Search for: "Securities Investor Protection Corporation"
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2 Jun 2020, 5:25 pm
ASIC cautions retail investors who are at risk during volatile markets On 6 May 2020, ASIC shared its analysis of the markets during the COVID-19 pandemic period, which revealed a substantial increase in retail trading in the securities market as well as greater exposure to risk. [read post]
1 Jun 2020, 12:56 pm
The White Law Group is a national securities fraud, securities arbitration, and investor protection law firm with offices in Chicago, Illinois and Franklin, Tennessee. [read post]
1 Jun 2020, 12:51 pm
The White Law Group is a national securities fraud, securities arbitration, and investor protection law firm with offices in Chicago, Illinois and Franklin, Tennessee. [read post]
31 May 2020, 1:51 pm
The complaint was filed on behalf of a class of investors who purchased Antares securities between December 21, 2016 and October 12, 2017. [read post]
29 May 2020, 6:10 am
The Federal Ministry of Justice and for Consumer Protection (Bundesministerium der Justiz und für Verbraucherschutz) is authorised to extend the suspension until 31 March 2021, in certain conditions. [read post]
29 May 2020, 5:40 am
Securities and Exchange Commission, on Thursday, May 28, 2020 Tags: Asset management, COVID-19, ESG, Institutional Investors, Investment advisers, Investor protection, Securities regulation [read post]
27 May 2020, 2:17 pm
” The Carnival Corporation Lawsuit Carnival Corporate is the world’s largest cruise ship company. [read post]
27 May 2020, 7:15 am
The White Law Group, LLC is a national securities fraud, securities arbitration, investor protection, and securities regulation/compliance law firm with offices in Chicago, Illinois and Vero Beach, Florida. [read post]
27 May 2020, 1:46 am
Due to the complexity and difficulty of determining whether the investee engages in business in core sectors, there is substantial need for such a list to ensure the predictability of foreign investors’ actions (however, the list is not a part of any law or regulation, and thus reliance on it will not be formally protected). 2. [read post]
26 May 2020, 2:58 pm
In addition, the FT reports that in March, a securities law tightening corporate disclosure standards and making it easier for investors to sue company directors took effect. [read post]
26 May 2020, 11:17 am
The White Law Group, LLC is a national securities fraud, securities arbitration, investor protection, and securities regulation/compliance law firm with offices in Chicago, Illinois and Franklin, Tennessee. [read post]
22 May 2020, 1:19 pm
” Jeffrey Mahoney of the Council of Institutional Investors said at a Harvard Law School conference on accounting standards, “[W]e have read with concern the recent press coverage of the alleged accounting fraud at Luckin Coffee Inc. [read post]
22 May 2020, 6:02 am
Securities and Exchange Commission, on Saturday, May 16, 2020 Tags: Capital markets, Compliance and disclosure interpretation, COVID-19, Disclosure, Information environment, Investor protection, Market conditions, SEC, Securities regulation, Transparency Purpose With Meaning: A Practical Way Forward Posted by Robert G. [read post]
21 May 2020, 12:55 pm
The Division of Corporation Finance has issued several comment letters highlighting certain issues with coronavirus-related disclosures. [read post]
20 May 2020, 11:33 am
The White Law Group is a national securities fraud, securities arbitration, and investor protection law firm with offices in Chicago, Illinois and Franklin, Tennessee. [read post]
17 May 2020, 6:47 pm
As discussed in a May 14, 2020 article on the Harvard Law School Forum on Corporate Governance entitled “Operating in a Pandemic: Securities Litigation Risk and Navigating Disclosure Concerns” (here), there are a number of steps that well-advised companies should be taking in light of the securities litigation exposure. [read post]
17 May 2020, 8:14 am
The first is a set of three inter-related joint statements (press release here) issued 14 May 2020, addressed to (1) governments, (2) business, and (3) investor communities delivered by the International Corporate Accountability Roundtable (ICAR), along with over 30 partner organizations, calling on governments, businesses, and investors to respond to Covid-19 related challenges consistent with their environmental and human rights obligations and responsibilities. [read post]
15 May 2020, 5:00 pm
The Commission has focused on assisting exchanges, central clearing parties, and other key market infrastructure participants with implementing business continuity measures, including shifting to remote work environments, while preserving investor protections. [read post]
15 May 2020, 6:26 am
By Amanda Maine, J.D.Challenges presented by the COVID-19 pandemic to SEC enforcement efforts and defense responses dominated the Securities Docket’s recent Securities Enforcement West 2020 conference. [read post]
14 May 2020, 2:55 pm
Turbo is a Nevada corporation with its principal place of business in Florida. [read post]
