Search for: "Bond v. Receivables Performance Management"
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19 May 2016, 6:02 pm
(Pioneer) and received treatment from Dr. [read post]
5 Mar 2013, 1:51 pm
Since the Supreme Court’s June 28, 2012 National Federation of Independent Business v. [read post]
15 Feb 2011, 8:32 am
Considered by the staff, but not recommended in the study, was the repeal of the exclusion from the definition of an investment adviser under the Advisers Act for a broker or dealer providing investment advisory services but the performance of such services is incidental to its business as a broker or dealer and which receives no special compensation for such services. [read post]
27 Dec 2012, 4:35 am
The recent judgement against the two men in Solis v. [read post]
2 Jan 2020, 10:49 am
Harris Funeral Homes Inc. v. [read post]
6 Jun 2007, 2:01 pm
With variable annuities, your return depends on the performance of stocks, bonds and/or other investments. [read post]
9 Feb 2023, 9:05 pm
House of Representatives, the party is expected to hold committee hearings further criticising ESG efforts by companies, asset managers, proxy advisory firms, the Securities and Exchange Commission (SEC) and others. [read post]
10 May 2011, 10:25 am
Vitro Receives Permission to Auction U.S. [read post]
9 Feb 2009, 5:34 pm
v. [read post]
17 Jan 2010, 8:45 am
ROH sued Dow on January 26, 2009 for specific performance. [read post]
15 May 2014, 10:00 am
For Representation, Training & Other Resources If you need assistance monitoring these and other regulatory policy, enforcement, litigation or other developments, or to review or respond to these or other workforce, benefits and compensation, performance and risk management, compliance, enforcement or management concerns, the author of this update, attorney Cynthia Marcotte Stamer may be able to help. [read post]
30 Dec 2010, 6:00 am
This comprises “categories of staff, including senior management, risk takers, control functions and any employee receiving total remuneration that takes them into the same remuneration bracket as senior management and risk takers, whose professional activities have a material impact on the firm’s risk profile” (subject to a de minimis threshold – see further below). [read post]
28 Mar 2017, 4:32 pm
The defendants moved to dismiss the plaintiffs consolidated complaint arguing (1) that the plaintiff ADS investors lacked standing to represent purchasers of Eletrobras bonds; (2) that the plaintiffs had failed to adequately allege material misrepresentations with respect to defendants’ statements about (a) ethics and integrity, (b) Eletrobras’s financial condition, and (c) scienter; (3) that the plaintiffs failed to adequately allege scheme liability, because they… [read post]
13 Jul 2017, 10:07 am
Green v. [read post]
12 Jul 2017, 10:27 am
Green v. [read post]
13 Jul 2017, 10:07 am
Green v. [read post]
27 Feb 2018, 3:49 am
The case concerned a photo of Tom Brady (New England Patriots quarterback) with Boston Celtics’ General Manager Danny Ainge, which was taken by Justin Goldman and posted on his Snapchat. [read post]
29 Nov 2022, 2:52 pm
And such businesses should be careful regarding circumstances that raise questions about control, such as whether: The veteran’s current or former employer (or a principal thereof) is involved in the management or ownership of the new veteran-owned business;Co-located businesses, or companies that share resources, are in the same or similar line of business with enmeshed ownership;Part-owners are providing critical financial bonding or support;Critical licenses are held by… [read post]
5 Feb 2021, 1:25 am
Asset managers have established management teams in continental Europe to ensure access to local regulators and clients. [read post]
25 Jan 2017, 10:13 pm
X of the State Constitution 83 “Dispensing organization” means an organization approved by the 84 department to cultivate, process, transport, and dispense low 85 THC cannabis or medical cannabis pursuant to this section. 86 (f)(c) “Independent testing laboratory” means a laboratory, 87 including the managers, employees, or contractors of the 88 laboratory, which has no direct or indirect interest in a 89 medical marijuana treatment… [read post]
