Search for: "Dealer Capital Group, LLC"
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3 Oct 2018, 9:27 am
According to reports, 1 Global Capital LLC, (“1st Global Capital”), the cash advance company, is a separate, unrelated company from 1st Global Capital Corp., the independent broker-dealer based in Dallas. [read post]
2 Jul 2020, 7:54 am
The company filed a form D to raise capital from investors in 2017. [read post]
17 Dec 2019, 1:27 pm
Investigating Potential Securities Fraud Lawsuits The White Law Group continues to investigate potential claims involving broker dealers who may have unsuitably recommended high risk non-traded REITs like First Capital Real Estate Trust to investors. [read post]
2 Dec 2020, 7:03 am
The White Law Group continues to investigate potential securities claims involving broker-dealers who may have unsuitably recommended FS KKR Capital Corp. [read post]
6 Feb 2020, 11:07 am
The post Griffin Capital Essential Asset REIT Shareholders appeared first on The White Law Group. [read post]
6 Mar 2012, 8:33 am
The White Law Group, LLC is a national securities fraud, securities arbitration, investor protection, and securities regulation/compliance law firm with offices in Chicago, Illinois and Boca Raton, Florida. [read post]
6 Mar 2012, 8:33 am
The White Law Group, LLC is a national securities fraud, securities arbitration, investor protection, and securities regulation/compliance law firm with offices in Chicago, Illinois and Boca Raton, Florida. [read post]
7 Jun 2022, 5:12 am
WestPark Capital, Inc. [read post]
9 Dec 2010, 11:29 am
Financial Services Inc.; QA3 Financial Corp.; DeWaay Financial Network LLC; The Private Consulting Group, which shut down last year; and Questar Capital Corp. [read post]
18 Mar 2008, 12:32 pm
Decker was the former senior managing director for Research and Public Policy at SIFMA and Nicholas was its former managing director of Capital Markets Group. [read post]
31 Aug 2020, 8:46 am
M2M filed a form D to raise capital from 142 investors in 2016, according to filings with the SEC. [read post]
Silver Law Group Represents Victims Of GPB Funds Ponzi Scheme In Claims Against HighTower Securities
31 Aug 2021, 7:25 am
Silver Law Group currently represents investors in FINRA claims against HighTower Securities LLC and several other broker-dealers who sold GPB funds to investors, and reportedly filed the first GPB-related stockbroker arbitration claim in 2019. [read post]
2 May 2012, 6:27 am
More recently, sales of private placements were responsible for the shuttering of broker/dealer Cambridge Legacy Securities LLC. [read post]
23 Apr 2012, 3:05 pm
The White Law Group, LLC is a national securities fraud, securities arbitration, investor protection, and securities regulation/compliance law firm with offices in Chicago, Illinois and Boca Raton, Florida. [read post]
5 Aug 2017, 10:35 am
The White Law Group, LLC is a national securities fraud, securities arbitration, investor protection, and securities regulation/compliance law firm with offices in Chicago, Illinois and Vero Beach, Florida. [read post]
13 Jul 2018, 9:21 am
The risk factors listed on ATEL 12 LLC’s prospectus include no guarantee of distributions or return of your capital investment. [read post]
6 Feb 2015, 3:56 pm
The White Law Group, LLC is a national fraud, securities arbitration, investor protection and securities regulation/compliance law firm with offices in Chicago, Illinois and Vero Beach, Florida. [read post]
2 Nov 2010, 10:38 am
One month earlier, Steve Bull, a former branch manager with 20 reps under him at Next Financial Group, joined Securities America. [read post]
29 Jul 2019, 10:01 am
The post GPB Capital Holdings Lawsuit appeared first on The White Law Group. [read post]
15 Dec 2022, 10:23 am
Blackwells Capital LLC proxy war with AR Global continues, Investor claims “Extreme Underperformance” According to the DIWire this week, Blackwells Capital LLC, an activist investor, reportedly filed a preliminary proxy statement to attempt to replace AR Global (Formerly American Realty Capital) as the external manager of the Necessity Retail REIT (formerly known as American Finance Trust). [read post]