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15 Mar 2022, 10:35 am
FINRA reported 16 AML cases in 2021 resulting in $4.6 million in fines, compared with 14 cases totaling $16.2 million in 2020.In Intesa Sanpaolo IMI Securities Corp., the largest case in which AML was the focus, FINRA found that the firm failed to reasonably surveil potentially suspicious activity relating to low-priced securities transactions. [read post]
14 Mar 2022, 11:57 am
See Space Exploration Technologies, Corp. [read post]
14 Mar 2022, 11:47 am
Email the Roundup Team noteworthy law and security-related articles to include, and follow us on Twitter and Facebook for additional commentary on these issues. [read post]
11 Mar 2022, 12:28 pm
Regarding security, Biden’s Indo-Pacific strategy emphasizes “integrated deterrence” as the “cornerstone of [its] approach” to counter coercion at land and at sea, and to innovate in space, cyberspace and other evolving threat environments. [read post]
11 Mar 2022, 12:28 pm
Regarding security, Biden’s Indo-Pacific strategy emphasizes “integrated deterrence” as the “cornerstone of [its] approach” to counter coercion at land and at sea, and to innovate in space, cyberspace and other evolving threat environments. [read post]
11 Mar 2022, 11:36 am
Advocacy Corps Advocacy Corps Organizers – The Friends Committee on National Legislation (FCNL). [read post]
11 Mar 2022, 4:53 am
Their contributions to our nation’s security should not be overlooked. [read post]
10 Mar 2022, 1:02 am
The White Law Group, LLC is a national securities fraud, securities arbitration, investor protection, and securities regulation/compliance law firm with offices in Chicago, Illinois and Seattle, Washington. [read post]
9 Mar 2022, 12:00 pm
As part of their platform, KLAYswap relied on a javascript library written by Korean tech company Kakao Corp. [read post]
8 Mar 2022, 12:10 pm
Peace Corps volunteers were level-headed about Iran. [read post]
7 Mar 2022, 8:22 am
It also served the purpose of freeing up space on the toolbar and allowing for additional room to secure the farming implements to it. [read post]
7 Mar 2022, 5:14 am
The undisputed factual contentions are that plaintiff secured a settlement on defendants’ behalf and defendants received a $2,500 payment. [read post]
6 Mar 2022, 3:15 pm
Ralls, 250 Ga. 721, 723 (1) (301 SE2d 40) (1983) (“It appears clear that in addition to a trademark, a trade name, along with the goodwill it represents, may be the subject of an Article 9 security interest. [read post]
4 Mar 2022, 6:31 am
Security services cannot prevent Russian troops from being exposed to Ukrainian or global anti-Russian messaging in the field. [read post]
3 Mar 2022, 8:01 am
While recent research suggests that Defense is a top employer of technical talent, the department is underutilizing its expertise and having difficulty cultivating a skilled corps in AI. [read post]
3 Mar 2022, 7:45 am
Hartmarx Corp., 496 U. [read post]
2 Mar 2022, 7:26 am
Sierra Income Corp. [read post]
1 Mar 2022, 4:45 am
KT Corp. [read post]
28 Feb 2022, 3:00 am
Corp., No. 3:20-CV-00751-MEM (M.D. [read post]
25 Feb 2022, 1:55 pm
Securities and Exchange Commission (SEC) announced that KT Corporation, South Korea’s largest telecommunications operator, will pay $6.3 million to settle charges that it violated the Foreign Corrupt Practices Act (FCPA). [read post]
