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28 Sep 2018, 9:05 pm
Wisconsin records show “paid capital represented” of $7.6 million. [read post]
1 Apr 2021, 5:53 am
While not all-inclusive due to the fact that M&A+I events are not always publicly disclosed and some announcements may not represent event completion, the abridged listing of M&A+I events maintained by ComplexDiscovery notes key industry events by sharing event date, company involvement, and known event amounts. [read post]
31 Oct 2013, 9:05 am
The United Kingdom Supreme Court has recently examined this issue in two decisions: VTB Capital Inc. v. [read post]
9 Jan 2015, 7:01 am
From July 2004, through October 2007, Sheehan was associated with Investors Capital Corp. [read post]
24 Mar 2009, 2:14 pm
Copyright 2009 by The Bureau of National Affairs, Inc. (800-372-1033).) [read post]
6 Apr 2021, 10:58 am
Lodging Fund REIT III Inc., a publicly registered non-traded REIT that invests in hotel properties, has disclosed in a filing with the Securities and Exchange Commission that the regulator is conducting an inquiry into the reimbursement of certain expenses to its advisor, Legendary Capital REIT III LLC, as well as its disclosure of reimbursement policies and procedures, according to an article in the DI Wire today. [read post]
3 Jul 2019, 7:00 am
Roberts entered the securities industry in 1986. [read post]
29 Sep 2019, 5:33 am
Braverman entered the securities industry in 1982. [read post]
23 Apr 2022, 5:42 pm
In total, all short sellers lost $5.05 billion on their bets against GameStop.Id.GameStop’s short squeeze was just one in a long line of stocks impacted by sharp volatility due to a conflict between Wall Street short sellers and internet investors bubbles, including Virgin Galactic Holdings, Inc.; Workhorse Group, Inc.; AMC Networks, Inc.; and Bed Bath & Beyond, Inc. [read post]
12 Jan 2015, 10:24 am
Promoción Industrial – Lcdo. [read post]
5 Jan 2024, 10:01 am
Worden Capital Management LLC Michael Fasciglione Aegis Capital Corp. [read post]
2 Dec 2020, 4:00 am
Maple Leaf Foods Inc., 2020 SCC 35 (CanLII) [1] This appeal is brought by 1688782 Ontario Inc., a former franchisee of Mr. [read post]
2 Nov 2011, 6:42 am
Scientific knew about Gameologist’s mark, but there was no evidence they intended to benefit from Gameologist’s goodwill because “the plaintiff was not well-known in the lottery industry and had no reputation or good will on which the defendants were likely to seek to capitalize, given that the plaintiff has never successfully marketed a product in the lottery industry and has only achieved meager sales of its board game. [read post]
11 Feb 2021, 2:42 pm
IP assets Other important considerations/lessons learnedPanel:Michael Gulliford, Founder/Managing Principal, Soryn IP Capital Management, LLCPhil Hartstein, President and CEO, Finjan Holdings, Inc.Jeremy Pitcock, Founder, The Pitcock Law GroupRon Vaisbort, General Counsel & Corporate Secretary, IvaluaModerator: Dave Stevens, Stevens Law Group Panel Bios:Michael Gulliford, Founder/Managing Principal, Soryn IP Capital Management, LLCMichael is the Founder of the… [read post]
4 May 2023, 1:58 pm
However, these individuals remain bound by the securities arbitration agreement to arbitrate any disputes between themselves and their former customers: NAME FORMER EMPLOYERS Austin Kiick Equitable Advisors, LLC Isaac LaFond Patrick Capital Markets, LLC IFP Securities, LLC Steve Moise Joseph Stone Capital, LLC Spartan Capital Securities, LLC David Morris Stifel, Nicolaus & Company, Incorporated… [read post]
24 Aug 2009, 5:46 pm
As various industries Moreover, Hayes' [read post]
25 May 2016, 7:53 am
Since that time Jin has been registered with brokerage firms PHD Capital, John Carris Investments LLC, PHX Financial, Inc., Aegis, Meyers Associates, L.P., and Lampert Capital Markets Inc. [read post]
13 Feb 2013, 11:16 am
In May of 2009, FINRA fined Pacific Cornerstone Capital, Inc (the broker-dealer for Cornerstone Real Estate Funds) $750,000. [read post]
30 Nov 2011, 8:19 am
While Ghazi is experienced with alternative investments, he operates more or less alone with advice from his friends and industry contacts. [read post]
12 Dec 2011, 5:00 am
These companies included: Hewlett-Packard Company (48.25) Freeport-McMoRan Copper & Gold Inc. (45.46) Jacobs Engineering Group Inc. (44.82) Masco Corporation (44.61) Nabors Industries Ltd. (42.5) Janus Capital Group Inc. (40.12) Constellation Energy Group, Inc. (38.04) … [read post]
