Search for: "Credit Suisse International"
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19 Jun 2014, 10:52 am
Credit Suisse AG, Credit Suisse Fides, and Clariden Leu Ltd. 3. [read post]
5 Jun 2014, 4:36 am
Vows More Use of a Little-Used Tool” Also see this Morgan Lewis blog about “Enforcement Case Shows SEC’s Increased Focus on Internal Controls”… Another Rule 506 Bad Actor Waiver for Credit Suisse As a follow-up to my blog noting a number of bad actor waivers, Corp Fin granted a second bad actor waiver to Credit Suisse a few weeks ago. [read post]
20 May 2014, 8:29 am
Credit Suisse reached [press release] a $196 million settlement... [read post]
20 May 2014, 7:08 am
It was the international banking community reacting to the announcement that Credit Suisse AG had pleaded guilty to conspiracy. [read post]
2 Apr 2014, 5:23 am
[However, allegedly as a result of FATCA, European banks such as Deutsche Bank, Commerzbank, HSBC, and Credit Suisse have been closing brokerage accounts for all US customers since early 2011 citing "onerous" US regulations, which FATCA will make more complex when it goes into effect in 2013.[14][15] [read post]
18 Mar 2014, 3:11 pm
Photo Credit: Daily Mail [read post]
18 Mar 2014, 1:12 pm
Attorneys are recruited from top Chilean and international law schools. [read post]
7 Mar 2014, 3:22 pm
The most recent SEC investigation revealed that, although not registered with the SEC, international financial services company, Credit Suisse Group AG, has been engaging in financial transactions with U.S. customers. [read post]
5 Mar 2014, 1:17 pm
A complicated international dispute over oil contracts, letters of credit, a guarantee of letters of credit, and claims for fraud, conversion, negligent misrepresentation, and unfair and deceptive practices. [read post]
27 Feb 2014, 10:47 am
Fourteen banks are under criminal investigation, including Credit Suisse Group AG, Switzerland’s second-largest bank, the subject of a Senate hearing Thursday. [read post]
21 Feb 2014, 7:55 am
On February 21, 2012, Credit Suisse temporarily suspended the issuance of new shares of TVIX, due to internal limits reached on the size of TVIX, according to Credit Suisse. [read post]
31 Jan 2014, 7:33 am
Wicklund, managing director of energy research, at Credit Suisse LLC, said: “We are not only awash in gas; we are awash in cheap gas. [read post]
21 Jan 2014, 8:22 am
” [….]For the entire article by Jim Puzzanghera in today’s Los Angeles Times, please see here.Update: Rebecca Bratspies kindly provided me with a link to the Credit Suisse Research Institute’s Global Wealth Report 2013 (upper left hand column) that Oxfam relies upon. [read post]
15 Jan 2014, 12:11 am
The banks that have been identified or made announcements regarding Forex regulatory investigations to date include: Barclays, Citigroup, Inc., Credit Suisse AG, Deutsche Bank, Goldman Sachs Group, HSBC, JP Morgan Chase & Co., Morgan Stanley, Royal Bank of Scotland, Standard Chartered and UBS. [read post]
26 Dec 2013, 10:16 am
Nearly a dozen foreign banks, include Israel’s Bank Leumi, HSBC, Credit Suisse (CS), Julius Baer and Swiss cantonal, or regional, banks are under criminal scrutiny; last year, Wegelin & Co, Switzerland’s oldest bank, was indicted and put out of business. [read post]
11 Nov 2013, 12:37 pm
Morgan Chase and Credit Suisse are weighing whether to disable computerized chat rooms that link traders across multiple competing banks and are used by thousands of employees globally. [read post]
27 Sep 2013, 6:01 am
., Barclays Plc, Credit Suisse Group AG and 10 other international lenders were sued by a U.S. credit union regulator alleging they illegally manipulated benchmark Libor interest rates.The National Credit Union Administration, sued the banks in Kansas. [read post]
7 May 2013, 6:34 am
Other defendant banks include Bank of America, Deutsche Bank, UBS, Morgan Stanley, Barclays, BNP Paribas, Credit Suisse and RBS. [read post]
13 Mar 2013, 11:50 am
The United States District Court for the Southern District of New York dismissed the complaint, relying upon the Supreme Court’s decision in Credit Suisse Securities (USA) LLC v. [read post]
13 Mar 2013, 11:50 am
The United States District Court for the Southern District of New York dismissed the complaint, relying upon the Supreme Court’s decision in Credit Suisse Securities (USA) LLC v. [read post]
