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5 Feb 2013, 7:15 am
” The 4th Circuit disagreed with UBS AG and Citigroup Inc. and held that Carilion was in fact a customer of the two brokerages. [read post]
19 Aug 2009, 10:23 am
The Federal District Court for the Northern District of Texas has decided that an arbitration clause in a Blockbuster Inc. contract with its customers was illusory and could not be enforced by Blockbuster. [read post]
17 Jun 2023, 5:40 am
The Securities and Exchange Commission today secured emergency relief in which the all the defendants in its litigation against Binance Holdings Limited, BAM Management US Holdings Inc., BAM Trading Services Inc., and Changpeng Zhao agreed to repatriate…Read the Full Press Release Have a securities law question? [read post]
21 Aug 2019, 2:25 pm
The post Identity Theft Costs Nordstrom Customer $10,000 appeared first on Schlanger Law Group. [read post]
25 Aug 2022, 8:32 am
Capital Investment Group Inc. [read post]
5 Dec 2014, 10:15 am
Young asserted that he and his clients were all victims of UBS’s “product problem” relating to its offering, developing, marketing and selling structured product investments issued by the, now bankrupt, Lehman Brothers Holdings, Inc. [read post]
13 Apr 2020, 9:52 am
The post Kalos Capital Inc. [read post]
6 Feb 2013, 12:00 am
” In supporting this holding, the Federal Circuit quoted its previous holding in the 2004 case, On-Line Technologies, Inc. v. [read post]
29 Mar 2014, 8:50 am
Bouncing Angels, Inc., No. 13-2745 (D. [read post]
18 Sep 2017, 3:52 am
" (TDAmeritrade Press Release, September 18, 2017), which announced that TD Ameritrade Holding Corporation had completed its acquisition of Scottrade Financial Services, Inc. [read post]
14 Apr 2024, 1:05 pm
July 10, 1996)) (holding customer non-solicitation provision unenforceable where it includes customers with whom employee had no contact). [read post]
5 Sep 2014, 6:20 am
The Financial Industry Regulatory Authority (FINRA) sanctioned brokerage firm optionsXpress, Inc. [read post]
2 Jan 2014, 5:40 am
Under the policy, customers could hold existing nontraditional ETF positions but any new purchases could only occur on an unsolicited basis. [read post]
28 May 2009, 5:30 am
Playphone, Inc. is one such company, and its future holds some good old fashioned CAFA jurisdiction! [read post]
18 Jan 2011, 3:20 am
Stores, Inc. held that general awareness of that a dangerous condition may be present on its premises might be enough to hold a premises owner liable. [read post]
20 Sep 2020, 8:21 pm
A&R Logistics Holdings, Inc., C.A. [read post]
14 Jan 2013, 5:33 am
Ebates Performance Marketing, Inc. v. [read post]
31 Aug 2015, 6:59 am
Exelon Corp. and Pepco Holdings Inc. said they’ll proceed with their $6.8 billion merger to create the largest U.S. utility by customer count after the District of Columbia Public Service Commission rejected it on Aug. 25. [read post]
11 Jun 2023, 12:48 am
The Financial Industry Regulatory Authority Inc. last year penalized 15 broker-dealers a total of $3.7 million for sales of GPB Capital Holdings private placements dating back to the spring of 2018. [read post]
30 Oct 2012, 7:25 am
In the arbitration, the customers of Merrill Lynch asserted that their broker failed to “abide by an agreement to sell off his stock holdings (or at least [...] [read post]
