8:00 am
Financial institutions face increased exposure to litigation as a result of landmark financial reform legislation enacted July 21, but because regulations implementing the law have not yet been written the precise degree of exposure is not currently known, practitioners told BNA July 19-27. [read post]
7 Aug 2010, 5:10 am
Interest-rate swaps have become synonymous with toxic investments for a growing number of states, cities and towns across America. [read post]
28 Oct 2019, 7:41 am
Financial Advisor Ramon A. [read post]
15 Nov 2014, 10:01 am
On Wednesday, November 19, 2014, from 9am to 3pm, Brooklyn Law School will host, in its Subotnick Center on the 10th Floor, the second annual Small Business Legal Academy (SBLA) bringing together corporate law firms, civil legal services organizations, financial services consultants, City and State agencies and other service providers to strengthen New York City’s vibrant and diverse small-business community. [read post]
3 Dec 2009, 6:15 pm
The Bankruptcy Law Network has posted an article, originally from USAA Magazine, that outlines ten easy steps for financial recovery. 1. [read post]
27 Sep 2023, 6:00 am
For cities, 11% were designated in some level of stress, down from 16% in 2021. [read post]
27 Sep 2023, 6:00 am
For cities, 11% were designated in some level of stress, down from 16% in 2021. [read post]
20 Apr 2009, 4:37 am
View the article here 04/20/2009 By Thelma Guerrero-Huston Salem City Councilors today will attempt to put a financial end to the city's legal entanglements involving a former police officer convicted of sex abuse. [read post]
14 Nov 2019, 6:32 am
Financial Advisor Clint H. [read post]
16 Jun 2008, 2:52 pm
"With this noble intention, the ICFR has gathered GBP 2.5 million from the UK government and additional funds from the City of London. [read post]
26 Feb 2018, 11:27 am
Investors in American Realty Capital New York City REIT (“ARC NYC REIT”), may have arbitration claims to be pursued before the Financial Industry Regulatory Authority (“FINRA”), if their ARC NYC REIT investment was recommended by a financial advisor who lacked a reasonable basis for the recommendation, or if the nature of the investment was misrepresented by the broker or financial advisor. [read post]
21 Jan 2007, 11:48 am
/Postgraduate Diploma in legal translation that is to be offered by City University, London. [read post]
17 Feb 2017, 2:20 pm
Taxpayers Shouldn’t Be Punished Because of Sanctuary Cities (587 words) [read post]
1 May 2010, 2:39 pm
Much of the attention on the financial crisis focuses on the impact of the rise and collapse of an overheated home mortgage market on the broader financial system. [read post]
19 Jul 2024, 6:06 am
His most recent employment was with Independent Financial Group, LLC (CRD# 7717) of Studio City, CA. [read post]
2 Jul 2024, 2:14 pm
(CRD#:39262), Baker City, OR, B, 04/11/1997 – 08/21/2017, FINANCIAL WEST GROUP (CRD#:16668) FINRA expelled the firm on 02/13/2020, Baker City, OR According to his broker report, Higgins has one customer dispute alleging “Unsuitable Recommendations, Misrepresentations and Omission of Material Fact. [read post]
27 Apr 2010, 5:52 am
The legislation—the Restoring American Financial Stability Act, championed by Senate Banking Committee Chairman Chris Dodd (D-Conn.) [read post]
21 Sep 2007, 12:53 pm
Ceres, a group that includes both environmental activists and institutional investors, made the official petition to the SEC this Tuesday; they were joined by numerous state financial officers and several heavyweight institutions, including the NY state and city comptrollers and the California state government pension funds. [read post]
2 May 2008, 5:58 am
ING Groep said Friday that it has acquired CitiStreet, a retirement plan manager, for 578 million euros ($900 million) in cash, making the Dutch financial giant the third-largest player in the defind-contributions business. [read post]
