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7 Jul 2012, 6:16 am
. **** July 9 Sponsor: Norton Rose Event: The Impact of Regulatory Changes in the US Location: Webinar July 10 Sponsor: B2B Event: How Traders Have Been Affected by the Volcker Rule and Other Hindrances Location: Webinar July 10 Sponsor: New York Hedge Fund Roundtable Event: Update on Green Investing Location: New York, NY July 11 Sponsor: 100 Women in Hedge Funds Event: 11th Annual Risk Management Panel Location: New York, NY July 12 Sponsor: The Southeastern Hedge Fund Association Event: The 11th… [read post]
28 Jun 2012, 7:16 pm
Sponsored by the Institute of Internal Auditors, this event is part of a multiple day examination of ways to improve internal controls. [read post]
27 Jun 2012, 6:43 am
According to a survey conducted by the CFA Institute, a global association of investment professionals, only 29% of its members wanted the legislation to pass, and 63% believed that the bill “would create additional gaps in investor protection and transparency. [read post]
7 Jun 2012, 8:21 am
The CFA Institute and the Pew Charitable Trusts have joined with former FDIC Chair Sheila Bair to launch the Systemic Risk Council to increase the accountability of the Financial Stability Oversight Council created by Title I of the Dodd-Frank Act. [read post]
1 Jun 2012, 2:59 am
"FSIS should postpone implementation of its proposal until it has collected additional data on Campylobacter and is better able to estimate the impacts of its proposal on reducing the pathogen," read the comments, submitted by Chris Waldrop, the director of CFA's Food Policy Institute. [read post]
23 May 2012, 3:46 am
Susan Mangiero, CFA, FRM – Managing Director, FTI Consulting Jonathan Morris, Esq. [read post]
3 May 2012, 2:59 am
""Tracing contaminated food through the food supply chain quickly and effectively is essential to protect consumers from foodborne illness," said Chris Waldrop, director of the Food Policy Institute at CFA. [read post]
30 Apr 2012, 4:14 am
- How can healthcare organizations' board members play a role in promoting diversity in their institutions? [read post]
24 Apr 2012, 6:40 pm
” PIPEs are the sale of “unregistered securities by a public company to a selective group of individuals or institutions. [read post]
11 Apr 2012, 10:33 am
A recent CFA Institute report noted that corporate trustees are better prepared to understand and address the risk and liability issues that go into setting up and executing a trust. [read post]
10 Apr 2012, 6:34 am
” Among the panelists are: Joseph Dear, chief investment officer of the California Public Employees’ Retirement System; Anne Sheehan, director of corporate governance for California State Teachers’ Retirement System; Damon Silvers, associate general counsel for the AFL-CIO; Ann Yerger, executive director of the Council of Institutional Investors; Barbara Roper, director of investor protection at the Consumer Federation of America; Kurt Schacht, managing director of… [read post]
10 Apr 2012, 5:01 am
Barbara Roper, Director of Investor Protection, Consumer Federation of America Kurt Schacht, Managing Director, CFA Institute Alan Schnitzer, Vice Chairman and Chief Legal Officer, The Travelers Companies, Inc. [read post]
20 Mar 2012, 7:27 pm
SEC Chairman Mary Schapiro, Commissioner Luis Aguilar, former SEC chairman Arthur Levitt, the CFA Institute, the Consumer Federation of America, and the AFL-CIO are among those who have raised concerns about the broad reach of the House legislation. [read post]
20 Mar 2012, 2:59 am
"On behalf of CFA's nearly 300 members, we urge the Administration to immediately issue these important food safety proposals," said Chris Waldrop of CFA's Food Policy Institute. [read post]
3 Jan 2012, 9:21 pm
Susan Mangiero, PhD, CFA, FRM, Managing Member Fiduciary Leadership, LLC Dr. [read post]
11 Dec 2011, 7:03 pm
She recently moved to Nashville from Charlottesville, VA, where she worked at the CFA Institute, an international association of financial analysts. [read post]
11 Nov 2011, 7:48 am
Depending on the feedback, possible options include keeping the status quo, retaining the exemptions with adjusted thresholds, limiting the use to certain investors (such as institutional investors), using alternative qualification criteria or imposing other investment limitations. [read post]
6 Nov 2011, 4:05 pm
“ Ashford’s remarks were made during a Reuters Institute for the Study of Journalism event at City University London last Tuesday, at which Lara Fielden introduced her new book examining the future of regulation. [read post]
1 Nov 2011, 4:47 am
In general, society’s institutions are ranged around freedom of expression interests. [read post]
9 Oct 2011, 11:19 am
The CFA Institute, the Financial Analysts Journal, and the Schulich School of Business at York University will be hosting a conference entitled “Financing Public & Private Firms: Fraud, Ethics, & Regulation” on April 26-27, 2012 in Toronto, Canada. [read post]