Search for: "Client Services, Inc."
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9 Aug 2012, 8:19 am
CALLALLO, INC., App. [read post]
25 Oct 2022, 9:46 am
The taxpayer, Yesware, Inc., sold a subscription service that helped clients’ sales teams sell and engage with their prospective customers more efficiently. [read post]
4 Oct 2020, 12:46 pm
According to records kept by The Financial Industry Regulatory Authority (FINRA) Hannes was employed by his prior employer Woodbury Financial Services, Inc. [read post]
27 Feb 2015, 8:18 am
Premier Dealer Services, Inc., an Illinois Appellate Court determined that, absent other consideration, at-will employment must continue for two years in order to constitute consideration for the enforcement of competition restrictions. [read post]
20 Sep 2018, 2:27 pm
Most recently, she was affiliated with broker-dealer Comprehensive Asset Management and Servicing, Inc. [read post]
29 Feb 2024, 1:10 pm
Ameriserve International, Inc. [read post]
2 Feb 2021, 7:25 am
CRD#: 1927831) is a former registered broker and investment advisor whose last known employer was Woodbury Financial Services, Inc. [read post]
9 Nov 2021, 1:12 pm
Previous employers include Cetera Investment Services LLC (CRD#:15340), also of Tulsa, Bok Financial Securities, Inc. [read post]
9 Jun 2009, 4:00 am
Major PPLS vendors include Hyatt Legal Plans, Inc., Pre-Paid Legal Services, Inc., and Arag Insurance Co., Inc. [read post]
3 Nov 2007, 5:29 am
In this capacity Terry will be responsible for developing staffing services that allow clients to optimize Discovery Partnerââ [read post]
10 Feb 2024, 9:47 am
Kaufman Dolowich has added the former chief legal and compliance officer for accounts receivable management firm Vengroff Williams Inc., one of the firm’s clients, to its Orlando, Florida, office…. [read post]
19 Aug 2019, 12:08 pm
The TAT found that the taxpayer, who provided electronic litigation support to its clients, was not providing a “service” to its clients. [read post]
7 Sep 2010, 2:00 am
August 25, 2010) Plaintiff, a software development company, sued defendant, a company that was performing software installation services for it client, the U.S. [read post]
6 Feb 2014, 11:40 am
A review of recent deal activity reveals some big Canadian clients that are being pulled into the Heenan Blaikie vortex — companies like TransForce Inc., Sprott Inc., Bank of Montreal, Capital Power Corp. and Catamaran Corp.What follows is a list of some of the biggest deals Heenan has worked on over the past couple of years, and lawyers and clients of the firm who may be contemplating what to do now.Sept. 18, 2013 – Philip Morris International… [read post]
8 Sep 2023, 12:51 pm
Hoffman, a former investment advisor at Ameriprise Financial Services, with fraud related to investment recommendations he made to clients. [read post]
4 Jan 2007, 6:18 am
The New York Attorney General's Office is suing UBS Financial Services, Inc. for defrauding thousands of its customers. [read post]
9 Feb 2011, 1:16 pm
Ries & Sons, Inc. v. [read post]
13 Dec 2019, 11:58 am
Schwartz, a former Broker at Royal Alliance Associates INC allegedly impersonated one of his clients, in two telephone calls with the customer services hotline of an annuity company. [read post]
14 Jan 2017, 6:49 am
The claim was brought against brokerage firms Sterne Agee Financial Services, Inc. [read post]
4 Apr 2019, 11:38 am
Firm client MPAY, Inc. has acquired Michigan-based payroll company, BenePAY, a leader in payroll, tax and HR services, to accelerate MPAY’s national payroll and human resource services expansion strategy through its Payentry brand. [read post]
