Search for: "Capital Management Securities" Results 121 - 140 of 10,562
Sort by Relevance | Sort by Date
RSS Subscribe: 20 results | 100 results
24 Apr 2024, 10:42 am by Race to the Bottom
Companies go public for a variety of reasons, but a primary objective of public offerings is to raise significant capital for the business. [read post]
23 Apr 2024, 5:18 am by Beatrice Yahia
In a post on X, Ghebreyesus said the team nevertheless managed to evacuate four patients. [read post]
22 Apr 2024, 1:11 pm by Kevin LaCroix
Yet, a growing chorus of capital markets and private equity experts is now predicting a resurgence of IPOs, and particularly private equity-backed IPOs. [read post]
22 Apr 2024, 10:18 am by Simon Lovegrove (UK)
On 22 April 2024, the European Securities and Markets Authority (ESMA) published its opinion on the regulatory technical standards (RTS) under the revised European Long Term Investment Fund (ELTIF) Regulation. [read post]
22 Apr 2024, 1:35 am by Katelynn Minott, CPA & CEO
Management responsibilities: One of the LLP partners must be a “managing partner” with the ultimate responsibility and liability for the business. [read post]
20 Apr 2024, 9:05 pm by Melissa Bredbenner
The FINRA Board oversees and provides advice and guidance to management in its administration of FINRA’s affairs. [read post]
20 Apr 2024, 8:07 am by Rob Robinson
Headlining the technological innovations is HaystackID’s M365 with HaystackID Suite, a groundbreaking solution designed to maximize the potential of Microsoft 365 for enhancing organizational productivity and security. [read post]
19 Apr 2024, 1:13 pm by Holly
The report also discusses the impact of venture capital on innovation, particularly concerning small companies. [read post]
19 Apr 2024, 9:27 am by CFM Admin
The SEC’s proposed rule would provide such an inflation adjustment, allowing qualifying venture capital fund managers to raise additional capital within the limit of the proposed threshold and would establish a process for future inflation adju [read post]
19 Apr 2024, 3:00 am by Jim Sedor
Senate voted to dismiss two articles of impeachment against Homeland Security Secretary Alejandro Mayorkas, which allege he mismanaged an influx of migrants at the U.S. [read post]
18 Apr 2024, 9:01 pm by renholding
If you are rushing to make claims about using AI in your investment processes to capitalize on growing investor interest, stop. [read post]
18 Apr 2024, 7:37 am by Charlie Jarrett
  Collectively, the 5 investment advisers, GeaSphere LLC; Bradesco Global Advisors Inc.; Credicorp Capital Advisors LLC; InSight Securities Inc., and Monex Asset Management Inc., were censured, ordered to cease and desist from further violations of the Investment Advisers Act of 1940, and pay civil penalties ranging from $20,000 to $100,000. [read post]
17 Apr 2024, 7:05 am by Norman L. Eisen
Gary Farro—Farro was, in 2016, a senior managing director at First Republic Bank. [read post]
16 Apr 2024, 9:05 pm by renholding
For most of its history, the private equity industry was largely left alone by securities regulators. [read post]
16 Apr 2024, 9:01 pm by renholding
This memorandum summarizes a portion of the final rules, the amendments to Regulation S-X, as amended (Regulation S-X), under the Securities Act of 1933, as amended (the Securities Act), and the Securities Exchange Act of 1934, as amended (the Exchange Act), that require a new footnote in audited financial statements, analyzes some of the key challenges these requirements may impose and concludes with some general takeaways. [read post]