Search for: "Clayton Frank"
Results 121 - 140
of 224
Sorted by Relevance
|
Sort by Date
11 Apr 2018, 3:10 am
The SEC All-Stars: A Frank Conversation 2. [read post]
23 Jan 2020, 10:54 pm
Surely, then, Jay Clayton’s boys can’t have missed too much, right? [read post]
14 Apr 2021, 2:00 pm
In a series of written answers, Gensler committed to strongly supporting whistleblowers who file cases under the Dodd-Frank Act’s whistleblower reward law. [read post]
27 Aug 2020, 8:16 am
Supreme Court ruled that a whistleblower under the Dodd-Frank Act (DFA) was only protected from retaliation under that law if they made their disclosure directly to the SEC. [read post]
17 Mar 2017, 6:00 am
Rubinfeld, NYU School of Law, on Monday, March 13, 2017 Tags: Antitrust, Behavioral finance, Clayton Act, Executive Compensation, Executive performance, Firm performance, Incentives, Institutional Investors, Investor protection, Management, Ownership, Peer groups, Shareholder value, Sherman Act Is Disgorgement a “Forfeiture” for Statute of Limitations Purposes? [read post]
19 Jul 2017, 4:27 pm
In addition, Congress blows hot and cold on securities litigation issues (compare the PSLRA to SOX and Dodd-Frank). [read post]
10 Dec 2018, 9:05 pm
Meat Export Federation’s Paul Clayton and Homero Recio. [read post]
20 Dec 2019, 6:10 am
Koors, Pearl Meyer & Partners, LLC, on Thursday, December 19, 2019 Tags: Boards of Directors, Compensation committees, Corporate culture, Executive Compensation, Executive turnover, Human capital, Management, Succession Statement by Chairman Jay Clayton at Open Meeting Posted by Jay Clayton, U.S. [read post]
12 Jul 2019, 6:17 am
Securities and Exchange Commission, on Tuesday, July 9, 2019 Tags: Broker-dealers, Compliance & ethics, Conflicts of interest, Fiduciary duties, Investment advisers, Investor protection, Regulation Best Interest, Retail investors, SEC, Securities regulation, Transparency Statement on Retirement of Chief Justice Strine Posted by Jay Clayton, U.S. [read post]
20 Jan 2021, 9:50 am
Earlier in 2020, then-SEC Chairman Jay Clayton reflected on the success of the SEC Whistleblower Program. [read post]
WNN Exclusive: The SEC Whistleblower Program Enriches the Treasury, Not an Inner Circle of Attorneys
4 Oct 2022, 7:32 am
Zero taxpayer dollars have been used to finance whistleblower awards and pay whistleblower attorneys The passage of the Dodd-Frank Act in 2010 established the SEC Whistleblower Program. [read post]
4 Jan 2021, 9:00 am
(Robert Frank, CNBC). [read post]
29 Sep 2017, 6:34 am
Securities and Exchange Commission Posted by Jay Clayton, U.S. [read post]
30 Jul 2021, 7:51 am
The CFTC, by contrast, has been historically underfunded given its regulatory duties, especially after enactment of the Dodd-Frank Act swaps and derivatives reforms more than a decade ago. [read post]
7 Feb 2020, 6:00 am
Securities and Exchange Commission, on Saturday, February 1, 2020 Tags: Climate change, Disclosure, Environmental disclosure, ESG, Materiality, Risk, Risk disclosure, SEC, SEC rulemaking, Securities regulation, Sustainability Statement by Chairman Jay Clayton on Proposed Amendments to Modernize and Enhance Financial Disclosures Posted by Jay Clayton, U.S. [read post]
29 Oct 2020, 2:02 pm
Indeed, the SEC’s press release quotes SEC Chair Jay Clayton as saying “Today’s milestone award is a testament to the Commission’s commitment to award whistleblowers who provide the agency with high-quality information. [read post]
16 Mar 2018, 6:08 am
, Mutual funds, Proxy advisors, Say on pay, Shareholder proposals, Shareholder voting, Vanguard Remarks to the SEC Investor Advisory Committee Posted by Jay Clayton, U.S. [read post]
13 Dec 2019, 6:00 am
Senate Testimony by SEC Chairman Clayton on “Oversight of the Securities and Exchange Commission” Posted by Jay Clayton, U.S. [read post]
1 Sep 2020, 3:35 pm
Chairman Clayton and the two Republican Commissioners view the rules as an important first step toward modernizing the definition and expanding access to private capital markets. [read post]
29 Jun 2018, 6:04 am
Emmerich and Robin Panovka, Wachtell, Lipton, Rosen & Katz, on Saturday, June 23, 2018 Tags: Boards of Directors, Change in control, Merger litigation, Mergers & acquisitions, Private equity, REITs, Shareholder activism Chairman Clayton Testimony on the Oversight of the SEC Posted by Jay Clayton, U.S. [read post]
