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1 Feb 2022, 12:32 am
In the present case (T 1517/17, consolidated with T 2719/19), the patent proprietor filed an appeal to the interlocutory decision of the opposition division revoking its patent. [read post]
31 Jan 2022, 2:35 am
Securities Industry Commentator: A legal, regulatory, and compliance feed curated by veteran Wall Street lawyer Bill Singer http://www.rrbdlaw.com/6275/securities-industry-commentator/Court Finds FINRA Arbitration Process Not Fundamentally Fair (BrokeAndBroker.com Blog)CFTC Charges Texas Resident with Misappropriating Confidential Information and Participating in a Brokerage Kickback Scheme (CFTC Release)Former President of Energy Company Indicted for Commodities Insider Trading and… [read post]
31 Jan 2022, 2:35 am
Native American Tribe Investment Portfolio Proves Costly for Purshe Kaplan & Sterling Investments (BrokeAndBroker.com Blog)Ponte Vedra Man Convicted And Sentenced For Importing And Distributing Mislabeled Erectile Dysfunction Drug (DOJ Release)Middleboro Financial Advisor Charged in Superseding Indictment with Investment Adviser Fraud and Money LaunderingBritish Citizen Sentenced To Over 11 Years In Prison For Helping Design And Operate Fraudulent Investment Scheme Related To Co-Working Business… [read post]
31 Jan 2022, 2:35 am
FINRA the Sheriff of Nothing-ham and Robinhood (BrokeAndBroker.com Blog)In re: JANUARY 2021 SHORT SQUEEZE TRADING LITIGATION (This Document Relates to the Robinhood Tranche) (Order SDFL)CFTC Charges South Florida Resident and His Firm for Operating a $9.8 Million Commodity Futures and Options Fraud (CFTC Release)Cardinal Health Agrees to Pay More than $13 Million to Resolve Allegations that it Paid Kickbacks to Physicians (DOJ Release)SEC Denies Enforcement Testimonial Subpoena for DepositionIn the… [read post]
31 Jan 2022, 2:35 am
Court Finds FINRA Arbitration Process Not Fundamentally Fair (BrokeAndBroker.com Blog)http://www.brokeandbroker.com6265finra-wells-fargo-arbitration/You know those days when you just want to pull the covers over your head and not get out of bed? [read post]
31 Jan 2022, 2:35 am
FINRA Sanctions Rep for Commissions Earned Under Joint Production Agreement (BrokeAndBroker.com Blog)Middleboro Financial Advisor Charged in Superseding Indictment with Investment Adviser Fraud and Money LaunderingBritish Citizen Sentenced To Over 11 Years In Prison For Helping Design And Operate Fraudulent Investment Scheme Related To Co-Working Business (DOJ Release)FINRA Arbitrators Slam GFI Securities in Employee Defamation CaseRyan Bernardini, Claimant, v. [read post]
31 Jan 2022, 2:35 am
FINRA the Sheriff of Nothing-ham and Robinhood (BrokeAndBroker.com Blog)In re: JANUARY 2021 SHORT SQUEEZE TRADING LITIGATION (This Document Relates to the Robinhood Tranche) (Order SDFL)FINRA the Sheriff of Nothing-ham and Robinhood (BrokeAndBroker.com Blog)http://www.brokeandbroker.com/6256/robinhood-finra-arbitration/By now, you'd think that Wall Street's regulatory community would want something akin to full disclosure to the investing public about successful public customer… [read post]
29 Jan 2022, 2:30 pm
Via Nathan Salmon on FB, I learned about Emitt Rhodes, a Californian singer-songwriter, who on his self-titled debut, recorded in his home, he played all the instruments and sang all the vocal parts. [read post]
28 Jan 2022, 4:51 am
I’m a huge fan of Neil Young’s music, whether CSNY or solo. [read post]
25 Jan 2022, 5:26 am
Please join Kelley Drye State Attorneys General practice Co-Chair Paul Singer, Advertising and Marketing Partner Gonzalo Mon, Privacy Partner Laura VanDruff, and Senior Associate Beth Chun for discussion and practical information on these and other state consumer protection, advertising, and privacy enforcement trends. [read post]
24 Jan 2022, 1:48 pm
America is fascinated and horrified by serial killers in equal measure. [read post]
24 Jan 2022, 2:27 am
FINRA Fines and Suspends Rep Over Undisclosed Elderly Widow's Will Bequest (BrokeAndBroker.com Blog)Former UBS Financial Advisor Charged with Defrauding over $5 Million Dollars from His UBS Clients (DOJ Release)Former Financial Advisor Charged with Stealing $5.8 Million from Client (SEC Release) Texas Man Sentenced for Investment Fraud Scheme (DOJ Release)Arizona Man Pleads Guilty to Role in Investment Fraud Scheme (DOJ Release)Las Vegas Woman Sentenced To Prison For $10 Million Tech… [read post]
24 Jan 2022, 2:27 am
JP Morgan Securities' Regional Director's Affidavit Fails to Carry Day in TRO for Impermissible Solicitation (BrokeAndBroker.com Blog)Texan admits to smuggling people in coffin (DOJ Release)SEC Proposes Amendments to Enhance Private Fund Reporting (SEC Release)Former UBS Financial Advisor Charged with Defrauding over $5 Million Dollars from His UBS Clients (DOJ Release)Former Financial Advisor Charged with Stealing $5.8 Million from Client (SEC Release) Texas Man Sentenced for Investment… [read post]
24 Jan 2022, 2:27 am
Securities Industry Commentator: A legal, regulatory, and compliance feed curated by veteran Wall Street lawyer Bill Singer http://www.rrbdlaw.com/6263/securities-industry-commentator/FINRA Fines and Suspends Barclays Analyst For Undisclosed Employment Offer (BrokeAndBroker.com Blog)2Cir Reverses LIBOR Judgments for Insufficient EvidenceUnited States of America, Appellee-Cross-Appellant, v. [read post]
24 Jan 2022, 2:27 am
JP Morgan Securities' Regional Director's Affidavit Fails to Carry Day in TRO for Impermissible Solicitation (BrokeAndBroker.com Blog)BREAKING NEWS: 2Cir Reverses LIBOR Judgments for Insufficient EvidenceUnited States of America, Appellee-Cross-Appellant, v. [read post]
24 Jan 2022, 2:27 am
FINRA Fines and Suspends Barclays Analyst For Undisclosed Employment Offer (BrokeAndBroker.com Blog)http://www.brokeandbroker.com/6255/finra-analyst-job/In a recent FINRA regulatory settlement, a Barclays research analyst got a job offer from an issuer he was covering. [read post]
24 Jan 2022, 2:27 am
FINRA Fines and Suspends Rep Over Undisclosed Elderly Widow's Will Bequest (BrokeAndBroker.com Blog)Las Vegas Woman Sentenced To Prison For $10 Million Tech Support Fraud Scheme That Exploited Elderly Victims / Technical Support Scheme Deceived More Than 7,500 Victims Across the United States and Canada, Many of Whom Are Elderly, into Paying for Phony Computer Repair Services (DOJ Release)United Development Funding Executives Convicted of Fraud (DOJ Release)SEC Obtains Final Judgment… [read post]
21 Jan 2022, 7:11 am
The Swedish moral philosopher Torbjörn Tännsjö (also in the podcast) writes: Peter Singer and I have had similar views on many topics, but while he has been a prescriptivist I have for decades been a moral realist,... [read post]
21 Jan 2022, 3:51 am
Actors, dancers, musicians and singers, yes. [read post]
20 Jan 2022, 4:34 pm
50-year-old Sarah Evans is a country singer. [read post]
