Search for: "In Re Hedges"
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19 Nov 2009, 12:31 pm
Recommendation 7: The Office of Compliance Inspections and Examinations (OCIE) should re-evaluate the point scores that it assigns to advisers based on their reported assets under management. [read post]
26 Oct 2010, 7:32 pm
"We're trying to be out there lending to help this recovery," he added. [read post]
6 May 2008, 12:44 pm
On fraud and corruption: You wrote: “If we win, we’re richer, and if we lose, we’re wiser. [read post]
19 May 2010, 8:00 am
” Well, Congress got their contributions and now they’re back. [read post]
22 Jan 2019, 3:05 am
Shareholder Engagement: Develop Relationships Before You Need Them Insider Trading: House Bill Targets 10b5-1 Plans Last week, the House Committee on Financial Services re-introduced a bill on a bipartisan basis – the “Promoting Transparent Standards for Corporate Insiders Act” – which would require the SEC to study whether Rule 10b5-1 should be amended to add more procedural restrictions for trading plans. [read post]
26 Sep 2012, 11:40 am
If you’re saying: “Yeah right! [read post]
2 May 2011, 9:17 am
He writes “If you’re at risk of being de-equitized, then it’s time to hedge against the risk. [read post]
17 Oct 2008, 3:16 am
If by "people" you mean "lawyers," then many human beings would argue that you're stretching the definition of the term to its outermost limits. [read post]
13 Jun 2023, 7:41 am
Ponzi schemes, pyramid schemes, and hedge-fund fraud are among the most common forms of fraudulent offerings. [read post]
29 Apr 2008, 5:52 am
It's supposed to be about widows and orphans, not hedge funds and investments pools. [read post]
14 Mar 2014, 5:00 am
I say no—let me count the ways: … The SEC Will Take “Your” Money, Thanks by David Smyth in Cady Bar the Door So let’s say you work for a hedge fund or some other financial institution that engages in proprietary trading , and you’re inclined to do some insider trading on your employer’s behalf. [read post]
11 Dec 2015, 3:06 am
Meanwhile, I have calendared this webcast: “FAST Act: Gearing Up“… Proxy Plumbing: Proxy Rigging Rears Its Ugly Head As I recently blogged on our “Proxy Season Blog,” if you’re wondering what happened with the SEC’s proxy plumbing project that was kicked off five years ago, you’re probably not alone. [read post]
4 Jan 2021, 12:15 pm
Northwestern Mutual you can expect is going to do their homework, they’re going to be very thorough in terms of all the documentation they’re going to ask for and they’re going to review, and they’re going to have the claim reviewed probably by specialists who are qualified for the conditions that you’re claiming disability for. [read post]
6 Jan 2012, 9:37 am
Six billion dollars sounds like a lot, but the top 25 U.S. hedge fund managers made $22 billion last year. [read post]
11 Oct 2017, 5:41 pm
KKR Financial Holdings LLC (here) and the Delaware Chancery Court’s January 2016 court decision in the In re Trulia Shareholder litigation (here)—deal litigation that in the past would have been filed in Delaware is now being filed elsewhere. [read post]
11 Oct 2017, 5:41 pm
KKR Financial Holdings LLC (here) and the Delaware Chancery Court’s January 2016 court decision in the In re Trulia Shareholder litigation (here)—deal litigation that in the past would have been filed in Delaware is now being filed elsewhere. [read post]
8 Jul 2019, 9:00 am
We’re going to make it a green grass that our clients can traverse so that they can get to the other side of the hedge, with respect to building their dream. [read post]
31 Mar 2023, 1:00 am
[Re St. [read post]
10 Feb 2017, 2:05 pm
Collective funds to get more revenue into the pockets of artists—a hedge fund for artists. [read post]
26 Aug 2016, 6:04 am
Bick, Davis Polk & Wardwell LLP, on Wednesday, August 24, 2016 Tags: Acquisition agreements, Appraisal rights, Deal protection, Delaware cases, Delaware law, DGCL Section 262, Fair values, Go-shop, In re Appraisal of Dell, In re Appraisal of DFC Global, Leveraged acquisitions, Merger litigation, Mergers & acquisitions, Shareholder suits 2016 Mid-Year Activism Update Posted by Eduardo Gallardo, Gibson, Dunn & Crutcher LLP, on Wednesday, August 24, 2016 Tags: Board… [read post]
