Search for: "American Investment Exchange, LLC"
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23 Oct 2020, 3:00 am
The Chinese account is controlled by Trump International Hotels Management LLC, which records show paid $188,561 in taxes in China while pursuing licensing deals there from 2013 to 2015. [read post]
9 Oct 2020, 7:54 am
Under the SROs’ proposal, the plan would replace the three existing plans: (1) Consolidated Tape Association Plan; (2) Consolidated Quotation Plan; and (3) Joint Self-Regulatory Organization Plan Governing the Collection, Consolidation, and Dissemination of Quotation and Transaction Information for Nasdaq-Listed Securities Traded on Exchanges on an Unlisted Trading Privileges Basis.The equity exchanges filing the plan along with FINRA are Cboe BYX Exchange, Cboe BZX… [read post]
5 Oct 2020, 1:39 pm
LLC. [read post]
28 Sep 2020, 3:00 am
Bridge Aina Le’a, LLC v. [read post]
15 Sep 2020, 7:52 am
Dain Stokes (CRD: #2960801) is a former registered broker and investment advisor whose last known employer was LPL Financial LLC (CRD#:6413) of Bedford, NH. [read post]
8 Sep 2020, 7:30 am
Last week, the White House directed the Federal Retirement Thrift Investment Board, the body that manages the 401(k) for federal employees, to halt investments in Chinese companies. [read post]
31 Aug 2020, 3:00 pm
The alignment of activist short-sellers and plaintiff securities class action attorneys is an unintended association that facilitates the increase in frequency of claims that allege violations of the Exchange Act at the expense of directors and officers of U.S. [read post]
25 Aug 2020, 3:00 am
Bridge Aina Le’a, LLC v. [read post]
3 Aug 2020, 1:07 pm
Equity Sales Company (CRD# 2936), Park Avenue Securities LLC (CRD# 46173), NY Life Securities LLC (CRD# 5167), and Mutual of Omaha Investor Services, Inc. [read post]
24 Jul 2020, 3:00 am
TAKINGS Bridge Aina Le’a, LLC v. [read post]
17 Jul 2020, 9:26 am
The Texas Barbecue funds were invested in bitcoin, and the Houston Landscaping cash was slowly depleted via ATM withdrawals. [read post]
3 Jul 2020, 6:09 am
Chia, Soundboard Governance LLC, on Thursday, July 2, 2020 Tags: Boards of Directors, Engagement, Institutional Investors, Shareholder meetings, Shareholder voting, Virtual meetings Some Thoughts for Boards of Directors in 2020: A Mid-Year Update Posted by Martin Lipton, Steven A. [read post]
28 May 2020, 12:57 pm
Scott Silver, Silver Law Group’s managing partner, is the chairman of the Securities and Financial Fraud Group of the American Association of Justice and represents investors nationwide and internationally in securities investment fraud cases. [read post]
21 May 2020, 8:47 am
American Express (AmEx) sparked a number of debates over its meaning and scope. [read post]
20 May 2020, 11:58 am
Cannacord Genuity LLC was the bookrunning manager for the offering and B. [read post]
13 May 2020, 8:24 am
The Parking REIT was been sold by MVP American Securities, a formerly FINRA-registered brokerage firm. [read post]
30 Apr 2020, 8:59 am
According to the firm’s website, investment advisory services are provided by YieldStreet Management, LLC, an investment advisor registered with the Securities & Exchange Commission. [read post]
13 Apr 2020, 4:19 pm
Notably, the increase in frequency of Exchange Act securities class actions since 2018 has coincided with the end of the longest running bull market in U.S. history.[12][13] As a result, more fervent shareholder recovery efforts can be expected as the fiduciary duties of institutional investment managers are tested and global investors in the U.S. capital markets seek nontraditional equity investment returns. [read post]
30 Mar 2020, 4:59 am
Her twin goals were “becoming the bridge between the American market and the Hispanic market” and “building a career as an entrepreneur. [read post]
13 Mar 2020, 6:31 am
Securities and Exchange Commission, on Saturday, March 7, 2020 Tags: Capital formation, Equity offerings, Investor protection, Private firms, SEC, SEC rulemaking, Securities regulation Assessment of ISS’s Use of EVA in CEO Pay-for-Performance Model Posted by Ira Kay, Marizu Madu and Phil Johnson, Pay Governance LLC, on Sunday, March 8, 2020 Tags: Executive Compensation, Executive performance, ISS, Pay for… [read post]
