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30 Mar 2022, 12:13 pm by Geoff Schweller
” Read: Keynote of Chairman Rostin Behnam at the FIA Boca 2022 International Futures Industry Conference, Boca Raton, Florida | CFTC More Commodities Whistleblower News on WNN The post CFTC Chairman Highlights Whistleblower Program and Cryptocurrency in Speech appeared first on Whistleblower Network News. [read post]
16 May 2018, 12:40 pm by ccollins
The former chairman of Gerova Financial Group Ltd was sentenced to 6.5 years in prison last year for defrauding shareholders when he secretly awarded himself and others almost $72M of the reinsurer’s stock. [read post]
6 Feb 2007, 4:46 pm
Olson's thoughts on the costs of regulation, however.PCAOB's Chairman On Costs Of Regulation [read post]
30 Dec 2008, 9:22 am
Sonnenschein Nath & Rosenthal's chairman Elliott Portnoy knows a thing or two about partner moves. [read post]
20 May 2009, 3:11 pm
., the former chief executive of Lehman Brothers, submitted his resignation as chairman on May 14, almost eight months to the day since the securities firm filed for bankruptcy, according to a filing with the Securities and Exchange Commission on Wednesday. [read post]
26 Jun 2019, 1:06 pm by Astarita
The Securities and Exchange Commission today released a full roster of the executive staff of Chairman Jay Clayton, including several individuals who have recently joined the office.Chairman Clayton's executive staff is responsible for advising the Chairman on all matters before the Commission, working closely with agency staff, and helping the Chairman perform all day-to-day operations needed to fulfill the SEC's mission. [read post]
23 Jun 2008, 7:53 pm
In a speech June 12th in Washington DC to the Chartered Financial Analyst Institute Conference on Next Generation Asset Management, SEC Chairman Christopher Cox informed audience members  on upcoming issues and items to be addressed by the SEC this summer. [read post]
9 Sep 2010, 3:34 am by By DEALBOOK
HSBC's chief executive, Michael Geoghegan, should stay in his post and spurn any offer to become chairman, according to banking analysts. [read post]
10 Jul 2009, 5:28 am
The mining giant Anglo American appointed John Parker as chairman on Friday as it tries to fend off a merger proposal from a smaller rival Xstrata. [read post]
15 Sep 2011, 8:38 am by By SUSANNE CRAIG
Gorman, the firm's chief executive, will become chairman as well when John J. [read post]
20 Sep 2010, 2:21 am by By DEALBOOK
HSBC, Europe's biggest bank, is considering appointing Simon Robertson as its new chairman for two to three years, The Sunday Times reported. [read post]
27 Mar 2012, 5:15 pm by By DEALBOOK
BATS Global Markets said it would separate its chairman and C.E.O. roles after the company had to pull its I.P.O. in the wake of technical problems. [read post]
4 Jun 2013, 11:34 am by Wells Bennett
Apropos of Jack’s post: here’s the Chairman’s mark of the National Defense Authorization bill for 2014. [read post]
4 Nov 2019, 12:01 pm by Astarita
The Securities and Exchange Commission today announced that SEC Chairman Jay Clayton, Public Company Accounting Oversight Board (PCAOB) Chairman William Duhnke, and members of the SEC staff met last week with senior representatives of the four largest…Read the Full Press ReleaseHave a securities law question? [read post]
27 Nov 2018, 9:40 am by Jacob N. Westlund
However, as the Chairman noted in the press release announcing this proposal, millions of phone numbers are reassigned each year. [read post]