Search for: "DFS Services"
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16 Apr 2021, 9:29 am
Department of Financial Services last month: To: All New York Domestic and Foreign Insurance Companies Re: Diversity and Corporate Governance As Superintendent of the New York State Department of Financial Services (DFS), I have consistently stressed the critical importance of diverse perspectives to problem-solving. [read post]
17 Aug 2020, 5:54 am
On July 21, 2020, the New York Department of Financial Services (“DFS”) filed its first enforcement action under New York’s Cybersecurity Requirements for Financial Services Companies, 23 N.Y.C.R.R. [read post]
11 Oct 2013, 10:05 am
Pending legislation in New York State would provide protection and compensation for whistleblowers who provide original information about violations of banking, insurance, and financial services laws to the New York State Department of Financial Services (“DFS”). [read post]
7 Jan 2019, 8:00 am
Entities covered by the Regulation that utilize third party service providers, which include not only banks and insurers, but also other financial services institutions and licensees regulated by the DFS, will be required to implement third-party risk management programs by March 1. [read post]
19 Jan 2018, 6:04 am
The New York Department of Financial Services (“DFS”), in Circular Letter No. 1 (1/3/18), provides guidance on certain improper trade practices related to the sale of insurance and service contracts covering phones and other wireless communications equipment. [read post]
21 Dec 2011, 1:55 am
The New York Department of Financial Services (“DFS”) issued a circular letter on December 19, 2011 (the “Circular Letter”) emphasizing the importance of risk management and indicating that the DFS expects every insurer to adopt a formal enterprise risk management (“ERM”) function. [read post]
17 Aug 2020, 11:10 am
The OCC has filed its reply brief with the Second Circuit in its appeal from the district court’s final judgment in the lawsuit filed by the New York Department of Financial Services (DFS) challenging the OCC’s issuance of special purpose national bank (SPNB) charters to non-depository fintech companies. [read post]
28 Aug 2017, 12:51 pm
The deadline to comply with the first set of requirements under the new DFS Cybersecurity Regulations (“the Regulations”) is here! [read post]
21 Feb 2017, 1:27 pm
On February 16, 2017, the New York Department of Financial Institutions (“DFS“) promulgated a regulation that requires “Covered Entities” to establish and maintain a cybersecurity program designed to protect consumers and the financial services industry itself (the “Regulation“). [read post]
6 Jul 2012, 10:00 am
Providers who care for patients utilizing no-fault insurance should familiarize themselves with an emergency rule promulgated by the Department of Financial Services (“DFS”) that took effect on June 12, 2012. [read post]
18 Sep 2009, 1:23 pm
The New York Attorney General and Dell and its subsidiary, Dell Financial Services (DFS), have reached a settlement whereby Dell agreed to by the AG's Office $4 million in restitution, penalties and costs to resolve charges of fraudulent and deceptive business practices across New York State. [read post]
15 Mar 2024, 2:00 pm
Here's my argument preview, from the ABA Preview of United States Supreme Court Cases: FACTS In late 2017, the Superintendent of New York’s Department of Financial Services (DFS), Maria... [read post]
6 Feb 2023, 5:04 am
While the DFS rulemaking has been underway for nearly two years, the DCWP began its efforts last fall. [read post]
14 Nov 2022, 6:05 am
The Superintendent for the New York Department of Financial Services recently announced a consent order assessing a $4.5 million penalty against a health insurance company for violations of the DFS Cybersecurity Regulations, 23 NYCRR, Part 500. [read post]
22 Dec 2016, 7:30 pm
The Massachusetts Department of Environmental Protection (“MassDEP”) promulgated underground storage tank (UST) regulations on January 2, 2015 that replaced the Massachusetts Department of Fire Service (“DFS”) regulations at 527 CMR 9.00. [read post]
30 Jul 2020, 2:12 pm
Ever since the New York State Department of Financial Services (DFS) instituted its first-in-the-nation Cybersecurity Regulation[1] in 2017 (covered in our post here), banks, insurance companies, and others in the financial services industry wondered what would trigger an enforcement action under its broad purview. [read post]
12 Jan 2018, 9:02 am
Last month, the US District Court for the Southern District of New York dismissed the lawsuit brought last spring by the New York State Department of Financial Services (DFS) challenging the ability of the federal banking regulator, the Treasury Department’s Office of the Comptroller of the Currency (OCC), to issue a specialized bank charter to financial technology businesses. [read post]
1 Jul 2021, 9:28 am
The DFS asserted that the practice of allowing dealer “discretion” in setting retail interest rates resulted in statistically significant differences in pricing, disadvantaging Hispanic and African-American consumers, with differences ranging from 20 to 59 basis points. [read post]
29 Oct 2021, 5:34 am
Office of the Comptroller of the Currency, No. 19-4271 (2d Cir. 2021) Facts: The New York State Department of Financial Services (DFS) regulates insurance, banking, and financial services in the state of New York. [read post]
7 Jan 2019, 1:15 pm
Entities covered by the Regulation that utilize third party service providers, which include not only banks and insurers, but also other financial services institutions and licensees regulated by the DFS, will be required to implement third-party risk management programs by March 1. [read post]
