Search for: "Efficient Advisors, LLC" Results 121 - 140 of 257
Sort by Relevance | Sort by Date
RSS Subscribe: 20 results | 100 results
21 Mar 2019, 9:18 am by zamansky
They sold it as a supposedly safe and efficient mechanism to enhance yield from generally conservative portfolios. [read post]
26 Feb 2019, 8:37 am by zamansky
The so called “Yield Enhancement Strategy,” or YES was pitched by UBS financial advisors to their customers as a supposedly safe and efficient mechanism to enhance yield from a generally conservative portfolio. [read post]
15 Feb 2019, 6:14 am
Badawi (University of California) and Elisabeth de Fontenay (Duke University), on Wednesday, February 13, 2019 Tags: 401(k), Adverse effects, Agency costs, Contracts, Efficiency, Go-shop, Merger litigation, Mergers & acquisitions, Termination fees Public Letter following SEC Proxy Process Roundtable Posted by Edward Knight, Nasdaq, Inc.; Tom Quaadman, U.S. [read post]
8 Feb 2019, 6:04 am
Aruba Networks Posted by Brian Broughman (Indiana University), on Thursday, February 7, 2019 Tags: Appraisal rights, Delaware cases, Delaware law, Market efficiency, Merger litigation, Mergers & acquisitions [read post]
24 Jan 2019, 2:36 pm by Kevin LaCroix
The SEC’s mission, formulated some 85 or so years ago, is to protect investors; to maintain fair, orderly, and efficient markets; and to facilitate capital formation. [read post]
18 Jan 2019, 5:56 am
Hu (University of Texas), on Thursday, January 17, 2019 Tags: Bankruptcy, Credit default swaps, Debtor-creditor law, Derivatives, Distressed companies, Hedge funds, Information asymmetries, Information environment, Market efficiency, Securities regulation 2018 Private Equity Year in Review Posted by Andrew J. [read post]
17 Jan 2019, 2:00 am by Dinita L. James, Gonzalez Law, LLC
The post Dear Mark: #MeToo Movement Gets It Wrong on Arbitration appeared first on HR Daily Advisor. [read post]
11 Jan 2019, 6:30 am
Lamoreaux (Arizona State University), on Thursday, January 10, 2019 Tags: Audits, Disclosure, Engagement, Information environment, Internal control, Investor protection, Market efficiency, Oversight, Reporting regulation, Restatements, Risk oversight, Sarbanes–Oxley Act, SOX, SOX Section 404 Talking Governance with Donna Anderson Posted by Michael Flaherty and Patricia Figueroa, Gladstone Place Partners,… [read post]
6 Nov 2018, 11:51 am by Samuel Cohen
., Carval Investors LLC and other funds that specialize in distressed debt were interested in opportunities to finance Argentine companies, particularly where traditional bank lending may be more difficult to come by following the “notebooks scandal“. [read post]
19 Oct 2018, 6:08 am
Securities and Exchange Commission, on Saturday, October 13, 2018 Tags: AIG, Broker-dealers, Derivatives, Financial regulation, Market efficiency, SEC, SEC rulemaking, Swaps, Transparency Opening Statement at the SEC Open Meeting Posted by Jay Clayton, U.S. [read post]
24 Sep 2018, 7:55 am by Senior Editor
    Jacob Lazarovic MD, Medical Advisor at Amaxx LLC, has considerable experience in managed care, including 18 years as chief medical officer at Broadspire, a leading TPA. [read post]
21 Sep 2018, 6:10 am
Securities and Exchange Commission, on Thursday, September 20, 2018 Tags: Conflicts of interest, Equity securities, Information asymmetries, Information environment, Investor protection, Market efficiency, Oversight, Retail investors, SEC, Securities regulation, Transparency [read post]
29 Aug 2018, 6:06 pm by Francis Pileggi
  Agency Costs of Agency Capitalism and Shareholder Voting The Delaware Supreme Court said in Crown Emak Partners, LLC v. [read post]