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31 May 2016, 3:34 am by Broc Romanek
Among others, the findings of the 60 venture-backed companies include: – All but two are incorporated in Delaware – 35% listed on the Nasdaq Global Select Market, 35% on the Nasdaq Global Market, 23% on the New York Stock Exchange, and 7% on the Nasdaq Capital Market – Average time from incorporation to IPO was nearly nine years – Average time from initial registration statement submission to the SEC to pricing the IPO was nearly five… [read post]
27 May 2016, 1:13 pm by Cody M. Poplin
” Yet in the New York Times, William Broad highlights a new Federation of American Scientists report that underscores “the striking gap between Mr. [read post]
27 May 2016, 6:12 am
Krishnan, Case Western Reserve University, on Monday, May 23, 2016 Tags: Delaware articles, Delaware law, Disclosure, Merger litigation, Mergers & acquisitions, Settlements, Shareholder suits, State law, Takeover premiums Challenges to Going-Private Mergers in New York Posted by Jason M. [read post]
20 May 2016, 10:12 am by Kelly Johnson
Mickelson was named as a “relief defendant” in a criminal case, filed in the Southern District of New York against professional gambler William Walters and a former director of Dean Foods, Thomas Davis. [read post]
20 May 2016, 10:12 am
Mickelson was named as a “relief defendant” in a criminal case, filed in the Southern District of New York against professional gambler William Walters and a former director of Dean Foods, Thomas Davis. [read post]
19 May 2016, 2:33 pm by Kevin LaCroix
In a separate complaint filed against DiMaria and Gamsey in the Southern District of New York, the SEC is seeking financial penalties, officer-and-director bars, and prohibitions in working in public company accounting. [read post]
19 May 2016, 8:56 am by Mark Astarita
Vasilescu of the New York office, who will also lead the SEC’s litigation. [read post]
17 May 2016, 6:26 am
(Disclosure: The amendments at Phillips 66, and those at many other companies with frozen charters, followed engagement by clients of the Shareholder Rights Project during the years 2011 to 2014, during which time I serves as the Project’s Associate Director). [1] This result is the consequence of a 2012 change in New York Stock Exchange policies relating to broker voting rules. [read post]
16 May 2016, 1:00 pm by Dykema
A long list of entities are excluded from the definition of “legal entity customer,” including but not limited to: Regulated financial institutions; Certain governmental agencies; Entities whose common stock or equity interest are listed on the New York Stock Exchange or the American Stock Exchange or have been designated as a NASDAQ National Market Security listed on the NASDAQ Stock Market; Issuers of classes of… [read post]
13 May 2016, 6:46 am by D. Daxton White
Attorney’s Office for the Southern District of New York today announced criminal charges against the same seven individuals. [read post]
11 May 2016, 9:26 am by Mark Astarita
Calamari, Regional Director of the SEC’s New York office. [read post]
10 May 2016, 2:49 pm by Peter (Pete) A. Steinmeyer
Courts in New York and New Jersey have been relatively consistent regarding the required consideration for a restrictive covenant. [read post]
10 May 2016, 2:49 pm by Peter A. Steinmeyer
Courts in New York and New Jersey have been relatively consistent regarding the required consideration for a restrictive covenant. [read post]
7 May 2016, 10:27 pm by Dan Flynn
An astonishing $325 has been erased from each CMG shares on the New York Stock Exchange. [read post]
5 May 2016, 10:35 am by pscamp01
What you cannot see if that he is also passing the stocks to a shadowy figure in the missing left frame who is labeled “New York Banking Interests. [read post]
28 Apr 2016, 6:46 am
On May 3, 2016, the Securities and Exchange Commission (“SEC”) filed what can only be described as a fascinating civil Complaint in the United States District Court for the Eastern District of New York (“EDNY”). [read post]