Search for: "CREDIT INVESTMENTS, INC."
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12 Jun 2012, 6:50 am
Inc. and several ratings agencies, including Standard & Poor’s, Moody’s and Fitch, that credit ratings are merely “predictive opinions” that cannot give rise to actions for negligence. [read post]
28 Feb 2008, 3:07 am
As you may know, many of the major bond insurance firms in the municipal bond market have either seen their ratings down-graded or placed on negative credit watch or outlook by the leading municipal credit rating services (Moody’s Investors Service, Inc., Standard & Poor’s and Fitch Ratings). [read post]
9 Apr 2012, 6:01 am
The complaint also named Elia Realty, Inc. and 212 Club Entertainment, Inc. as relief defendants.SEC Charges South Florida Man in Investment Fraud Scheme [read post]
7 Feb 2008, 4:33 am
The I.P.O. market has slowed in the New Year as uncertainty about the economy and credit market turmoil has cooled investor enthusiasm for more speculative investments. [read post]
15 May 2019, 2:38 pm
M&T Bank Senior Vice President and Senior Deputy Credit Officer Louis P. [read post]
15 May 2020, 4:55 am
SunTrust Censured and Fined For ETF Supervisory FailuresIn the Matter of SunTrust Investment Services, Inc, Respondent (FINRA AWC)Credit Suisse Stockbroker Wins Expungement of Suspicious Customer Complaint (BrokeAndBroker.com Blog)Florida's scientist was fired for refusing to 'manipulate' COVID-19 data (Florida Today by Alessandro Marazzi Sassoon)Leesburg Woman Sentenced To 48 Months In Prison For Aggravated Identity Theft And Wire Fraud (DOJ… [read post]
11 Jun 2017, 4:58 am
Sellers’ used investor funds for vehicles, life insurance policies, homes, jewelry, and credit card purchases laundering the invested funds through multiple bank accounts. [read post]
3 Jul 2011, 12:13 am
Expert Group, Inc. markets a variety of financial products and services through Expert Financing amp; Investments. [read post]
11 Mar 2014, 3:36 am
During the relevant times in this matter, the credit union was affiliated with Financial Industry Regulatory Authority (“FINRA”) member firm Raymond James Financial Services, Inc. (“RJFS”), and Tomlinson was an employee of both the credit union and registered with RJFS.Salary Versus CommissionIn 2008, Tomlinson learned from a magazine article that a registered representative with whom h... [read post]
30 Dec 2010, 1:19 am
The company was founded in 2000 and spent $45 million in investment funds between 2000 and 2008 pursuing "cell development and cardiac interests" without commercial success (during this period, the company was named Neuronyx, Inc.). [read post]
30 Dec 2010, 1:19 am
The company was founded in 2000 and spent $45 million in investment funds between 2000 and 2008 pursuing "cell development and cardiac interests" without commercial success (during this period, the company was named Neuronyx, Inc.). [read post]
8 Apr 2015, 3:17 pm
The Financial Industry Regulatory Authority (FINRA) recently sanctioned and barred broker Michael Korson (Korson) concerning allegations that from February 2011 through August 2012, Korson failed to disclose to PFS Investments, Inc. [read post]
21 Apr 2011, 7:49 pm
Inc. [read post]
25 May 2011, 10:36 pm
According to the New Jersey Bureau of Securities, Wells Fargo Investments Inc. [read post]
16 Feb 2017, 7:58 am
In Burlington Resources Inc., et al. v. [read post]
2 Apr 2023, 6:00 am
Transaction valued at approximately $36M. 7-September-2022Business Intelligence Associates, Inc. [read post]
17 Jun 2019, 1:29 pm
The acquisitions were funded in part by $25 million financing from a credit fund managed by Morgan Stanley Expansion Capital, the growth-focused private investment platform within Morgan Stanley Investment Management. [read post]
20 Mar 2015, 1:45 pm
In July 2011, NCUA sued RBS on behalf of WesCorp, a federal credit union, in order to recover billions of dollars for failed wholesale credit unions claiming investment banks misled them about the nature and quality of offered RMBS. [read post]
8 Dec 2008, 8:33 am
Once upon a time, a person could trust investment brokers, financiers, and regulators. [read post]
14 Jul 2010, 9:29 am
According to Goldman Sachs Group Inc. [read post]
