Search for: "Corporate Funding & Investments LLC" Results 121 - 140 of 1,716
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14 May 2023, 9:01 pm by renholding
Stockholders Litigation, has potentially significant implications for corporations and their boards in the negotiation of investment agreements with significant stockholders. [read post]
12 May 2023, 11:06 am by Gene Takagi
Learn how: http://ow.ly/XNxv50O5Qop #Nonprofits @irsnews #TaxExemption Nonprofit Law News: Caution for Nonprofits Doing Business with Insiders: IRS Revokes 501(c)(3) Status Based on Management Company Relationship | by @mcdermottlaw Linda Rosenthal: Nonprofit Volunteer-Mileage Rate Parity – Again Lucy Bernholz: The Rise of Philanthropy LLCs and the Erosion of the Bargain of 1969 | HistPhil Gene: Tax Implications of Alternative Investments for Nonprofit… [read post]
10 May 2023, 12:55 pm by Zamansky LLC
Investment Advisers Act of 1940 While the Investment Company Act of 1940 focuses on mutual funds and other entities involved in investing and trading in securities, the Investment Advisers Act of 1940 focuses on those that help retail investors decide where to put their money. [read post]
9 May 2023, 9:01 pm by renholding
A low-cost alternative, if it materializes, may tempt smaller activists—perhaps including better-funded versions of the “issues” activists now plastering corporate boardrooms with various 14a-8 stockholder proposals—to nominate one or two directors to press their concerns in the boardroom.[1] However, Rule 14a-19 does not address the longstanding question of just what information the nominating stockholder should disclose to voting stockholders. [read post]
8 May 2023, 4:01 am by Peter Mahler
In proceedings under § 623 involving corporations (but not LLCs and limited partnerships), simultaneous with the required offer to the dissenting shareholder the company must tender 80% of the offered price. [read post]
28 Apr 2023, 6:30 am
The Board’s Oversight of Employee Voice Posted by Holly Fetter and Benjamin Colton, State Street Global Advisors, on Friday, April 21, 2023 Tags: employee investment, employee retention, employee voice, human resources, Oversight, strategy Anticipating Activist Attacks Posted by David A. [read post]
28 Apr 2023, 6:30 am
The Board’s Oversight of Employee Voice Posted by Holly Fetter and Benjamin Colton, State Street Global Advisors, on Friday, April 21, 2023 Tags: employee investment, employee retention, employee voice, human resources, Oversight, strategy Anticipating Activist Attacks Posted by David A. [read post]
27 Apr 2023, 12:15 am
Travis Laster ruled that two investment funds were within the "circle of confidentiality" that encompassed the corporation and a director selected by those funds. [read post]
FairXchange Inc. had a three-person board of directors, one of whom was also was a partner in a venture capital firm that managed several funds, which invested in the company. [read post]
17 Apr 2023, 9:52 am by The White Law Group
       If you are concerned about your investments with RBC Capital, please call the White Law Group. [read post]
5 Apr 2023, 11:57 am by Susan L. Friedman
Estate plans often include the creation of one or more LLCs to hold other assets or even entities to fund trusts and handle trust administration. [read post]
2 Apr 2023, 6:00 am by Rob Robinson
Morgan (Investor)Note: Funding Secured for Working Capital 10-November-21Driven (Merger)Innovative Discovery (Merger) 3-November-21Digital Safe Product Line of Micro FocusSmarshNote: Announced with intent to close in Q1 2022 2-November-21Everlaw (Investee)TPG (Lead) with HIG Growth Partners, Capital G, Menlo Ventures, Andreessen Horowitz and K9 Ventures.Series D Funding for $202,000,000 27 [read post]
31 Mar 2023, 10:32 am by Hunton Andrews Kurth LLP
 In addition, US private funds 2 are generally not considered to be subject to the Form BE-12 reporting requirement for US affiliates (i.e., a US private fund with a foreign parent) unless the foreign parent, through the fund, indirectly holds a 10% or greater interest in a US operating business. [read post]
31 Mar 2023, 9:00 am by Tom Clarkson
Private fund investors, according to Chair Gensler, “touch so much of our economy,” as the investment funds support small business owners, entrepreneurs, and managers of late-stage companies alike. [read post]
30 Mar 2023, 6:52 am by The White Law Group
Cambridge Investment Research allegedly invested client assets in certain mutual funds and money market sweep funds that generated millions of dollars in revenue sharing payments to an affiliated broker-dealer, Cambridge Investment Research, Inc., instead of lower-cost share classes and investment options that would have yielded less or no revenue sharing. [read post]
27 Mar 2023, 9:01 pm by renholding
We review a number of significant developments in Delaware corporate law, including the Court of Chancery’s clarification of directors’ oversight duties, and the Delaware General Assembly’s expansion of Section 102(b)(7) of the Delaware General Corporation Law to include exculpation of officers for personal liability arising from breaches of the duty of care. [read post]
27 Mar 2023, 8:09 pm by The White Law Group
  December 2014 – FINRA sanctioned the firm after allegations that it engaged in corporate bond transactions in which it failed to buy or sell the bonds at a fair price taking into consideration all applicable circumstances. [read post]
20 Mar 2023, 4:58 am by Rob Robinson
Press Announcement (March 15, 2023) iCONECT Solidifies Relationship with Strategic Funding Partner NewField Capital and Broadens Product Matrix to Other Industries Investment and Product Update San Francisco, CA – iCONECT, a privately held 20-year industry leader in the development of innovative technology and makers of the award winning iCONECT platform, today announced an investment by NewField Capital Partners that will fund continual growth and… [read post]
17 Mar 2023, 3:33 pm by Trent Dykes
The FDIC initiates a Structured Transaction by forming an investment vehicle (typically an LLC) into which it contributes assets from one or more failed institutions in return for the equity interest in the LLC. [read post]