Search for: "Clayton Dodds"
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26 Jan 2018, 6:32 am
Larcker and Brian Tayan (Stanford University), on Saturday, January 20, 2018 Tags: Boards of Directors, Compliance & ethics, Corporate culture, Cybersecurity, Incentives, Management, Misconduct, Reputation, Risk management, Risk oversight, Tech companies, Uber Remarks on Shareholder Engagement Posted by Jay Clayton, U.S. [read post]
15 Jul 2010, 8:34 am
Now, however, a new form of antitrust arrives – in the form of the Kanjorski Amendment, whose language was embedded in the Dodd-Frank bill. [read post]
10 May 2019, 6:17 am
Senate Committee on Appropriations Posted by Jay Clayton, U.S. [read post]
5 Jul 2019, 6:05 am
Katz, Trevor Norwitz, and Victor Goldfield, Wachtell, Lipton, Rosen & Katz, on Wednesday, July 3, 2019 Tags: Accountability, Disclosure, Financial reporting, Mergers & acquisitions, Regulation S-X, SEC, Securities regulation Statement Regarding Offers of Settlement Posted by Jay Clayton, U.S. [read post]
29 Sep 2015, 10:01 pm
Dodd are representing Kilgore. [read post]
3 Aug 2018, 6:10 am
Securities and Exchange Commission, on Tuesday, July 31, 2018 Tags: Broker-dealers, Conflicts of interest, Duty of care, Duty of loyalty, Fiduciary duties, FINRA, Form ADV, Form CRS, Governance standards, Investment advisers, Investor protection, Retail investors, SEC, Securities regulation Statement Announcing SEC Staff Roundtable on the Proxy Process Posted by Jay Clayton, U.S. [read post]
21 Sep 2018, 6:10 am
Securities and Exchange Commission, on Saturday, September 15, 2018 Tags: Boards of Directors, Institutional Investors, Proxy advisors, Retail investors, SEC, Securities regulation, Shareholder voting Remarks to the SEC Investor Advisory Committee Posted by Jay Clayton, U.S. [read post]
17 Jan 2017, 4:19 pm
Political fallout in the wake of the 2007-2008 financial crisis, and the passage of Dodd-Frank, led many to predict the dawn of a new regulatory enforcement era. [read post]
13 Jul 2021, 5:30 am
“Sherron, even if it’s the last $10,000 you have, you have to use it to hire an attorney. [read post]
4 Sep 2017, 2:20 pm
Every year just after Labor Day, I take a step back and survey the most important current trends and developments in the world of Directors’ and Officers’ liability and D&O insurance. [read post]
2 Jan 2018, 5:08 pm
The world of directors’ and officers’ liability is always dynamic, but 2017 was a particularly eventful year in the D&O liability arena. [read post]
