Search for: "Brian A. Dodd"
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23 Dec 2016, 1:00 am
Eisenberg, K&L Gates LLP, on Monday, December 19, 2016 Tags: Accounting, Asset management, Broker-dealers, Conflicts of interest, Disclosure, Dodd-Frank Act, FCPA, Fiduciary duties, Hedge funds, Insider trading, Investment advisers, Private equity, SEC, SEC enforcement, Securities enforcement A New Administration: Change and Continuity in Securities Regulation Posted by William McLucas & Harry Weiss, Wilmer Cutler Pickering Hale and Dorr LLP, on Monday, December 19, 2016 Tags:… [read post]
2 Dec 2016, 1:01 am
Securities and Exchange Commission, on Tuesday, November 29, 2016 Tags: Asset-backed securities, Credit default swaps, Derivatives, Dodd-Frank Act, Financial crisis, Financial regulation, Investor protection, OTC derivatives, Ratings agencies, SEC, Securities regulation, Skin in the game Succession “Losers”: What Happens to Executives Passed Over for the CEO Job? [read post]
25 Nov 2016, 1:01 am
Pay for Performance Alignment in Times of Declining Performance Posted by Jeff Joyce and Brian Lane, Pay Governance LLC, on Sunday, November 20, 2016 Tags: Compensation disclosure, Executive Compensation, Executive performance, Firm performance, Incentives, Institutional Investors, ISS, Management, Pay for performance, Proxy advisors, Proxy voting, Say on pay, Shareholder value, Surveys The Law and Brexit VIII Posted by Thomas J. [read post]
4 Nov 2016, 1:01 am
Gonzalez, Paul, Weiss, Rifkind, Wharton & Garrison LLP, on Monday, October 31, 2016 Tags: Banks, CFPB, Consumer protection, Dodd-Frank Act, Financial institutions, Financial regulation, Securities enforcement, Securities litigation, Securities regulation, U.S. federal courts CEO and Executive Compensation Practices: 2016 Edition Posted by Matteo Tonello, The Conference Board, Inc., on Monday, October 31, 2016 Tags: Compensation disclosure, Compensation ratios, Equity-based… [read post]
24 Oct 2016, 6:51 am
Dee Spagnuolo, Brian D. [read post]
12 Sep 2016, 8:59 am
Brian D. [read post]
27 Jul 2016, 9:42 am
Brian D. [read post]
22 Jul 2016, 10:34 am
The Securities and Exchange Commission today announced that Brian T. [read post]
12 Jul 2016, 9:05 am
Brian D. [read post]
20 Jun 2016, 12:25 pm
Brian Slagle The CFPB has published a final rule regarding various annual adjustments it is required to make under provisions of Regulation Z (TILA) that implement the CARD Act, HOEPA, and the ability to repay/qualified mortgage provisions of Dodd-Frank. [read post]
13 Jun 2016, 10:53 am
The SEC’s investigation was conducted by Brian P. [read post]
20 May 2016, 9:57 am
” The Committee questioned the panel members on whether the CFPB’s proposed rule meets the mandate of Section 1028 of the Dodd-Frank Act. [read post]
29 Feb 2016, 6:01 am
Pinedo, Ze’-ev Eiger, Brian Hirshberg, and David Lynn; the complete publication is available here. [read post]
25 Jan 2016, 8:55 am
” Banking and Financial Resources Panel – Lenders Have Money to Lend Brian D. [read post]
20 Jan 2016, 9:05 pm
Carpenter (Krugman, Pearlstein in accord with Rampell), earlier] “Hillary Clinton vows to go ‘well beyond’ Dodd-Frank” [Housing Wire via Kevin Funnell] “In the past, ‘financial institutions were unwilling, for relationship reasons, to litigate against each other…That has changed dramatically.'” [Daniel Fisher quoting New York attorney Brian Fraser] “Government Thinks You’re Too Dumb To Try Crowdfunding”… [read post]
26 Aug 2015, 6:00 pm
Today, Pillsbury attorneys Mark Jones, Brian Wong and Jessica Lutrin published their client advisory titled SEC Adopts Final Pay Ratio Disclosure Rules. [read post]
25 Jun 2015, 6:34 am
Brian D. [read post]
11 Jun 2015, 5:31 am
Brian D. [read post]
29 May 2015, 10:48 am
How have regulatory developments, including those in Dodd-Frank, affected the economy? [read post]
28 Apr 2015, 4:07 pm
The Court held that Brian Aitken, one-time editor of the Newcastle-based Journal newspaper, came within the definition of “any person who publishes any matter” as being liable to prosecution for a breach of the order. [read post]
