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3 Apr 2012, 1:03 am
Supreme Court’s March 26, 2012 issuance of its unanimous opinion in the Credit Suisse Securities (USA) LLC v. [read post]
30 Mar 2012, 6:38 am
The total current market value is $320 million, according to an offering document prepared by Credit Suisse, which is advising Fannie. [read post]
27 Mar 2012, 10:14 pm
Credit Suisse Securities (USA) LLC v. [read post]
27 Mar 2012, 5:35 am
[JURIST] The US Supreme Court [official website] ruled [opinion, PDF] unanimously Monday in Credit Suisse Securities LLC v. [read post]
27 Mar 2012, 5:12 am
” Bloomberg BusinessWeek offers coverage of the Court’s other opinion released yesterday in Credit Suisse Securities (USA) LLC v. [read post]
27 Mar 2012, 1:00 am
“Short-swing” profits suit No limitations tolling Except rare cases Opinion: pdf html [read post]
26 Mar 2012, 1:38 pm
Credit Suisse Securities (USA) LLC, 638 F.3d 1072 (9th Cir. 2011). [read post]
26 Mar 2012, 11:20 am
10-1261 Credit Suisse Securities (USA), LLC, v. [read post]
26 Mar 2012, 7:47 am
Justice Scalia delivered the first opinion of the day, Credit Suisse Securities (USA) LLC v. [read post]
24 Mar 2012, 8:51 pm
Per the court, the plaintiffs, who sued Mecox, its leading officials, and underwriters Credit Suisse Securities (USA) LLC and UBS AG (UBS), failed to adequately allege any materially false or misleading statements in the registration statement or prospectus for the 2010 IPO. [read post]
5 Mar 2012, 7:02 am
If you have questions about investments you made with Credit Suisse Securities (USA) LLC, the securities attorneys of The White Law Group may be able to help. [read post]
5 Mar 2012, 7:02 am
If you have questions about investments you made with Credit Suisse Securities (USA) LLC, the securities attorneys of The White Law Group may be able to help. [read post]
6 Jan 2012, 2:00 am
This post discusses this provision and the SEC’s recent appointment of Pamela Gibbs to head its recently created Office of Minority and Women Inclusion. 2) The Securities Law Blog: FINRA Fines Credit Suisse Securities $1.75 Million for Regulation SHO Violations and Supervisory Failures – This post details how FINRA fined Credit Suisse Securities (USA) LLC $1.75 million for violating Regulation… [read post]
4 Jan 2012, 6:00 am
FINRA has fined Credit Suisse Securities (USA) LLC $1.75 million for violating Regulation SHO and failing to properly supervise short sales of securities and marking of sale orders. [read post]
28 Dec 2011, 11:45 am
FINRA recently fined Credit Suisse Securities (USA) LLC $1.75 million for violating Regulation SHO (Reg SHO) and failing to properly supervise short sales of securities and marking of sale orders. [read post]
2 Dec 2011, 5:32 pm
United States Credit Suisse Securities LLC v. [read post]
1 Dec 2011, 1:58 pm
Credit Suisse Securities (USA) LLC 406.6M Kajeet Inc. v. [read post]
30 Nov 2011, 8:19 am
Burns oversaw structuring and trading of hybrid derivatives, securities whose values are tied to different kinds of underlying assets. [read post]
30 Nov 2011, 7:30 am
In Credit Suisse Securities v. [read post]
29 Nov 2011, 2:55 pm
Supreme Court oral argument in Credit Suisse Securities (USA) LLC v. [read post]
