Search for: "AMERICAN CAPITAL FUNDING, LLC"
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27 Jan 2021, 11:22 am
After Ameriprise discovered her misconduct and fired her, Hsu founded American Capital Trading Group LLC and American Capital Republic, Inc., where she sought out and defrauded additional investors. [read post]
22 Jan 2021, 1:00 pm
Publicly-available forms filed with the SEC list the following firms as receiving sales compensation for selling The Parking REIT: Accelerated Capital Group; Centaurus Financial, Inc.; Coastal Equities, Inc.; Crown Capital Securities, L.P.; Forest Securities, Inc.; Great Point Capital LLC; NI Advisors; Sandlapper Securities, LLC; Whitehall-Parker Securities, Inc. [read post]
22 Jan 2021, 11:43 am
His previous employers include American Asset Advisory, LLC (CRD#:168444), Accelerated Capital Group (CRD#:41270, expelled by FINRA on 11/26/2019) and Longview Financial Group, Inc. [read post]
21 Jan 2021, 12:54 pm
American Medical Association v. [read post]
14 Jan 2021, 9:14 am
The OCC conditionally approved the charter, meaning Anchorage had to agree to comply with certain capital and liquidity requirements, as well as the OCC’s risk management rules, the release stated. [read post]
Guest Post: Halliburton II Price Impact Defenses Can Limit Severity on Deficient Exchange Act Claims
12 Jan 2021, 2:19 pm
According to the American Bar Association, amendments to Rule 23 “should in some ways lead to a more streamlined, predictable class action settlement process. [read post]
30 Dec 2020, 7:55 am
Whoa, what the f*&% just happened? [read post]
24 Dec 2020, 8:30 pm
The company was incorporated in Delaware as American Made Media Consultants Corporation and American Made Media Consultants. [read post]
6 Dec 2020, 12:03 pm
SHP Senior Housing Fund, LLC, 2013 WL 1955012 (Del. [read post]
6 Nov 2020, 10:48 am
GE Capital Retail Bank v. [read post]
6 Nov 2020, 6:30 am
SEC Brings Enforcement Action Against Fund Manager for Single 13D Violation Posted by Eleazer Klein, Adriana Schwartz, and Clara Zylberg, Schulte Roth & Zabel LLP, on Friday, October 30, 2020 Tags: Asset management, Disclosure, Fund managers, Institutional Investors, Ownership, Private funds, Schedule 13D, Securities enforcement, Securities regulation Proposed HSR Rule Change Would Benefit Activists Posted by Steve… [read post]
5 Nov 2020, 7:35 am
“CBA has already seen it successfully applied many times, in instances such as stable coins, supply chain and capital markets solutions, bank guarantees, programmable money and digital assets,” he says. [read post]
30 Oct 2020, 9:13 am
NYC Shareholders see Huge Losses after a 2.43-to-1 reverse split The White Law Group continues to investigate potential claims involving broker dealers who may have unsuitably recommended New York City REIT(NYC) (formerly known as American Realty Capital New York City REIT) to investors. [read post]
23 Oct 2020, 3:00 am
The Chinese account is controlled by Trump International Hotels Management LLC, which records show paid $188,561 in taxes in China while pursuing licensing deals there from 2013 to 2015. [read post]
30 Sep 2020, 6:28 pm
The complaint charges TMTE, Inc., d/b/a Metals.com, Chase Metals, LLC., Chase Metals, Inc. [read post]
23 Sep 2020, 8:43 am
Cardone Capital, LLC And Cardone Equity Fund V & VI Cardone Capital, LLC markets itself as providing real estate investment opportunities to investors through crowdfunding. [read post]
23 Sep 2020, 7:45 am
Investments are made through Cardone Capital’s equity funds, such as Cardone Equity Fund V, LLC (Fund V) and Cardone Equity Fund VI, LLC (Fund VI). [read post]
20 Sep 2020, 8:21 pm
American Industrial Partners Capital Fund IV, LP, et al., C.A. [read post]
8 Sep 2020, 7:30 am
There is concern that U.S. money is inappropriately funding Chinese efforts to dominate fields including artificial intelligence and internet data collection. [read post]
31 Aug 2020, 3:00 pm
-listed corporation’s market capitalization regardless of whether their published information is factually correct. [read post]
