Search for: "Commodity Futures Trading Commission"
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2 Dec 2011, 11:59 am
The Securities Industry and Financial Markets Association and the International Swaps and Derivatives Association filed joint lawsuits against the Commodity Futures Trading Commission in the U.S. [read post]
22 Feb 2012, 2:00 am
Our friends at Morrison & Foerster issued a Client Alert last week regarding the Commodity Futures Trading Commission’s (the “CFTC”) amendment of Rule 4.5 under the Commodity Exchange Act. [read post]
25 May 2011, 6:15 pm
Arcadia Energy rejected the Commodity Futures Trading Commission's contention that its traders had manipulated crude oil markets in early 2008 and said it would fight the agency in court. [read post]
22 Mar 2011, 10:49 am
Dozens of Democratic senators are fighting Republican efforts to slash the budget of the Commodity Futures Trading Commission, arguing that "reckless" cuts could allow gasoline prices to skyrocket. [read post]
4 Dec 2011, 11:05 am
[JURIST] Wall Street organizations International Swaps and Derivatives Association (ISDA) and Securities Industry and Financial Markets Association (SIFMA) [official websites] on Friday filed a lawsuit challenging a regulation [complaint, text] implemented by the Commodity Futures Trading Commission (CFTC) [official website] that limits speculative trading. [read post]
16 Mar 2015, 11:33 am
A recent news story on the stock holdings of a Commissioner of the Commodities Futures Trading Commission (CFTC) illustrates the issues that arise when a government official who was previously a corporate executive subject to federal prohibitions on insider trading,... [read post]
17 Dec 2010, 1:25 pm
The Commodity Futures Trading Commission on Thursday, December 16, 2010, released a proposal that aims to curb speculative trading in commodities such as oil and precious metals. [read post]
7 Dec 2023, 10:00 pm
The Commodity Futures Trading Commission (CFTC) issued proposed guidance on December 4 intended to increase the transparency and bolster the integrity of voluntary carbon credits that underlie derivative contracts subject to CFTC jurisdiction. [read post]
7 Dec 2023, 10:00 pm
The Commodity Futures Trading Commission (CFTC) issued proposed guidance on December 4 intended to increase the transparency and bolster the integrity of voluntary carbon credits that underlie derivative contracts subject to CFTC jurisdiction. [read post]
7 Dec 2023, 10:00 pm
The Commodity Futures Trading Commission (CFTC) issued proposed guidance on December 4 intended to increase the transparency and bolster the integrity of voluntary carbon credits that underlie derivative contracts subject to CFTC jurisdiction. [read post]
7 Dec 2023, 10:00 pm
The Commodity Futures Trading Commission (CFTC) issued proposed guidance on December 4 intended to increase the transparency and bolster the integrity of voluntary carbon credits that underlie derivative contracts subject to CFTC jurisdiction. [read post]
7 Dec 2023, 10:00 pm
The Commodity Futures Trading Commission (CFTC) issued proposed guidance on December 4 intended to increase the transparency and bolster the integrity of voluntary carbon credits that underlie derivative contracts subject to CFTC jurisdiction. [read post]
7 Dec 2023, 10:00 pm
The Commodity Futures Trading Commission (CFTC) issued proposed guidance on December 4 intended to increase the transparency and bolster the integrity of voluntary carbon credits that underlie derivative contracts subject to CFTC jurisdiction. [read post]
24 Mar 2019, 6:39 am
On March 6, 2019, at the American Bar Association’s (ABA) National Institute on White Collar Crime, Commodity Futures Trading Commission (CFTC) Division of Enforcement Director James McDonald announced a new Enforcement Advisory regarding guidance on self-reporting violations of the Commodity Exchange Act (CEA) carried out through foreign corrupt practices. [1] At the same time, he indicated that the CFTC is working with other enforcement agencies… [read post]
11 Apr 2009, 7:48 am
Just as the Madoff fiasco has led the SEC to announce prosecution of operators of Ponzi schemes, the Commodity Futures Trading Commission, or CFTC, has ramped up prosecutions for commodities fraud. [read post]
28 Mar 2018, 12:28 pm
Commodity Futures Trading Commission. [read post]
1 Oct 2021, 7:54 am
” This argument wrongly assumed that Crombie will obey Section 5(e), or that the Commission will immediately discover if he does not, said the panel.The panel also rejected Crombie’s assertion that the district court could not impose a personal trading ban because he did not misappropriate client funds, deceive clients directly, or refuse to promise to abide by the law in the future. [read post]
1 Nov 2010, 10:47 am
A proposed new rule will give the Commodity Futures Trading Commission broad authority to police "manipulative and deceptive" conduct in the commodities, futures and swaps markets. [read post]
14 Dec 2015, 5:36 am
Code § 1348 to apply to commodities futures trading. [read post]
27 Jan 2011, 1:47 pm
The SEC has posted on its website Reporting by Investment Advisers to Private Funds and Certain Commodity Pool Operators and Commodity Trading Advisors on Form PF, joint proposed rules with the Commodity Futures Trading Commission. [read post]
