Search for: "Barclays Capital" Results 121 - 140 of 536
Sort by Relevance | Sort by Date
RSS Subscribe: 20 results | 100 results
24 Mar 2017, 3:00 am by John Jenkins
  In his opening statement, Jay touched on some of his priorities – and improving the competitiveness of America’s capital markets is one of them: For over 70 years, the U.S. capital markets have been the envy of the world. [read post]
23 Feb 2017, 6:44 am by Renae Lloyd
Investment banks that create these products often tout the benefits, including stating that structured notes offer potentially higher returns, element of capital protection,  exposure to assets that may otherwise be difficult to access, and defined potential return. [read post]
30 Dec 2016, 5:24 am by INFORRM
How often do we read articles in newspapers critiquing capitalism, let alone corporate capitalism? [read post]
18 Nov 2016, 8:07 am by Ed Stein
As the primary gatekeepers to all international commerce and capital, banks, even without express governmental mandates or requirements, have motivated private sector actors to steer clear of problematic or suspect business relationships. [read post]
19 Sep 2016, 7:43 am by June Casey
”— David Walker, Chairman of Winton Capital, former Chairman of Barclays “As only insiders can, Davis, Lukomnik, and Pitt-Watson shine a spotlight on hidden cracks in the system that can still put hard-earned savings at risk. [read post]
15 Sep 2016, 4:44 am by Shannon Togawa Mercer
The EEA is a group of all EU member states plus Norway, Iceland and Liechtenstein from the European Free Trade Association (EFTA) within which the four freedoms of the EU (free movement of people, goods, services and capital) are also guaranteed. [read post]
23 Aug 2016, 6:31 am by Aaron Rubin
MassMutual settled similar claims against Barclays Capital Inc. on March 29, 2016 (covered here). [read post]
21 Aug 2016, 12:41 pm by Ron Friedmann
  For the last 20 years I have worked in financial markets and financial systems, including derivatives and capital markets. [read post]
15 Aug 2016, 7:30 am by Rose Walker, staff
KWM agrees to hand Barclays more security over its borrowings in the wake of £14m partnership capital call [read post]
27 Jun 2016, 3:48 pm
Free movement of goods, investment, capital, and to some extent labor, was to be the basis of a new global order that might make large wars much too expensive to contemplate (not small wars of course). [read post]
21 Jun 2016, 1:35 am by Jani Ihalainen
Copyright did not extend to news articles per say, but a different transient property right.Justice Putney ultimately concluded that International News Services had unlawfully acquired the Associated Press' property, and restricted the publication of news by them appropriated from the Associated Press for a number of hours after its publication, unless proper credit was given.The current state of 'hot news' and its protection is uncertain, with subsequent cases such… [read post]
6 Jun 2016, 8:57 am by Samantha Scheller
On May 26, 2016, the FDIC reached a $190 million settlement of RMBS claims against eight financial institutions, including Barclays Capital Inc.; Deutsche Bank Securities Inc.; Goldman, Sachs & Co; RBS Securities Inc.; and UBS Securities LLC. [read post]
4 Apr 2016, 2:08 pm by Katie Lieberg Stowe
On March 29, Barclays Capital Inc. and Massachusetts Mutual Life Insurance Co. jointly moved pursuant to a confidential settlement agreement for dismissal of an action brought by MassMutual. [read post]
29 Feb 2016, 4:43 pm by Kevin LaCroix
This past year was an eventful one in the corporate and securities litigation arena, with the U.S. [read post]
18 Feb 2016, 5:53 am by Adam Weinstein
However, banks like Citigroup, Barclays, and Wells Fargo made an estimated $1.1 billion in fees for selling these products to investors. [read post]
31 Jan 2016, 1:43 pm by Mark Astarita
The Securities and Exchange Commission today announced that Barclays Capital Inc. and Credit Suisse Securities (USA) LLC have agreed to settle separate cases finding that they violated federal securities laws while operating alternative trading systems known as dark pools and Credit Suisse’s Light Pool.The New York Attorney General’s office is announcing parallel actions against the two firms.Barclays agreed to settle the charges by admitting wrongdoing and paying $35… [read post]
25 Jan 2016, 2:17 am
On January 31, 2015, the Securities and Exchange Commission ("SEC") announced that it had entered into settlements with Barclays Capital Inc. and Credit Suisse Securities (USA) LLC concerning those firms' alleged operations of alternative trading systems, so-called "Dark Pools. [read post]
7 Jan 2016, 1:41 pm by D. Daxton White
According to that view, if the basket option contract is held for more than one year, then the entire gain is treated as long-term capital gain at the lower capital gains tax rate. [read post]