Search for: "Asset Management Professionals, LLC"
Results 121 - 140
of 805
Sorted by Relevance
|
Sort by Date
23 May 2018, 6:30 am
Author Michael Stack, CEO Amaxx LLC. [read post]
11 Aug 2020, 6:30 am
You should consult with your insurance broker, attorney, or qualified professional. [read post]
2 Jun 2009, 4:00 pm
A New Jersey woman hired the Law Office of Dimitrios Kolovos, LLC to file a lawsuit against the debt collection agencies of Midland Funding, LLC, Midland Credit Management, Inc., and Nudelman, Nudelman & Ziering, P.C., and their employees, Gary S. [read post]
11 Aug 2016, 2:25 pm
Robertson was a professional football player for the Philadelphia Eagles, and is currently a co-owner and Managing Principal of Cavalier Union who previously held Series 7 and 66 securities licenses between April 2008 and December 2009. [read post]
Peter Madoff 10 Sentence For Defrauding ERISA Plans Reminder Manage Plan Investment Responsibilities
27 Dec 2012, 3:45 am
Service providers or others with discretionary responsibiliity or that are investment managers of plan assets must be prudently selected based on careful credentialing and other procedures. [read post]
19 Feb 2018, 7:00 am
Fund managers typically charge a management fee based on a set percentage of the value of the fund’s assets. [read post]
4 Nov 2010, 11:19 am
Always seek the advice of a competent professional when making important legal decisions. [read post]
15 Sep 2015, 11:53 am
appeared first on Kitchens New Cleghorn, LLC - Attorneys at Law - Atlanta, Georgia – Randy New - Managing Partner; Jeff Cleghorn; Joyce Kitchens. [read post]
14 Dec 2017, 6:30 am
Author Michael Stack, CEO Amaxx LLC. [read post]
17 Apr 2011, 12:39 pm
Barnett | CEO, Revere Capital Advisors Sponsored by: Dorman Trading 11:30-12:30 Adding Value Through L/S Commodity Investing- Moderator: Ray McKenzie | ICE Futures US Mike Dubin | Managing Director, Silvercrest Asset Management Toby Elliman | Managing Partner, Guidance Capital LLC 12:30-1:30 Lunch Sponsored by: ICE 1:15-2:00 (KEYNOTE) The Capital Markets, U.S. [read post]
18 Aug 2015, 6:30 am
©2015 Amaxx LLC. [read post]
9 Oct 2023, 9:34 pm
Without professional legal advice, you could end up making a mistake that jeopardizes your LLC before it even gets started. [read post]
19 Jul 2013, 6:00 am
The seminars highlight areas of focus for compliance professionals. [read post]
29 Oct 2018, 12:50 pm
Montoya, a Boston hedge fund manager, has pleaded guilty to operating a multi-billion dollar Ponzi scam involving the RMA Strategic Opportunity Fund, LLC. [read post]
12 Jan 2009, 3:00 pm
LLC Wanda FeltonHelix Associates, LtdJames Francis Paradigm Asset Management Co. [read post]
31 Jan 2014, 5:20 am
Panel V: Chief Compliance Officer Obligations Speakers: Mark Dowdell, Assistant Director, National Exam Program, Philadelphia Regional Office Janet Grossnickle, Assistant Director, Division of Investment Management Marshall Sprung, Co-Chief,Division of Enforcement, Asset Management Unit Chris Marzullo, General Counsel & Chief Compliance Officer, Brandywine Global Investment Management LLC Judy Werner, Executive Director, National Society of Compliance… [read post]
11 Jan 2009, 3:15 pm
A simple and common example of commingling and failing to keep records is where a member uses LLC funds or assets for personal use without documenting the transaction, and with no proof of authorization under the LLC’s articles. [read post]
9 May 2016, 5:00 am
IA-4220 (October 8, 2015)(notice) and IA-4254 (November 3, 2015)(order) Brookfield Asset Management Private Institutional Capital Adviser US, LLC et. al., Investment Advisers Act Release Nos. [read post]
29 Apr 2019, 7:25 am
You should consult with your insurance broker, attorney, or qualified professional. [read post]
13 Feb 2012, 3:14 pm
” Alternatively, investment planners “focus on asset management, retirement and college savings plans but tend to offer more-modular-style plans. [read post]
