Search for: "Commodity Exchange v. COMMODITY FUTURES TRADING" Results 121 - 140 of 278
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15 Jul 2009, 1:31 am
Subscription required for online access: FEEDER FUNDS HELD SUBJECT TO COMMODITY POOL REGULATION"A fund that solicits money from investors for trading in commodity futures is subject to registration and regulation as a commodity pool operator, even if it does no trading itself, the Third U.S. [read post]
13 Jul 2009, 11:14 am
The steps include: (i) requiring that all standardized derivative contracts be cleared through well-regulated central counterparties and executed either on regulated exchanges or regulated electronic trade execution systems; (ii) encouraging greater use of standardized OTC derivatives through capital requirements and other measures to facilitate migration of such derivatives onto central clearinghouses and exchanges; (iii) requiring all… [read post]
3 Jun 2011, 8:08 am by Luke Green
To implement these provisions, both the Commodity Futures Trading Commission (CFTC) and the Securities Exchange Commission (SEC) recently proposed rules intended to proscribe and regulate fraud and manipulation of swaps and security-based swaps. [read post]
21 May 2024, 9:05 pm by William McDonald
Markham suggests that cryptocurrencies could also be classified as commodities, in which case they would fall under the exclusive regulatory authority of the Commodities Future Trading Commission (CFTC). [read post]
23 Oct 2015, 8:58 am by Kelly Phillips Erb
Commodity Futures Trading Commission (CFTC), in a decision involving Coinflip, Inc. d/b/a Derivabit (Coinflip) and its chief executive officer Francisco Riordan, ruled that “[B]itcoin and other virtual currencies are properly defined as commodities. [read post]
17 Dec 2009, 10:22 pm by Kim Krawiec
Leonard consider the original contested commodity-human labor. [read post]
The broad scope of new regulation under Dodd-Frank, issued by agencies including the SEC, Commodity Futures Trading Commission (CFTC) and others, will result in fundamental changes across the financial industry. [read post]
26 Jun 2018, 6:46 am by Doug Cornelius
That is just for coins based on being able to buy some future service. [read post]
8 Mar 2016, 1:16 pm by Thomas Hopson
Disputing the view that prosecutors act as de facto regulators, he indicated that “what I am looking for, and I think what most federal prosecutors look for, is a clear violation of a rule or regulation that’s set by the SEC [Securities and Exchange Commission] or the CFTC [Commodity Futures Trading Commission]. [read post]
22 Dec 2020, 2:24 pm by Kevin LaCroix
Triterras operates Kratos, a commodity trading and trade finance platform that connects commodity traders to trade and source capital from lenders directly online. [read post]
13 Jan 2008, 4:47 pm
The Commodities Futures Trading Commission (CFTC) sued Ross Erskine and his company, Goros, LLC, (collectively "Goros") in federal court, alleging that Goros had misrepresented facts and omitted pertinent information when soliciting customers to trade in foreign currency, which violated the Commodity Exchange Act (CEA), 7 U.S.C. [read post]