Search for: "Anne Sherry"
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8 Oct 2021, 8:07 am
By Anne Sherry, J.D.In a rare look at a process that is usually anonymous and confidential, 60 Minutes published some of the complaints filed with the SEC by Facebook whistleblower Frances Haugen. [read post]
7 Oct 2021, 8:29 am
By Anne Sherry, J.D.The Second Circuit reinstated a fraud lawsuit against a cryptocurrency issuer by vacating a district court’s dismissal of the complaint. [read post]
5 Oct 2021, 2:25 pm
” That is the best bet for getting women to return to the workforce post-pandemic, said Sherry Perkins, president of Anne Arundel Medical Center. [read post]
1 Oct 2021, 4:00 am
National/Federal As Districts Grow More Diverse, Congressional Outreach Does Too MSN – Michael Macagnone (Roll Call) | Published: 9/30/2021 Over the past decade, U.S. [read post]
16 Sep 2021, 5:00 am
By Anne Sherry, J.D.In a split decision, the Delaware Supreme Court affirmed a chancery court decision that upheld a stockholder waiver of the right to seek judicial appraisal in respect of a merger. [read post]
7 Sep 2021, 5:00 am
By Anne Sherry, J.D.Parties in the Pivotal Software class action have reached a settlement in principle, potentially mooting an appeal before the Supreme Court on whether the PSLRA stays discovery in Securities Act cases brought in state court, or only those brought in federal court. [read post]
2 Sep 2021, 9:29 am
By Anne Sherry, J.D.The Delaware Court of Chancery allowed some aspects of a merger challenge to proceed against Zayo Group Holdings CEO Dan Caruso. [read post]
27 Aug 2021, 9:48 am
By Anne Sherry, J.D.After multiple trips back and forth between the district court, appeals court, and Supreme Court, the Second Circuit once again determined that a fraud class action against Goldman Sachs under the inflation-maintenance theory should return to the district court. [read post]
26 Aug 2021, 11:30 am
By Anne Sherry, J.D.In a townhall webinar, representatives from the SEC, Tennessee agencies, and the Better Business Bureau discussed the need to promote financial education and offered some warning signs of fraudulent investments, including in the realm of digital assets. [read post]
24 Aug 2021, 7:14 am
By Anne Sherry, J.D.In a brief filed with the U.S. [read post]
18 Aug 2021, 12:21 pm
By Anne Sherry, J.D.To understand the opportunities and challenges presented by cloud computing, FINRA’s Office of Financial Innovation reached out to 40 market participants to learn about the state of cloud adoption within the securities industry. [read post]
17 Aug 2021, 9:03 pm
Here’s who signed in: Mitzi Baum, CEO, STOP Foodborne Illness; Sean Leighton, Global VP of Food Safety, Quality & Regulation Affairs, Cargill; Patty Griffin, Chief of the Enteric Diseases Epidemiology Branch, CDC; Steven Hermansky, Vice President Scientific and Reg Affairs, Conagra Brands; Lawrence Ball, Customer Facing Quality Manager, Congra Brands; Shawn Fear, Director of Quality, Conagra Brands; Sherry Williamson, Vice President of Global Quality and Food Safety, Kellogg;… [read post]
17 Aug 2021, 11:43 am
By Anne Sherry, J.D.Calling out the SPAC business model as inherently conflicted, an investor in a blank-check company brought a class-action lawsuit in the Delaware Court of Chancery to enjoin an upcoming vote that he says violates Delaware corporate governance law. [read post]
28 Jul 2021, 7:49 am
By Anne Sherry, J.D.The SEC announced an enforcement sweep resulting in 27 settlements with advisers and broker-dealers for failing to file and deliver Form CRS. [read post]
27 Jul 2021, 8:53 am
By Anne Sherry, J.D.In a pair of risk alerts, the SEC’s Division of Examinations cautioned investment advisers about compliance issues that it observed in connection with fixed-income principal and cross trades and wrap-fee programs. [read post]
14 Jul 2021, 6:18 am
By Anne Sherry, J.D.The Seventh Circuit declined to order a new trial or vacate the conviction of Michael Coscia, who in 2014 became the first person charged in a federal criminal "spoofing" prosecution. [read post]
12 Jul 2021, 7:32 am
By Anne Sherry, J.D.The Delaware Court of Chancery dismissed, with prejudice, a would-be derivative complaint brought on behalf of FedEx against its board of directors. [read post]
8 Jun 2021, 7:10 am
By Anne Sherry, J.D.At yesterday's CFO Network Summit, SEC Chair Gary Gensler announced that the staff will be preparing recommendations on shoring up Rule 10b5-1 for trading plans by insiders. [read post]
27 May 2021, 6:28 am
By Anne Sherry, J.D.In an issue of first impression, the Delaware Court of Chancery held that Delaware law allows for "reverse veil-piercing" in limited circumstances. [read post]
21 Apr 2021, 6:06 am
By Anne Sherry, J.D.CFTC Commissioner Dawn Stump, in virtual remarks at Texas A&M’s Bitcoin Conference, spoke about the need for clarity about the CFTC’s role in regulating bitcoin-based derivatives and enforcing the underlying cash markets. [read post]
