Search for: "CONNECTIONS CONSULTANT SERVICES, LLC" Results 121 - 140 of 967
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21 Jul 2022, 6:00 am by Overhauser Law Offices, LLC
According to the Complaint, in or around March 2022, Thrivent requested the Defendant, PFJ Ventures LLC a/k/a Thrivant Consulting LLC, “PFJ Ventures” to cease and desist the use of the Mark THRIVANT mark in connection with financial services. [read post]
10 Jun 2021, 10:10 am by Rubric Legal LLC
The post Trademark FAQs For Minnesota Business Owners appeared first on Rubric Legal LLC. [read post]
16 May 2010, 3:35 am by Jeffrey
is a post from Absolute Legal Services, LLC. [read post]
20 Sep 2022, 11:02 am by The White Law Group
SEC says Morgan Stanley Failed to Protect Customers’ Personal Information According to a press release on Sept. 20, 2022, the Securities and Exchange Commission announced charges against Morgan Stanley Smith Barney LLC in connection with the firm’s alleged failures, over a five-year period, to protect the personal identifying information of approximately 15 million customers. [read post]
16 Feb 2016, 4:50 pm by Kevin LaCroix
Carlyle Investment Management LLC (CIM) served as CCC’s investment manager pursuant to an investment Management Agreement (IMA). [read post]
4 Jan 2019, 4:15 am
Respondent Firebrand LLC moved to dismiss this petition for cancellation of its registration for the mark FIREBRAND for a "newsletter dealing with brand and product development" and for "business consultation services," asserting that Petitioner Lewis Silkin LLP had failed to state a claim for abandonment under the Iqbal/Twombly standard. [read post]
24 Oct 2014, 2:12 pm by D. Daxton White
He worked with BB&T Investment Services from 03/2000 – 06/2001, Cuso Financial Services 06/2001 – 04/2005, Raymond James Financial Services 04/2005 – 11/2007, Cuna Brokers Services 11/2007 – 01/2013, and again with Cuso from 01/2013 – 08/2014. [read post]
11 Apr 2021, 9:05 am by Staff Attorney
  According to records kept by FINRA Ianace was employed by Wells Fargo Clearing Services, LLC (Wells Fargo) and Merrill Lynch Pierce, Fenner & Smith Incorporated (Merrill Lynch) through June 2020 when he abruptly resigned when he refused to cooperate in FINRA’s investigation over these allegations. [read post]
2 Jul 2019, 7:42 am by Staff Attorney
(SagePoint Financial) and MML Investors Services, LLC (MML Investors) out of Fort Lauderdale, Florida was barred from the financial industry according to records kept by The Financial Industry Regulatory Authority (FINRA). [read post]
25 Apr 2019, 10:59 am by Staff Attorney
According to BrokerCheck records financial advisor John Spach (Spach), formerly employed by Kestra Investment Services, LLC (Kestra) has been subject to at least one customer complaint, one regulatory action, and one employment termination for cause. [read post]
2 Dec 2019, 10:03 am by Green and Associates
A recent case illustrates the type of cases that are being targeted.On November 26, 2019, Ravitej Reddy, the alleged owner of two testing laboratories—Personalized Genetics, LLC, d/b/a Personalized Genomics (PGL) and Med Health Services Management, LP (MHS) in Pennsylvania, was charged in federal court by criminal Information with 2 counts of conspiracy to pay and receive kickbacks, 1 count of conspiracy to pay kickbacks, and 1 count of offering and paying… [read post]
15 Oct 2021, 9:54 am by The White Law Group
MORGAN SECURITIES LLC (CRD#:79), BROOKLYN, NY09/01/2011 – 10/01/2012, CHASE INVESTMENT SERVICES CORP. [read post]