Search for: "Ally Financial, Inc."
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29 Jun 2010, 1:47 pm
Inc. $850,000 $94,000 DeWaay Financial Network LLC $850,000 $134,525 Eagle One Investments LLC $360,000 $42,500 Empire Financial Group Inc. $2,750,000 $234,200 Empire Securities Corp. $205,000 - E-Planning.com Securities Inc. $3,765,000 $483,925 First Allied Securities Inc. $380,000 $11,250 Gk Securities LLC $50,000 - Grant Bettingen Inc. $215,000 $19,350 GunnAllen Financial Inc. $22,255,000 -… [read post]
21 Feb 2024, 1:28 pm
Kemper Financial Services, Inc., have seen shareholders initiate a derivative action challenging the fees charged by investment advisors for managing and administering a money market mutual fund. [read post]
5 Nov 2020, 7:35 am
’s V 2.65% $5.3 billion deal to acquire Plaid Inc., a key player in the financial-technology space. [read post]
17 Dec 2014, 8:10 am
Dempsey Lord Smith, LLC Financial West Group First Allied Securities, Inc. [read post]
13 Jul 2020, 8:46 am
Tyson Foods, Inc., Tyson Fresh Meats, Inc., Keystone Foods, LLC, JBS USA, Inc., and Pilgrim’s Pride Corp. adopted their respective policies after the onset of the COVID-19 pandemic in the United States on or about March 11, 2020, the complainants assert. [read post]
4 Jan 2011, 7:32 am
$3,765,000 $483,925 First Allied Securities Inc [read post]
29 Jun 2016, 4:27 pm
If the Federal Reserve objects to a capital plan, a firm may not make any capital distribution unless expressly authorized by the Federal Reserve….The Federal Reserve did not object to the capital plans of Ally Financial, Inc.; American Express Company; BancWest Corporation; Bank of America Corporation; The Bank of New York Mellon Corporation; BB&T Corporation; BBVA Compass Bancshares, Inc.; BMO Financial Corp.; Capital One Financial… [read post]
7 May 2011, 6:37 am
In addition to Bank of America and JPMorgan, also taking part in those agreements were San Francisco-based Wells Fargo, New York-based Citigroup, the GMAC unit of Detroit-based Ally Financial, Aurora Bank FSB, EverBank Financial Corp., HSBC Holdings Plc, OneWest, MetLife Inc., PNC Financial Services Group Inc. [read post]
6 Jul 2017, 2:25 pm
From May 2004until March 2009, Mehringer was associated with First Allied Securities, Inc. [read post]
2 Feb 2016, 10:19 pm
In December 2013, the CFPB and DOJ took an action against Ally Financial Inc. and Ally Bank requiring Ally to pay $80 million in consumer restitution and $18 million in civil money penalties. [read post]
22 Jan 2011, 1:32 pm
Iowa Attorney General Tom Miller, the leader of the 50 state investigation, has reported to Bloomberg that the five largest loan servicers, including Bank of America Corp., JPMorgan Chase & Co., Citigroup Inc., Wells Fargo & Co. and Ally Financial Inc., may settle with the 50 states investigating the improper foreclosure practices. [read post]
1 Jan 2009, 9:00 am
Cryo-Cell Int'l, Inc., 940 A.2d 43 (Del. [read post]
4 Apr 2016, 10:30 am
From September 2008 until October 2013, Hayne was associated with First Allied Securities, Inc. [read post]
24 Mar 2011, 7:16 pm
(JPM), Ally Financial Inc. and Citigroup Inc. [read post]
12 Jan 2012, 10:40 am
NRTI Office NRTI Novastar Financial, Inc. [read post]
9 Jul 2018, 12:43 pm
According to FINRA Disciplinary actions for June 2018, the following individuals were barred from FINRA and cannot currently work for a FINRA brokerage firm for failing to provide FINRA with information it requested or to keep information current with FINRA pursuant to FINRA rules: NAME FORMER EMPLOYERS Donald Nelson Bower III Edward Jones Invest Financial Corp Christopher Masharn Bruce Statefarm VP Management Corp Chris Bruce Insurance Agency… [read post]
16 Feb 2018, 6:52 am
First Allied Securities Inc., where Diaz worked between 2005 and 2009, settled the case in November, according to records. [read post]
7 Oct 2010, 2:29 pm
On October 6th, Ohio’s Attorney General Richard Cordray filed a lawsuit against GMAC Mortgage and its parent, Ally Financial Inc., accusing the loan servicer and its agents of filing fraudulent affidavits in an attempt to mislead courts in hundreds of Ohio foreclosures. [read post]
17 May 2016, 9:06 am
BALCA said that employers have a duty to investigate further when the resume raises a “reasonable prospect” that a candidate is qualified; in other words, when a candidate meets overall education and experience requirements (Matter of CEO Ally, Inc., 5/12/16). [read post]
14 Nov 2010, 6:56 am
Even though Wells Fargo has admitted to problems in their foreclosure processes they declined to join other mortgage giants Bank of America and Ally Financial Inc. in suspending foreclosures pending an investigation into and a correction of their practices. [read post]
