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9 Jan 2013, 11:16 am
Bruce Karpati, Chief of the SEC Enforcement Division’s Asset Management Unit, gave a speech entitled “Enforcement Priorities in the Alternative Space” on December 18, 2012. [read post]
16 Jan 2019, 9:00 am
Sources [1] Mcneil, Bruce J. [read post]
5 Mar 2009, 1:03 pm
(AEI), and their principal, Bruce Friedman. [read post]
30 Jan 2012, 12:00 pm
How is the return on investment working out for the building upgrade to LEED? [read post]
8 Jul 2011, 9:55 am
If they come to believe that we are incapable of paying our debts because our government is not run by adults, they will not be willing to fund our huge investments in national defense-- including the three wars we are currently fighting, our investments in weaponry, and our anti-terrorism programs-- at their current low interest rates.We rely on foreign governments and foreign investors to finance our national defense. [read post]
25 Oct 2011, 4:33 am
Two years ago, former Merrill Lynch employee Bruce Hammonds, was sent to prison for securities fraud; now FINRA is fining Merrill Lynch for not properly supervising Hammonds. [read post]
26 Nov 2009, 7:57 pm
LII co-founders Tom Bruce and Peter Martin are in Durban, South Africa, attending the tenth Law Via The Internet Conference. [read post]
21 Mar 2014, 9:48 am
If you suffered investment losses as a result of your dealings with Bruce F. [read post]
29 Feb 2008, 8:30 am
Investment News journalist Bruce Kelly reported that "state securities regulators are worried that the recent emphasis on making U.S. capital markets more competitive could lead to the pre-emption of their power by federal regulators. [read post]
12 Mar 2010, 9:00 am
"I commend the commitment of Bruce Ratner, the Nets organization, the State and the City, for a great team effort. [read post]
24 Apr 2007, 3:22 pm
By contrast, such investment in law firms is forbidden by ethical rules in the United States. [read post]
4 Feb 2014, 12:36 pm
Written by guest contributor, Bruce Frumerman, Frumerman & Nemeth Inc. [read post]
10 May 2016, 9:08 am
Contents include:Ming Du & Qingjiang Kong, EC—Seal Products: A New Baseline for Global Economic Governance and National Regulatory Autonomy Debate in the Multilateral Trading System Bruce Wardhaugh, Buying Competition: Developing Competition Regimes through a WTO-Compliant Generalised System of Preferences Ioannis Glinavos, Public Interests, Private Disputes: Investment Arbitration and the Public Good Gbenga Oduntan, The ‘Reimaginarium’ of Lex Mercatoria:… [read post]
4 Jan 2019, 9:28 am
Morgan and co-presenter, Bruce Liebman, are quoted. [read post]
26 Jan 2021, 5:42 am
Should Invest in the Future of Semiconductors. [read post]
23 May 2013, 6:37 am
Odumosu-Ayanu, South-South Investment Treaties, Transnational Capital and African Peoples Bruce Baker, Where Formal and Informal Justice Meet: Ethiopia's Justice Pluralism Serges Alain Djoyou Kamga, A Call for a Protocol to the African Charter on Human and Peoples' Rights on the Rights of Persons with Disabilities in Africa Poku Adusei, The Right to Health and Constitutional Imperatives for Regulating the Exercise of Pharmaceutical Patent Rights in Sub-Saharan Africa Marumo… [read post]
2 Dec 2011, 1:27 pm
A recent article by Bruce Kelly of the investmentnews.com reported the opinion of Gordon Yale, a forensic accountant, who has served as an expert for dozens of investors who have brought claims against brokerage firms related to the sale of failed private placement investments issued by companies like DBSI, Inc., Medical Capital Financial Corp., and Shale (Provident) Royalties. [read post]
18 Feb 2009, 6:01 am
[Investing 101. [read post]
28 Jun 2012, 9:42 am
For an example of how the commission works, a retiree invested in relatively low-risk mutual funds but wishing to increase income may be advised to invest in a Real Estate Investment Trust (“REIT”). [read post]
14 Oct 2022, 6:31 am
–Bruce Lee At its core, ESG stands for the principle that one should identify and consider environmental, social, and governance factors when making business and investment decisions. [read post]
