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13 Feb 2015, 7:59 am
Inc. v. [read post]
14 Feb 2007, 4:36 am
A recent order was issued by the Securities and Exchange Commission (SEC) against Ashland Inc. [read post]
7 Mar 2009, 6:40 pm
Ford is a sales associate for Pre-Paid Legal, Inc. and sells “coaching videos” that purport to teach debtors how to reduce their debts. [read post]
12 Apr 2011, 9:19 am
In MATRIXX INITIATIVES, INC., ET AL. v. [read post]
18 Apr 2021, 3:01 pm
The list of EV de-SPACs that have been hit with securities suits is getting long; the list includes, among others, Canoo, Inc. [read post]
28 Dec 2020, 9:10 am
The Federal Trade Commission recently announced that it settled an action it filed against AppFolio, Inc. [read post]
14 Mar 2016, 8:27 am
Certain commonly used measures and ratios used to determine churning help evaluate a churning claim. [read post]
24 Dec 2019, 11:00 am
Contact us today and let us know how we can help. [read post]
23 Feb 2010, 5:00 am
According to the associated press Under Six Flags' post bankruptcy plan, holders of senior secured notes issued by Six Flags Operations Inc., a subsidiary, would receive about 93 percent of the equity in the reorganized company. [read post]
3 Dec 2015, 7:45 am
Certain commonly used measures and ratios used to determine churning help evaluate a churning claim. [read post]
21 Apr 2021, 6:00 am
From 2004 through 2019, Teifer was registered with David Lerner Associates, Inc. [read post]
29 Jan 2011, 5:18 pm
The Us Securities and Exchange Commission has adopted a “say-on-pay” rules that will allow the shareholders of publicly listed companies to weigh in on executive compensation via advisory votes. [read post]
17 Jun 2012, 11:47 am
Linda Sanches, OCR Senior Advisor and the lead on HIPAA Compliance Audits, recently presented on the progress of an OCR tool, the 2012 HIPAA Privacy and Security Audit Program (the “Audit Program”) being conducted for OCR by KPMG, Inc. [read post]
31 Jan 2007, 8:21 pm
Hedges, US Magistrate Judge, D. [read post]
29 Jun 2012, 9:05 pm
(PDF) More Blog Posts: Hedge Fund Manager Raj Rajaratnam Ordered by SEC to Pay $92.8M Penalty for Insider Trading, Stockbroker Fraud, November 12, 2011 Accused Texas Ponzi Scammer May Have Defrauded Investors of $2M, Stockbroker Fraud, August 3, 2011 Montford Associates to Pay $650,000 in Securities and Exchange Commission Penalties Over Failure to Disclose Payments from Hedge Fund, Institutional Investor Securities Blog, May 1, 2012 [read post]
27 Aug 2014, 5:21 pm
We are proud to have 8 distance LL.M. candidates with us. [read post]
16 May 2024, 7:57 am
L3Harris Technologies Inc [headquartered in the US] has been excluded from investment by the GPFG due to the company’s production of key components for nuclear weapons. [read post]
8 Mar 2016, 12:13 pm
Conway.SEC Press Release--- If you need help with a securities litigation, arbitration or litigation issue, email Mark Astarita or call 212-509-6544 to speak to a securities lawyer. [read post]
1 Nov 2016, 11:47 am
In February, I use the information gained in January for unauthorized purpose B. [read post]
13 Oct 2015, 6:33 am
The latest FINRA complaint (Disciplinary Proceeding No. 2012033981601) alleges that from November 2003, through January 2014, while Wolk was associated with Woodstock Financial Group, Inc. [read post]
