Search for: "D. Dodd"
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16 Nov 2022, 1:49 pm
Stuart Dodds 03:53 I think I’m a bit biased. [read post]
8 Nov 2022, 12:44 pm
H.R. 7195, which is cosponsored by Representatives Alma Adams (D-NC) and Anthony Gonzalez (R-OH), addresses these deficiencies by incorporating language found in other successful whistleblower award laws such as the Dodd-Frank Act. [read post]
8 Nov 2022, 6:00 am
The US has by far the most reward laws and programs, including the Foreign Corrupt Practice Act, False Claims Act, Dodd-Frank Act, and the Commodity Exchange Act. [read post]
6 Nov 2022, 10:27 am
Background The SEC adopted the new rules pursuant to Section 954 of the Dodd Frank Act, which is codified as Section 10D of the Securities Exchange Act. [read post]
3 Nov 2022, 6:32 am
This rulemaking also will require institutional investment managers to disclose how they voted on “say-on-pay” matters, which fulfills the mandate under section 951 of the Dodd-Frank Act of 2010. [read post]
27 Oct 2022, 7:47 am
Congress required this new SEC rule in the Dodd-Frank Wall Street Reform and Consumer Protection Act (Dodd-Frank Act). [read post]
25 Oct 2022, 11:13 am
Senators Elizabeth Warren (D-Mass.) [read post]
25 Oct 2022, 9:20 am
The panel sided with the CFPB as to the role of CFPB Director in light of Seila Law, in which the Supreme Court effectively amended the Dodd-Frank Act to require the CFPB Director to be removable at the pleasure of the President but did not invalidate any CFPB actions taken prior to the ruling. [read post]
20 Oct 2022, 8:35 am
But the Durbin Amendment was literally an amendment voted on the Senate floor when the Dodd-Frank Financial Reform Bill was considered in the Senate in 2010. [read post]
19 Oct 2022, 2:14 pm
One would have thought that after a dozen years the challenges to the CFPB’s constitutionality would have been over and that the Supreme Court’s decision in Seila Law would have put the matter to rest. [read post]
8 Oct 2022, 6:31 am
Posted by Laura D. [read post]
25 Sep 2022, 12:23 am
To that end he fights old ghosts (who remain culturally potent; eg Friedman) and resurrects, as he must the Romulus and Remus of the corporate law (in debates of Berle and Dodd). [read post]
23 Sep 2022, 6:30 am
Beasley School of Law), on Tuesday, September 20, 2022 Tags: Corporate governance, Delaware cases, Delaware law, Fiduciary duties, LLCs, Mergers & acquisitions Safeguarding Trust: The Board’s Role in Integrating ESG and ERM Posted by Maria Castañón Moats and Jamie Gamble, PricewaterhouseCoopers LLP, on Tuesday, September 20, 2022 Tags: Boards of Directors, ESG, Management, Risk management, Stakeholders What’s Next for US M&A Posted by Gregory Pryor and… [read post]
22 Sep 2022, 7:34 am
H.R. 7195 is cosponsored by Representatives Alma Adams (D-NC) and Anthony Gonzalez (R-OH). [read post]
18 Sep 2022, 6:31 am
D’Ginto. [read post]
16 Sep 2022, 6:30 am
., Pay for performance, Proxy advisors, Say on pay, Shareholder voting SEC Releases Final Rules Regarding Pay-Versus-Performance (PVP) Disclosures Posted by Ira Kay and Mike Kesner, Pay Governance LLC, on Tuesday, September 13, 2022 Tags: Compensation disclosure, Dodd-Frank Act, Equity-based compensation, Executive Compensation, Incentives, Pay for performance, SEC, SEC rulemaking, Securities regulation, TSR Enhanced ESG Disclosures for Investment Funds and Advisers: A Comment from… [read post]
8 Sep 2022, 3:34 pm
The Pay Versus Performance Disclosure requirements generally apply to publicly-held companies that are subject to the reporting requirements of sections 13(a) or 15(d) of the Exchange Act. [read post]
5 Sep 2022, 9:01 pm
For newly public companies, disclosure will be required only for the years in which the company was a reporting company pursuant to Section 13(a) or Section 15(d) of the Exchange Act. [read post]
4 Sep 2022, 11:00 pm
For example, legislation to strengthen protections and incentives for bank employees who blow the whistle on money laundering and sanctions violations is cosponsored by Senators Chuck Grassley (R-IA), Raphael Warnock (D-GA), and Elizabeth Warren (D-MA). [read post]
25 Aug 2022, 9:01 pm
In 2010, Congress under the Dodd-Frank Act directed the Commission to provide clear disclosure to investors on the relationship between companies’ executive compensation actually paid and financial performance. [read post]
