Search for: "Capital One Financial Corp."
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24 Aug 2014, 1:40 pm
Claims based on charged-off accounts of this nature are typically brought by debt buyers, such as Portfolio Recovery Associates, LLC; CAVALRY SPV I, LLL (as assignee of EQUABLE ASCENT FINANCIAL, LLC); MIDLAND FUNDING, LLC; and MAIN STREET ACQUISITION CORP. [read post]
6 Jan 2009, 7:34 am
An article in Corp. [read post]
16 Oct 2012, 7:39 am
Corp Fin's Guidance: JOBS Act's Impact on Exchange Offers and Mergers Here's a blog from Gibson Dunn's Jim Moloney and Andrew Fabens regarding Corp Fin's latest interpretive guidance on the JOBS Act: While most commentary regarding the JOBS Act has focused on capital markets issues and the impact the new rules will have on capital-raising transactions, the JOBS Act can also have significant implications in the merger and acquisition… [read post]
24 Nov 2008, 2:08 pm
After injecting nearly $300 billion of capital into financial institutions, federal officials now appear to be willing to help shoulder bad assets, on a targeted basis, from specific institutions. [read post]
10 Jul 2023, 12:36 pm
(CRD# 15768), Paulson Investment Company LLC (CRD#:5670), and Aegis Capital Corp. [read post]
14 Nov 2016, 7:23 am
If you are in need of legal services, contact us to schedule a one-on-one consultation today. [read post]
29 Jul 2015, 7:28 am
From there, Pace was associated with Global Arena Capital Corp from September 2010, through April 2015. [read post]
27 Dec 2011, 8:09 pm
Bank of New York Mellon Corp. [read post]
5 Apr 2011, 2:39 pm
It is reported that the Epsilon customers impacted include TiVo, Kroger, JPMorganChase, US Bank, Capital One, Citi and many others. [read post]
22 Feb 2022, 9:02 am
His previous employers include Arive Capital Markets (CRD#:8060) of Bay Ridge, NY, Aegis Capital Corp. [read post]
16 Dec 2014, 3:21 pm
” From what I have gathered so far, RC Securities and RC Capital are tied to RCS Capital Corp. [read post]
26 Jan 2015, 1:04 pm
In my last Case Comment, I examined some of the elements of the recent watershed Supreme Court of Canada decision, Sattva Capital Corp v. [read post]
22 Nov 2018, 6:00 am
According to BrokerCheck records former financial advisor Thomas Kelley (Kelley), currently employed by Aegis Capital Corp. [read post]
1 Jul 2019, 7:03 am
According to BrokerCheck records financial advisor Mark Kolta (Kolta), currently employed by Worden Capital Management LLC (Worden Capital) has been subject to at least 14 customer complaints and one employment termination for cause. [read post]
18 Jun 2010, 9:36 pm
The securities firm was one of three broker-dealers listed as sellers of Medical Provider Funding Corp. [read post]
3 Feb 2012, 1:53 pm
Senior Financial Fraud Unfortunately, senior financial fraud continues to be a huge problem in Texas and elsewhere in the US. [read post]
26 Dec 2019, 5:00 am
The third individual sanctioned by OFAC was Tony Saab, an accountant and employee of Inter Aliment, one of Assi’s companies that the businessman has allegedly used to fund investments with several Hezbollah financiers. [read post]
13 Sep 2012, 6:00 am
Potential firms targeted by the FCOC include AIG, GE Capital, Metlife, and Prudential Financial. [read post]
5 Jan 2017, 9:34 am
The Court found that Plaintiff’s sole remedy was one of appraisal. [read post]
