Search for: "Assurity Financial Services, LLC" Results 121 - 140 of 370
Sorted by Relevance | Sort by Date
RSS Subscribe: 20 results | 100 results
12 Jan 2022, 11:39 am by Kim Phan
  In its enforcement actions, the FTC has targeted both lead generators and users of their services. [read post]
5 Jan 2023, 2:22 pm by Kevin LaCroix
Allegations relate to the financial crisis from over a decade ago where a number of financial institutions – including Deutsche Bank Securities, RBS Securities, and Wachovia Capital Markets – misled investors within offering documents on various securities issued by NovaStar. [read post]
22 Apr 2019, 7:38 am by Tom Zagorsky
Our regulatory practice group assists financial service providers with complex issues that arise in the course of their business, including compliance with federal and state laws and rules. [read post]
1 Feb 2024, 6:19 pm by Cynthia Marcotte Stamer
West Virginia based Ole Jose Grill & Cantina LLC, paid $167,000 in back pay and penalties to 17 tipped employees after the U.S. [read post]
20 Sep 2022, 12:11 pm by Steve Bainbridge
The Marchand decision reiterated that the board has a duty to exercise oversight and to monitor “the corporation’s operational viability, legal compliance, and financial performance” by making a good faith “attempt to assure a reasonable information and reporting system exists” and then taking steps to monitor and oversee the system. [read post]
10 May 2011, 10:25 am by Tomassi Law Associates
Summit and affiliates publish magazines and websites and produce conferences for the insurance, accounting, financial services, banking and legal industries. [read post]
2 Mar 2014, 8:21 am by Angelo A. Paparelli
 Aside from the lack of FOIA protection or other assurance of confidentiality from Sen. [read post]
9 Jan 2023, 9:01 pm by renholding
In this overview, ISS Securities Class Action Services reviews the largest shareholder-related settlements of 2022. [read post]
15 Jun 2011, 11:56 pm by Tomassi Law Associates
” He added, “Following my highlighting of this case with Lord Neuberger, the Master of the Rolls has written and advised me that the Financial Services Authority is reviewing this issue of what is formally called ‘third party capture. [read post]
15 Jun 2012, 8:00 am by Lucas A. Ferrara, Esq.
In addition to Consumer Advocates Group Experts, LLC and Zimmerman, the complaint names Paramount Asset Management Corporation and Advocates for Consumer Affairs Expert, LLC, as defendants in this case. [read post]
29 Apr 2020, 6:00 am by Matt Ramsey
We all learned during the earlier financial crisis that hard times call for the reevaluation of almost everything we do. [read post]
22 Aug 2017, 6:46 am by Elizabeth Dalziel
Our regulatory practice group assists financial service providers with complex issues that arise in the course of their business, including compliance with federal and state laws and rules. [read post]