Search for: "Alabama Securities Commission"
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22 Sep 2023, 10:03 am
She, therefore, recommends: (1) a link be placed on Regulation D for investors to click on and read the standard risks of this investment; (2) mention on Form D that the issuer-provided information is self-reporting, meaning that the SEC does not oversee it even though the Commission logo is on the form; and (3) provide a legend of risks on all issuer communications to investors—even on Tik Tok communications for the many young investors out there.Amanda Senn, Director of the… [read post]
17 Jun 2022, 4:28 am
“Why have a commission if we just get overridden by the court system? [read post]
3 Jun 2014, 7:15 am
Knudson applies to Section 13(b) of the Federal Trade Commission Act (15 U.S.C. [read post]
22 Jun 2007, 4:38 pm
Joe Borg, director of the Alabama Securities Commission in Montgomery and president of NASAA said "The perception that white-collar crime is victimless has been changing since Enron. [read post]
11 Sep 2023, 8:51 am
The CFTC appreciates the assistance of the South African Financial Sector Conduct Authority, the Financial Services Commission of Belize, the Texas State Securities Board, the Alabama Securities Commission, the North Carolina Secretary of State, Securities Division, and the Mississippi Secretary of State, Securities Division. [read post]
20 Jun 2012, 7:25 am
While it's mere speculation, perhaps, the White House had included the Jan. 2012 IT Policy Alabama issued, POLICY 685-00: DATA BREACH NOTIFICATION, available at http://cybersecurity.alabama.gov/documents/Policy_685_Data_Breach_Notification.pdf, which obligates “all Executive Branch agencies, boards, and commissions except those exempt under The Code of Alabama 1975 (Title 41 Chapter 4 Article 11)" to notify Alabama citizens in the… [read post]
6 Mar 2014, 3:15 am
Federal Election Commission. [read post]
16 May 2013, 8:36 am
Whether it is the Department of Justice making decisions on what crime to prosecute, or the Securities and Exchange Commission excersizing discretion in making cases against some but not all securities fraudsters, when politics clearly is driving these discretionary decisions, someone should immediately stop this from happening. [read post]
12 Dec 2017, 11:46 am
In election security news, the Alabama Supreme Court granted a request for an emergency stay on Monday to the secretary of state and the state election administrator that halted appellate court order for the state to preserve digital voting records created in today’s special election to fill the Senate seat vacated by Attorney General Jeff Sessions. [read post]
15 Mar 2013, 1:43 pm
Alabama Lets DREAMers Drive Alabama officials have announced that young immigrants who came to the country as children—also known as DREAMers—will be allowed to apply for state driver's licenses. [read post]
22 Jun 2011, 12:22 pm
Brad Bennett, FINRA Executive Vice President and Chief of Enforcement, said, "FINRA acknowledges the efforts of the Securities and Exchange Commission and state securities regulators in resolving this matter against Morgan Keegan and providing restitution to harmed investors. [read post]
11 May 2011, 9:16 am
ROGERS of Alabama, Mrs. [read post]
27 Mar 2017, 11:04 am
Start with the basic facts – the female employee, Evans, worked as a security guard for a hospital. [read post]
14 Aug 2019, 3:00 am
Campaign Finance Montana: “Fed Appeals Court Upholds Montana’s Landmark Campaign-Finance Disclosure Law” by Matt Volz for AP News New Hampshire: “NH Attorney General: Contributions from limited partnerships, LLPs remain legal in state elections” by John DiStaso for WMUR Elections National: “At Def Con, Hackers and Lawmakers Came Together to Examine Holes in Election Security” by Taylor Telford for Washington Post Utah: “Draper City Council… [read post]
10 Feb 2012, 1:30 am
Teacher fired over Facebook post gets her job back – Court invokes notion of "contextual integrity" to evaluate soci… http://t.co/CJSfnYO1 # Alabama and Texas law enforcement sites fall to hackers http://t.co/zWPf0IgC # Must Parent and Attachment Files Be Kept Together? [read post]
1 Feb 2021, 2:35 pm
Here, the TSSB joined forces with the Alabama Securities Commission against Ultra, a company claiming to be a cryptocurrency cloud mining provider that raised $18 million from Texas residents. [read post]
1 Feb 2021, 2:35 pm
Here, the TSSB joined forces with the Alabama Securities Commission against Ultra, a company claiming to be a cryptocurrency cloud mining provider that raised $18 million from Texas residents. [read post]
10 Feb 2022, 9:03 pm
Securities and Exchange Commission (SEC) proposed changes to its whistleblower program rules. [read post]
26 Jul 2011, 4:41 am
Security Council. [read post]
18 Jun 2020, 10:23 am
The witnesses, all cybercrime experts in their own right, included Amanda Senn, chief deputy director, Alabama Securities Commission, and on behalf of the North American Securities Administrators Association (NASAA); Tom Kellermann, head of Cybersecurity Strategy, VMware; Kelvin Coleman, executive director of the National Cyber Security Alliance; and Jamil Jaffer, executive director of the National Security Institute. [read post]
