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30 May 2021, 1:44 am by Alan Rosca
In June 2015, another customer alleged that while Thurnherr was registered with Legend Securities, Inc., he engaged in churning, excessive trade and scienter, suitability, unauthorized trading, negligence, breach of fiduciary duty, breach of contract and misrepresentation. [read post]
27 May 2021, 11:42 am by Alan Rosca
  Following his employment with Morgan Stanley DW INC, Cahill was employed by Citigroup Global Markets INC, where he spent three years, from 2005 to 2009. [read post]
27 May 2021, 11:42 am by Alan Rosca
  Following his employment with Morgan Stanley DW INC, Cahill was employed by Citigroup Global Markets INC, where he spent three years, from 2005 to 2009. [read post]
24 May 2021, 3:06 pm by William Ford, Matt Gluck
David Thompson, vice chief of space operations for Space Force; John Hill, the official performing the duties of the assistant defense secretary for space policy; and Darlene Costello, acting assistant Air Force secretary for acquisition, technologies and logistics. [read post]
17 May 2021, 2:49 pm by William Ford, Matt Gluck
The subcommittee will hear testimony from Anna Gelpern, senior fellow at the Peterson Institute for International Economics; Scott Morris, senior fellow at the Center for Global Development; Odette Lienau, professor at Cornell University Law School; Jaime Atienza, debt policy lead at Oxfam; and Sebastian Horn, economist at the Kiel Institute for the World Economy. [read post]
10 May 2021, 1:55 pm by William Ford, Matt Gluck
Molly Reynolds, senior fellow in Governance Studies at the Brookings Institution, will join Benjamin Wittes, Lawfare’s editor in chief, to answer the Lawfare community’s questions about changes to Congress’s budgeting procedures, Capitol security and congressional operations in a post-coronavirus world. [read post]
4 May 2021, 6:13 am by Shannon O'Hare
Interest paid to a non-French resident is generally free from withholding tax. [read post]
3 May 2021, 2:12 pm by William Ford, Tia Sewell
Stephen Whiting, commander of Space Operations Command; John Hill, the official performing the duties of the assistant defense secretary for space policy; Bruce Turner, senior bureau official at the State Department's Bureau of Arms Control, Verification and Compliance; and Jonathan Moore, principal deputy assistant secretary of state for oceans and international environmental and scientific affairs. [read post]
26 Apr 2021, 9:32 am by William Ford, Tia Sewell
The committee will hear testimony from Douglas Glenn, deputy chief financial officer for the Defense Department; Wesley Miller, senior official performing the duties of the assistant Army secretary for financial management; Alaleh Jenkins, senior official performing the duties of the assistant Navy secretary for financial management; and Stephen Herrera, principal deputy assistant secretary of the Air Force for financial management. [read post]
23 Apr 2021, 4:00 am by Jim Sedor
National/Federal A Government Ethics Office Refused to Approve Kanye West’s Financial Disclosures from His Failed Presidential Campaign MSN – Grace Panetta (Business Insider) | Published: 4/19/2021 The Office of Government Ethics refused to sign off on Kanye West’s financial disclosure forms from his failed 2020 presidential campaign. [read post]
19 Apr 2021, 10:20 am by William Ford, Victoria Gallegos
Event Announcements (More details on the Events Calendar) Monday, April 19, 2021 at 10:00 a.m.: The Brookings Institution will host an online event on sustainable U.S. presence in the Middle East. [read post]
12 Apr 2021, 11:33 am by Alan Rosca
Broker dealers like LPL Financial LLC owe a duty to supervise their brokers and ensure that their customers’ funds are invested appropriately and breaching these duties could make them liable for the losses incurred by the investors. [read post]
12 Apr 2021, 11:33 am by Alan Rosca
Broker dealers like LPL Financial LLC owe a duty to supervise their brokers and ensure that their customers’ funds are invested appropriately and breaching these duties could make them liable for the losses incurred by the investors. [read post]
1 Apr 2021, 7:35 am by Alan Rosca
Kazmi is currently registered as a broker with Berthel, Fisher & Company Financial Services, Inc. [read post]
1 Apr 2021, 7:35 am by Alan Rosca
Kazmi is currently registered as a broker with Berthel, Fisher & Company Financial Services, Inc. [read post]
22 Mar 2021, 8:01 am by William Ford, Victoria Gallegos
Mike Nagata, senior vice president of CACI International Inc.; retired Lt. [read post]
19 Mar 2021, 5:41 pm by INFORRM
Though Danbury explains that journalists may have a duty to inform the state if they learn of an imminent attack, a proactive duty in other cases may risk compromising the work and safety of journalists. [read post]