Search for: "In Re Securities and Exchange Commission"
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30 Jun 2017, 8:30 am
The exchange was part of a larger effort to develop ties between the two nations’ militaries and demonstrate common resolve. [read post]
7 Jul 2022, 3:33 pm
Securities and Exchange Commission (SEC) outlining her allegations. [read post]
14 Mar 2018, 1:30 pm
Without guidance from the Securities Exchange Commission, the token community has been left to regulate itself and scammers have taken advantage of it. [read post]
20 May 2011, 7:16 am
That means we’re not thrilled with the 8-K that CA (CA) filed on Wednesday. [read post]
1 Aug 2023, 6:06 am
FINRA is overseen by the Securities and Exchange Commission (SEC) and is authorized by Congress to protect U.S. investors from investment fraud by making sure the broker-dealer industry operates fairly and honestly. [read post]
8 Dec 2022, 6:06 am
“It can no longer be doubted that as a matter of general customary international law a head of state will personally be liable to be called to account if there is sufficient evidence that he authorised or perpetrated such serious international crimes. [read post]
4 Nov 2013, 9:46 am
And there are legitimate parallels between the vehicle safety crisis of the 1960s and today’s software security conundrum. [read post]
6 Jul 2020, 11:45 am
If they’re liable either way, why invest a bunch of resources retooling their services in response to the commission’s nonbinding recommendations (and then do so again every five years, when the commission is supposed to submit updated recs)? [read post]
23 Apr 2024, 5:57 am
(Editor’s note: This article is part of Just Security’s Symposium, International Law in the Face of Russia’s Aggression in Ukraine: The View from Lviv.) [read post]
22 Oct 2010, 5:39 pm
The International Business Times is covering Judge Richard Seeborg's recent dismissal with leave to amend of a class action securities fraud complaint in In re NVIDIA Securities Class Action. [read post]
22 May 2021, 12:56 pm
Does your spouse’s commission match their paystub? [read post]
24 Mar 2022, 9:03 pm
Securities and Exchange Commission announced proposed changes to the disclosure requirements for publicly traded companies. [read post]
16 Feb 2023, 9:05 pm
Securities and Exchange Commission (SEC) proposed changes to its implementation of the Privacy Act. [read post]
10 Sep 2020, 3:00 am
If you practice corporate or securities law and you don’t follow Ann on social media, you’re making a big mistake. [read post]
17 May 2012, 8:52 am
While the Ontario Securities Commission has recently signalled it is considering changes to the rules with respect to shareholder rights plans that would give significant protection to plans approved by shareholders, for the moment shareholder approval is merely one of a number of factors that securities regulators take into account in determining whether or not to cease trade a rights plan. [read post]
5 Sep 2018, 11:46 am
” Google’s plans to re-enter the Chinese market, codenamed Dragonfly, were leaked by an employee to the Intercept last month. [read post]
5 Sep 2018, 11:46 am
” Google’s plans to re-enter the Chinese market, codenamed Dragonfly, were leaked by an employee to the Intercept last month. [read post]
1 Feb 2019, 10:51 am
The deterrent effect of the Securities and Exchange Commission’s enforcement intensity on illegal insider trading: evidence from run-up before news events. [read post]
16 Apr 2010, 5:00 am
Securities & Exchange Commission, 390 F.3d 292 (7th Cir. 2004). [read post]
23 May 2021, 8:37 am
European Parliament resolution of 20 May 2021 on Chinese countersanctions on EU entities and MEPs and MPs (2021/2644(RSP))The European Parliament,– having regard to its previous resolutions and reports on the situation in China and EU-China relations, in particular those of 21 January 2021 on the crackdown on the democratic opposition in Hong Kong(1) and of 17 December 2020 on forced labour and the situation of the Uyghurs in the Xinjiang Uyghur Autonomous Region(2)… [read post]