Search for: "Capital One Services, Inc."
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9 Aug 2023, 11:25 am
The firms and their penalties have been produced and outlined as follows: Wells Fargo Securities, LLC together with Wells Fargo Clearing Services, LLC and Wells Fargo Advisors Financial Network, LLC agreed to pay a $125 million penalty; BNP Paribas Securities Corp. and SG Americas Securities, LLC have each agreed to pay penalties of $35 million; BMO Capital Markets Corp. and Mizuho Securities USA LLC have each agreed to pay penalties of $25 million; Houlihan Lokey Capital,… [read post]
9 Aug 2023, 10:26 am
Ch. 1996), that duty was one only imposed on corporate directors. [read post]
8 Aug 2023, 9:31 am
Wells Fargo Securities, LLC together with Wells Fargo Clearing Services, LLC and Wells Fargo Advisors Financial Network, LLC agreed to pay a $125 million penalty; BNP Paribas Securities Corp. and SG Americas Securities, LLC have each agreed to pay penalties of $35 million; BMO Capital Markets Corp. and Mizuho Securities USA LLC have each agreed to pay penalties of $25 million; Houlihan Lokey Capital, Inc. has agreed to pay a $15 million penalty; Moelis… [read post]
26 Jul 2023, 9:01 pm
As one commenter stated: “In the hours and days following a cybersecurity breach, companies must quickly and efficiently contain, minimize, and remedy any damage or loss resultin [read post]
25 Jul 2023, 10:43 am
Exterro and ModeOne Announce Global Strategic Partnership Exterro Inc., (“Exterro”), the preferred provider of Legal GRC software specifically designed for in-house legal, privacy, and IT teams at Global 2000 and AmLaw 200 organizations, and ModeOne Technologies, Inc. [read post]
24 Jul 2023, 10:00 pm
Uber Techs., Inc., No. [read post]
24 Jul 2023, 10:00 pm
Uber Techs., Inc., No. [read post]
21 Jul 2023, 4:00 am
The announcement underscored the group’s movement from a largely behind-the-scenes presence to a more visible force, one that has left Democrats increasingly alarmed about the prospect of a third-party candidate spoiling Biden’s reelection. [read post]
17 Jul 2023, 9:05 pm
Like many other cryptocurrencies, this one is not redeemable for specific services such as filesharing, communication, etc., but rather seeks solely to act as a means to store and transfer value. [read post]
14 Jul 2023, 10:16 am
These recipients of XRP did not put up any capital that would be reinvested into the business by Ripple. [read post]
12 Jul 2023, 8:05 am
At the Atlantic, Adam Serwer critiques Justice Thomas's analysis of the original meaning of the Fourteenth Amendment's Equal Protection Clause in the Court's Students for Fair Admissions, Inc. v. [read post]
11 Jul 2023, 8:48 am
They don’t know who they are investing for (not The MLC, Inc., clearly–if there’s one thing we know, we know it’s not their money). [read post]
11 Jul 2023, 12:51 am
If a receipt of large amounts of taxable capital gain occurs this year, and the taxpayer is a resident at the time of receipt, the gains will be included in the resident’s California gross income. [read post]
10 Jul 2023, 12:36 pm
His previous employers include Noble Capital Markets, Inc. [read post]
10 Jul 2023, 9:27 am
His record indicates he was registered with the following firms among others during his career: 04/24/2020 – 05/13/2021, AMERICAN TRUST INVESTMENT SERVICES, INC. [read post]
8 Jul 2023, 4:33 pm
On the cost side, the now-indispensable economics experts might charge, in a private case, millions and even tens of millions of dollars to define the relevant market, compute the “but for” price of the goods or services in question, prove the losses resulting from anticompetitive conduct, establish that common elements of proof will predominate over individual proof, and disprove the inevitable theoretical pro-competitive justifications for facially anticompetitive… [read post]
27 Jun 2023, 11:00 am
Olé Mexican Foods Inc., 2023 WL 4162348, No. [read post]
26 Jun 2023, 11:52 am
One such story involves Instant Brands, Inc. which filed for Chapter 11 bankruptcy in mid-June. [read post]
26 Jun 2023, 11:52 am
One such story involves Instant Brands, Inc. which filed for Chapter 11 bankruptcy in mid-June. [read post]
26 Jun 2023, 10:13 am
School District - Capital$100,000 Hillsborough School District - Capital$626,000 Somerset County Vo Tech - Capital$750,000 FAVORED COMMUNITY COLLEGES Brookdale CC$250,000 FAVORED FOUR YEAR HIGHER EDUCATION Rabbinical College of America/Chabad of NJ$250,000 FAVORED COUNTIES Middlesex County - Art. [read post]
