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3 Jan 2021, 10:00 pm
Investment advisers’ advertising and solicitation practices, and the media through which investment advisers communicate with clients and investors, have evolved considerably since the US Securities and Exchange Commission (SEC) adopted Rule 206(4)-1 (the Advertising Rule) in 1961 and Rule 206(4)-3 (the Cash Solicitation Rule) in 1979. [read post]
3 Jan 2021, 10:00 pm
Investment advisers’ advertising and solicitation practices, and the media through which investment advisers communicate with clients and investors, have evolved considerably since the US Securities and Exchange Commission (SEC) adopted Rule 206(4)-1 (the Advertising Rule) in 1961 and Rule 206(4)-3 (the Cash Solicitation Rule) in 1979. [read post]
3 Jan 2021, 10:00 pm
Investment advisers’ advertising and solicitation practices, and the media through which investment advisers communicate with clients and investors, have evolved considerably since the US Securities and Exchange Commission (SEC) adopted Rule 206(4)-1 (the Advertising Rule) in 1961 and Rule 206(4)-3 (the Cash Solicitation Rule) in 1979. [read post]
3 Jan 2021, 10:00 pm
Investment advisers’ advertising and solicitation practices, and the media through which investment advisers communicate with clients and investors, have evolved considerably since the US Securities and Exchange Commission (SEC) adopted Rule 206(4)-1 (the Advertising Rule) in 1961 and Rule 206(4)-3 (the Cash Solicitation Rule) in 1979. [read post]
3 Jan 2021, 10:00 pm
Investment advisers’ advertising and solicitation practices, and the media through which investment advisers communicate with clients and investors, have evolved considerably since the US Securities and Exchange Commission (SEC) adopted Rule 206(4)-1 (the Advertising Rule) in 1961 and Rule 206(4)-3 (the Cash Solicitation Rule) in 1979. [read post]
3 Jan 2021, 10:00 pm
Investment advisers’ advertising and solicitation practices, and the media through which investment advisers communicate with clients and investors, have evolved considerably since the US Securities and Exchange Commission (SEC) adopted Rule 206(4)-1 (the Advertising Rule) in 1961 and Rule 206(4)-3 (the Cash Solicitation Rule) in 1979. [read post]
2 Jun 2023, 6:13 am
For more insights into advertising law, bookmark our All About Advertising Law blog and subscribe to our monthly newsletter. [read post]
21 Sep 2018, 9:05 am
The rule continues to prohibit live solicitation, which includes in-person or other real-time visual or auditory communication, but now permits real-time electronic solicitation via means such as texts or tweets on the theory that these methods are more like written advertisements than in-person solicitation because consumers can pause before responding and/or ignore them. [read post]
1 Jul 2013, 4:37 pm
The amendments place limits on soliciting clients on social media, however. [read post]
5 Nov 2011, 8:25 am
" The general solicitation bill is different. [read post]
11 May 2010, 7:46 am
First, the definition of solicitation, from Rule 7.3 of the New York Rules of Professional Conduct: For purposes of this Rule, “solicitation” means any advertisement initiated by or on behalf of a lawyer or law firm that is directed to, or targeted at, a specific recipient or group of recipients, or their family members or legal representatives, the primary purpose of which is the retention of the lawyer or law firm, and a significant motive for which is… [read post]
11 Aug 2007, 1:09 pm
For an update and the NY bar association's surprising response to the federal district court's invalidation of certain parts of NY's advertising/solicitation restrictions (on which matters Mike wrote here), see David Giacalone's thoughtful new post today at his f/k/a site,... [read post]
25 Aug 2011, 5:56 am
The South Carolina Supreme Court has amended its rules governing solicitation of clients. [read post]
12 Feb 2018, 4:56 am
” Nor could the court resolve whether the advertising was merely opinion or puffery at the pleading stage. [read post]
6 Mar 2019, 9:28 am
Employees’ posts about starting a competing business or advertising job openings at their new place of employment on public social media pages. [read post]
9 Oct 2007, 7:59 am
It requires analysis of those newly promulgated New York lawyer advertising rules still in effect following the NDNY's issuance... [read post]
4 Sep 2012, 6:28 am
According to reports, hedge funds may soon be able to go from soliciting individual investors behind closed doors to conducting wide advertising campaigns. [read post]
4 Sep 2012, 6:28 am
According to reports, hedge funds may soon be able to go from soliciting individual investors behind closed doors to conducting wide advertising campaigns. [read post]
18 Oct 2006, 4:52 pm
NY Sun: Proposed Attorney Advertising Rules Could Place Restrictions on Web Logs "The proposed rules, announced in June, are intended to protect consumers from misleading advertisements and to sanction unseemly and aggressive forms of advertising such as the solicitation of... [read post]
14 Jul 2008, 2:43 pm
According to the report, contractors in the Jacksonville area were advertising on the popular website Craigslist for services that require a license but were not in fact licensed. [read post]
