Search for: "Corporate Funding & Investments LLC"
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4 Feb 2011, 8:57 am
Madoff Investment Securities LLC (“BLMIS”) under the Securities Investor Protection Act, 15 U.S.C. [read post]
1 Feb 2011, 7:18 am
The California Department of Corporations has obtained an injunction, an asset freeze, and the appointment of a receiver against CanAm Capital Corporation and the individuals operating it for alleged securities fraud violations and diversion of investor funds. [read post]
27 Jan 2011, 9:34 am
Sept. 6, 2001), VC Strine held that an agreement giving a general partner complete discretion to manage and control the business didn’t authorize him to invest partnership funds in aid of his own venture. [read post]
15 Jan 2011, 5:00 am
They hopefully will appreciate how a particular mutual fund is created and controlled by its investment adviser. [read post]
14 Jan 2011, 8:59 pm
ViaSource Funding Group, LLC, No. 08 Civ. 3062(PKL) (S.D.N.Y. [read post]
14 Jan 2011, 5:00 am
” Perry insisted that the analogy was not apt as the Janus mutual funds are organized as Massachusetts business trusts, whereas JCM is a Delaware LLC. [read post]
13 Jan 2011, 11:45 pm
(Disclosure: Mark Cuban, majority owner of Sharesleuth.com LLC, has no position in the shares of any of the companies mentioned in this report. [read post]
13 Jan 2011, 8:00 am
” In addition, Petitioners contend that JCM as an investment adviser is not the equivalent of a corporate insider. [read post]
12 Jan 2011, 6:49 am
Background In 2006, Pope, an investment fund, made an equity investment in Benda, a holding company whose assets are in China. [read post]
12 Jan 2011, 5:00 am
One of those wholly-owned subsidiaries, Janus Capital Management, LLC (“JCM”) was the “investment adviser” to the assorted Janus mutual funds. [read post]
10 Jan 2011, 7:35 pm
ACA Financial Guaranty Corporation is seeking $90 million in punitive damages and $30 million in compensatory damages from Goldman Sachs over its failed Abacus investment. [read post]
5 Jan 2011, 11:26 am
They should also seek to understand the types of derivatives in which a fund may invest, how they work, and the fund’s exposure. [read post]
31 Dec 2010, 8:41 pm
The complaint also alleges that Saleh engaged in a pattern of withdrawing funds from annuities primarily to raise cash, with which she generated production credits and applied the proceeds to purchase of Closed-End Funds, Unit Investment Trusts, and mutual funds or reverse convertibles and then engaged in unsuitable excessive and short-term trading, causing the customer to incur cost with no substantial benefit for their portfolios. [read post]
31 Dec 2010, 11:50 am
Yucaipa American Alliance Funds II, L.P. v. [read post]
20 Dec 2010, 10:32 am
Last month, the government issued broad subpoenas to numerous funds that may have used expert networks in conducting research about potential investments. [read post]
13 Dec 2010, 8:42 am
United Cos., L.L.C.,[1] the defendant corporation, United Cos., LLC (“Buyer”) contracted with the plaintiff company, S&G Invests., LLC (“Seller”) for the purchase of property. [read post]
9 Dec 2010, 11:00 am
Specifically: In July 2003, Lynch, through consulting firm LW Strategies, LLC, met with pension fund staff for the purpose of persuading the pension fund to retain an investment with a LW Strategies client. [read post]
8 Dec 2010, 7:37 pm
Series C investments. [read post]
7 Dec 2010, 8:07 am
Related posts:Arizona Corporation Commission Orders People & Companies to Pay $7.39 Million for Securities Fraud Arizona Corporation Commission Takes Action Against Sellers of Unregistered Real Estate Investments Budget Cuts Significantly Impact Arizona Corporation Commission’s Ability to Process New Companies & Prevent Civil Securities Fraud [read post]
5 Dec 2010, 6:00 am
” In contrast, the Supreme Court has consistently declined – most recently in Stoneridge Investment Partners, LLC v. [read post]
