Search for: "Custodians"
Results 121 - 140
of 4,610
Sort by Relevance
|
Sort by Date
4 Dec 2023, 11:03 am
Under the custody rule, an investment adviser who has custody has four main obligations: ensure that a qualified custodian maintains the clients assets; notify the client in writing of accounts opened by the adviser on the client’s behalf, have a reasonable basis for believing that the qualified custodian sends account statements at least quarterly to clients, and ensure that client funds and securities are verified by actual examination each year by an… [read post]
4 Dec 2023, 6:31 am
Voting is now open! [read post]
3 Dec 2023, 2:00 pm
These would be much more targeted and, in my view, much easier for the custodian of the information to evaluate and respond to. [read post]
1 Dec 2023, 5:32 pm
Sole Custody: In sole custody, one parent has primary decision-making authority and is the primary custodian. [read post]
28 Nov 2023, 9:28 am
The Division of Juvenile Justice or law enforcement agency must make a reasonable effort to notify a parent, legal guardian, or custodian of the juvenile before that entity releases information about the juvenile to the public. [read post]
27 Nov 2023, 5:44 am
They further opine that “[t]his accounting approach, which deviates from established accounting standards, would not accurately reflect the underlying legal and economic obligations of the custodian, and places consumers at greater risk of loss. [read post]
23 Nov 2023, 12:34 pm
Ct. 1990) Merely one of the factors which the court may consider in determining custody in accordance with the best interest of the child is “the wishes of the child as to his custodian. [read post]
22 Nov 2023, 11:13 am
Child custody, in family law, refers to the legal and practical relationship between parents and their children. [read post]
20 Nov 2023, 12:28 am
It is important for all parties involved to recognize the custodian’s authority in spiritual matters concerning the child. [read post]
16 Nov 2023, 6:50 am
The instrument of ratification will now be deposited with the UN Secretary-General, who serves as the custodian of the Rome Statute. [read post]
15 Nov 2023, 6:26 am
The Securities and Exchange Commission filed 784 total enforcement actions in fiscal year 2023, a 3 percent increase over fiscal year 2022, including 501 original, or “stand-alone,” enforcement actions, an 8 percent increase over the prior fiscal year. [read post]
14 Nov 2023, 9:01 pm
The Securities and Exchange Commission announced that it filed 784 total enforcement actions in fiscal year 2023, a 3 percent increase over fiscal year 2022, including 501 original, or “stand-alone,” enforcement actions, an 8 percent increase over the prior fiscal year. [read post]
14 Nov 2023, 4:33 am
Key steps may include: putting in place a Terms of Reference to define the client group and scope of the investigation, and to seek to preserve privilege and put in place communications protocols to protect confidentiality; identifying who the relevant custodians might be – and ensuring that their data is put on legal hold where possible and document preservation notices are issued; collecting any potentially relevant emails, instant messages or mobile data forensically (to ensure… [read post]
13 Nov 2023, 5:00 am
Further, opined the Appellate Division, "the burden of proof rests solely with the [custodian of the record] to justify the denial of access to the requested records [and] this burden must be met 'in more than just a plausible fashion'". [read post]
13 Nov 2023, 5:00 am
Further, opined the Appellate Division, "the burden of proof rests solely with the [custodian of the record] to justify the denial of access to the requested records [and] this burden must be met 'in more than just a plausible fashion'". [read post]
11 Nov 2023, 12:47 pm
The court rejected these claims, emphasizing that the State sufficiently authenticated the calls through the jail records custodian’s testimony and that the defendant’s arguments lacked merit. [read post]
11 Nov 2023, 4:25 am
When issuing or being substantially involved in the issuance of Tokenised Securities, intermediaries: remain responsible for the overall operation of the tokenisation arrangement (notwithstanding any outsourcing arrangements); must perform due diligence on the underlying product being tokenised as well as the Tokenised Securities, including the experience and track record of service providers involved in the tokenisation arrangement, and understand the legal and regulatory issues and the technical… [read post]
9 Nov 2023, 7:01 am
The proposals set out in the draft RTS specify: (i) the criteria to be used for determining “the most relevant” custodians of the reserve of assets, trading platforms, payment service providers providing payment services in relation to the significant e-money tokens (EMTs) and crypto-assets service providers providing custody and administration of crypto-assets on behalf of clients; and (ii) the conditions under which it is considered that asset-referenced tokens and EMTs are… [read post]
8 Nov 2023, 3:52 pm
This means that if one parent is designated as the owner of the 529 plan and the other is listed as the beneficiary’s custodian, both parents may still need to contribute towards their child’s college expenses after divorce. [read post]
6 Nov 2023, 9:00 pm
But, as Sunday’s newspapers suggest, in the run-up to the 2024 election those people seem to be in remarkably good shape.Part of the problem is that the American people are deeply divided over who would be a better custodian of democratic values.Let’s start with the results of a recent New York Times/Sienna College poll. [read post]
