Search for: "Challenge Financial Investors, Corp." Results 121 - 140 of 418
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19 Jul 2020, 9:17 am by Francis Pileggi
The Chancellor of the Delaware Court of Chancery recently presented a challenge to controller Jeffries Financial Group Inc. [read post]
16 Jul 2020, 3:03 am by Lynn Jokela
One such investor said ‘the pandemic has exposed a wide range of risks faced by businesses that are financially material to investors, including, but not limited to, employee health and safety, access to paid leave, access to health care, supply chain management, worker engagement, political lobbying, and executive compensation. [read post]
19 Jun 2020, 5:00 am by John Jascob
Financial antitrust cases can be challenging because sometimes it takes a long time to emerge that there was an injury, said Hansen. [read post]
14 Jun 2020, 9:14 am by Kevin LaCroix
  Here are the links to my posts describing the four coronavirus outbreak-related SEC enforcement actions: Praxsyn Corporation (here); Applied Biosciences Corp. [read post]
21 May 2020, 2:35 pm by Kevin LaCroix
” The uniqueness of COVID‑19‑related reductions may present challenging interpretation issues. [read post]
15 May 2020, 6:26 am by John Jascob
Being able to segregate investor losses that are caused by the fraud as opposed to broader market events may prove to be difficult, Resley advised. [read post]
24 Apr 2020, 11:33 am by Richard Altieri, Benjamin Della Rocca
Amerada Hess Shipping Corp., the fact that an injury occurred in the U.S. is insufficient to waive sovereign immunity. [read post]
The Federal Energy Regulatory Commission (“FERC” or “Commission”) issued on April 16, 2020 two orders[1] largely denying requests for rehearing of its prior decisions that, among other things, subjected to minimum offer price thresholds energy resources participating in PJM Interconnection, L.L.C. [read post]
9 Apr 2020, 3:00 am by John Jenkins
Detailed discussions of current liquidity positions and expected financial resource needs would be particularly helpful to our investors and markets. [read post]
3 Apr 2020, 3:03 am by Lynn Jokela
COVID-19 Financial Reporting Considerations Guide Last week, John blogged about Corp Fin’s COVID-19 disclosure guidance and we’ve blogged about COVID-19 disclosures involving executive health, annual meeting implications, earnings calls, etc. [read post]
auHash=zrsDVFen7QmUL6Xou7EIHYov4Y6IfrRTjW3KPSVukQs Financial Industry Regulatory Authority (“FINRA”) FINRA has taken a number of steps to provide guidance and relief to the industry. [read post]
16 Mar 2020, 1:54 pm by Kevin LaCroix
An early example of Lorenzo having an impact (albeit short-lived) in private litigation is In re Longfin Corp Sec. [read post]
11 Feb 2020, 3:00 am by John Jenkins
While high non-audit fees exclusively are not a red flag, they can serve as an indicator for investors and other users of financial statements to review what factors are contributing to the fees in each disclosed fee category and potentially look closer at services that have been characterized as non-audit work. [read post]
9 Jan 2020, 7:53 am by Shannon O'Hare
The new processes have suffered challenges and delays. [read post]
1 Jan 2020, 8:11 am by Rob Robinson
Editor’s Note: Given the challenge of monitoring and tracking merger, acquisition, and investment activity for eDiscovery-related companies, from time to time the quarterly and annual reporting of the number of events may change slightly as new information becomes available concerning these events. [read post]