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28 May 2019, 2:14 pm
”“Through her time at the SEC, Erin has shown her commitment to protecting investors and tackling the difficult and complex issues in the financial markets,” said Pete Driscoll, Director of the SEC’s Office of Compliance Inspections and Examinations. [read post]
17 May 2019, 7:36 am
Ensuring that firms have effective cybersecurity and technology controls has been and remains an OCIE priority, according to Driscoll. [read post]
11 May 2019, 9:32 am
Driscoll. [read post]
24 Apr 2019, 7:26 am
Opening Remarks by Valerie Szczepanik, Head, FinHubRemarks by William Hinman, Director, Division of Corporation FinancePanel 1: Capital Formation ConsiderationsModerator: Jonathan Ingram, Chief Legal Advisor, FinHub, Division of Corporation FinancePanelists:Paul Brody – Ernst & YoungJoshua Ashley Klayman – Klayman LLCAaron Wright – Cardozo Law SchoolRemarks by Brett Redfearn, Director, Division of Trading and MarketsPanel 2: Trading and Markets… [read post]
16 Apr 2019, 9:44 am
"We look forward to our continued engagement with industry professionals at this year’s National Compliance Outreach Program for Broker-Dealers," said Peter Driscoll, Director of OCIE. [read post]
27 Mar 2019, 6:50 pm
“These two arguments make Americans less opposed to court packing; Putting more justices on the Supreme Court might not backfire as spectacularly as many expect”: Professors Amanda Driscoll and Michael J. [read post]
25 Mar 2019, 2:06 pm
Jeff’s responsibility to help coordinate the Commission’s approach to market risk—including activities-based risk—along with our regulatory partners will benefit American investors and capital markets,” said Dalia Blass, Director of the Division of Investment Management; Pete Driscoll, Director of the Office of Compliance Inspections and Examinations; S.P. [read post]
15 Mar 2019, 12:29 pm
JAMA. 2010;304(4):419-425. doi:10.1001/ jama.2010.1015 Martin JA, Hamilton BE, Osterman MJ, Driscoll AK, Mathews TJ. [read post]
5 Mar 2019, 2:00 am
Kathy O’Driscoll is the Vice President of People at Snowflake Computing. [read post]
27 Feb 2019, 1:48 pm
Stein Sperling Bennett De Jong Driscoll PC will relocate its main office from 25 West Middle Lane to 1101 Wootton Pkwy. in Rockville, firm officials said Wednesday. [read post]
22 Feb 2019, 4:03 am
At Stanford Law School’s Legal Aggregate blog, Sharon Driscoll discusses the decision with law professor Robert Weisberg. [read post]
31 Dec 2018, 3:56 am
In this noteworthy case — one of the relatively few in which a minority member of an LLC successfully sued for dissolution under LLC Law § 702 — the majority members had formed a new, similarly named entity to collect the subject LLC’s revenues, thereby reducing the subject LLC, as colorfully described by Commercial Division Justice Timothy Driscoll, to a “marionette” to be “manipulated at will”… [read post]
27 Dec 2018, 8:23 am
” OCIE Director Pete Driscoll said, “OCIE is steadfast in its commitment to protect investors, ensure market integrity and support responsible capital formation through risk-focused strategies that improve compliance, prevent fraud, monitor risk, and inform policy. [read post]
9 Dec 2018, 7:36 am
Sharon Driscoll – Stanford News: “In the last half-century, women in law have made huge strides. [read post]
9 Nov 2018, 3:02 am
” Well, for the most part [Gerald O’Driscoll, Jr., Cato Journal reviewing book on FDR gold episode] Tags: antitrust, banks, Cato Institute [read post]
21 Oct 2018, 9:06 pm
MOUNT VERNON, WA — They’re out there on the front lines waging a battle against dangerous pathogens that can contaminate your food and make you sick or even kill you. [read post]
8 Sep 2018, 9:29 pm
The agenda for the meeting is as follows: • Welcoming and Opening Remarks (10:00 - 10:10 am EDT) – Gary Jones, Daniel Sullivan, and Andrew Wang, Directors, TC1600, USPTO • Obviousness of Biologics: Identifying the Biggest Challenges (10:10 - 11:00 am) -- Carla Mouta-Bellum of Arrigo, Lee, Guttman & Mouta-Bellum LLP • Exemplary Obviousness Rationales Suggested in KSR (11:00 - 11:50 am) -- Lora Driscoll, QAS, TC1600, USPTO • Lunch (11:50 am - 12:50... [read post]
27 Aug 2018, 3:49 am
Justice Driscoll’s ruling concludes with invitations to both sides. [read post]
27 Jul 2018, 9:22 am
Yet later in that same hearing, Driscoll once again spoke of the charges as registration errors. [read post]
27 Jul 2018, 6:00 am
Driscoll. [read post]
