Search for: "Morgan Stanley"
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19 Apr 2012, 6:56 pm
A credit rating downgrade could hurt the bank's huge derivatives business, forcing the group to come up with billions of extra dollars. [read post]
15 Sep 2008, 5:56 pm
Updated: The Federal Reserve has asked JPMorgan Chase and Goldman Sachs to help gather $70 billion to $75 billion in loans to help prop up the American International Group, the giant insurance company, according to a person briefed on the matter. [read post]
15 Sep 2011, 8:38 am
James P. [read post]
26 Jun 2009, 9:50 am
Bank of America Merrill Lynch has lost a senior banker in Asia and a former Merrill banker has joined Stifel Nicolaus, as the game of musical chairs among the investment banks continues. [read post]
1 Feb 2012, 6:44 pm
The bank, which had led LinkedIn, Groupon and Zynga to the public markets, beat rivals like Goldman Sachs in becoming the lead underwriter for Facebook's initial public offering. [read post]
21 Jul 2010, 5:35 am
The bank reported a profit from continuing operations of $1.46 billion, topping analysts' expectations. [read post]
21 Jan 2011, 3:32 pm
A year after taking the top job, James P. [read post]
25 Dec 2022, 12:13 pm
Christopher Garvey, an overseas employee of US-based corporation Morgan Stanley, brought the case against the US Department of Labor Administrative Review Board (ARB) after he witnessed Morgan Stanley employees committing potential US securities law violations. [read post]
27 Aug 2014, 4:42 pm
The court granted summary judgment for Morgan Stanley, Foley appealed, and the 11th Circuit Court of Appeals affirmed. [read post]
26 Oct 2018, 7:34 am
Wall Street Strategies, Inc Securities America, Inc Mark Vanaelst Morgan Stanley Robert W. [read post]
24 Jun 2007, 4:26 am
Morgan Stanley rolled out its program in 2005, with deposits growing by 30 times to $16.4 billion by February 2007, according to company reports. [read post]
3 Aug 2016, 5:25 am
Andrew Todd Yocum, formerly of Morgan Stanley, The Villages, FL and Summit Brokerage Services, Lady Lake, FL has been subject to seventeen customer complaints since May 19th, 2015, according to Broker Check by the Financial Industry Regulatory Authority (FINRA). [read post]
27 Jul 2017, 7:13 am
According to FINRA BrokerCheck, Anthony Ferrone joined Morgan Stanley in 2011 and worked there until July 2016, when he was terminated. [read post]
22 Dec 2015, 8:29 am
Morgan Stanley Smith Barney LLC et al., 3:15-cv-00074 (E.D. [read post]
3 Jun 2011, 10:54 am
The requests were directed to Bank of America, Goldman Sachs and Morgan Stanley. [read post]
3 May 2012, 5:33 am
Several of the nation’s leading banks – including Citigroup, Morgan Stanley, UBS and Wells Fargo – were recently sanctioned by the Financial Industry Regulatory Authority (FINRA) for more than $9.1 million over their failure to supervise retail sales of leveraged and inverse exchange-traded funds (ETFs). [read post]
3 Sep 2019, 12:29 pm
Well known brokerage firms like Merrill Lynch, Morgan Stanley, J.P. [read post]
24 Dec 2019, 8:27 am
Antoine Nabih Souma (CRD: 4210987) is a registered broker and investment advisor currently employed with Morgan Stanley (CRD#:149777) of Los Angeles, CA. [read post]
6 Sep 2011, 9:37 am
On Friday September 2, the Federal Housing Finance Agency, as conservator for Fannie Mae and Freddie Mac, filed lawsuits in state and federal court in New York and Connecticut against 17 different financial institutions (including Bank of America, Citigroup, Credit Suisse, Deutsche Bank, Morgan Stanley and JP Morgan), certain of their officers and various underwriters, alleging violations of the federal securities laws and common law relating to the sale of mortgage-backed… [read post]
19 Aug 2008, 9:12 am
Morgan Chase, Morgan Stanley, Merrill Lynch and Wachovia have agreed to buy back more than $40 billion of ARS from their clients, including individuals, charities and small-business investors. [read post]
