Search for: "Citigroup,Inc."
Results 121 - 140
of 1,143
Sorted by Relevance
|
Sort by Date
21 Aug 2012, 1:34 pm
Citigroup Global Markets Inc., in support of the district court's order that refused to approve the proposed... [[ This is a content summary only. [read post]
9 Aug 2011, 2:35 pm
The FINRA fined Citigroup Global Markets, Inc. $500,000 for failing to supervise Tamara Moon, a former registered sales assistant at the firm's branch office in Palo Alto, California. [read post]
4 Jun 2015, 12:23 am
., Citigroup Inc. and Bank of America Corp. , are either eliminating or considering paring back a service... [read post]
8 Apr 2009, 9:03 pm
Citigroup Global Markets, Inc v Bacon,____F.3d___(5th Cir. [read post]
6 Nov 2019, 6:33 am
Citigroup Inc., 939 F.3d 415 (2d Cir. 2019). [read post]
6 Jul 2012, 10:50 am
A former Citigroup Inc. employee has asked a federal judge to bar the Securities and Exchange Commission from asking "leading questions" to a series of witnesses at his upcoming trial in a civil fraud case over a $1 billion mortgage-bond deal brokered by the bank. [read post]
29 Mar 2010, 12:39 pm
Department of the Treasury today announced its intention to fully dispose of its approximately 7.7 billion shares of Citigroup, Inc. common stock over the course of 2010 subject to market conditions. [read post]
1 Aug 2014, 3:30 pm
Citigroup Inc. says it’s been told by the Securities and Exchange Commission that the agency has completed its investigation of the bank’s conduct regarding mortgage bonds and won’t bring further enforcement action. [read post]
21 Aug 2012, 12:40 pm
Citigroup Global Markets Inc., in support of the district court's order that refused to approve the proposed settlement between the parties.... [read post]
19 Nov 2007, 7:23 am
Goldman Sachs & Co on Monday downgraded Citigroup Inc to 'sell' from 'neutral,' and said the largest U.S. bank may have to write off $15 billion over the next two quarters as mortgage losses reduce earnings. [read post]
18 Nov 2008, 5:35 pm
Citigroup Inc. just revealed plans to cut 52,000 jobs—15 percent of its workforce—by early 2009. [read post]
1 May 2012, 2:22 pm
FINRA announced that it sanctioned Citigroup Global Markets, Inc; Morgan Stanley & Co., LLC; UBS Financial Services; and Wells Fargo Advisors, LLC a total of more than $9.1 million for selling leveraged and inverse exchange-traded funds (ETFs) without reasonable supervision... [read post]
20 Aug 2014, 12:00 pm
Citigroup Inc’s Bnamex unit alleged that a unit of Morgan Stanley permitted funds from a family’s trust account to be used to repay third-party loans without its authorization. [read post]
16 May 2008, 4:50 am
The Russian steelmaker controlled by billionaire Alexei Mordashov, will likely use Citigroup Inc., ABN Amro and Credit Suisse, to organize the sale whose promotional tour may start in two weeks. [read post]
6 Mar 2009, 1:02 pm
Citigroup Global Markets Inc. v. [read post]
5 Aug 2008, 11:59 am
Last Friday, New York Attorney General Andrew Cuomo sent a letter notifying Citigroup Inc. that he plans to file suit against the U.S. banking giant alleging it used fraudulent tactics to sell auction-rate securities. [read post]
19 May 2008, 1:00 pm
Citigroup. [read post]
8 Mar 2009, 8:15 am
Other posts on this Forum that also discuss In Re Citigroup Inc. [read post]
18 Jun 2007, 1:25 am
Citigroup Global Markets Inc is being charged $3 million by NASD to settle charges connected to misleading materials it allegedly gave Bellsouth employees during retirement meetings and seminars held in North Carolina and South Carolina. [read post]
21 Apr 2010, 5:39 am
Now Citigroup Inc. has provided us with such an assessment, as reported by Bloomberg. [read post]
